DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• H•• C•••••• P••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Jun 26, 2024 · 7 filings
SEC status approved since Jul 26, 2024
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$171M as of Mar 27, 2026
Mar 27, 2025$159M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20250 then
Employees (5.A)6 as of Mar 27, 2026
Mar 27, 20255 then
Private funds4 as of Mar 27, 2026
Mar 27, 20254 then
RAUM +7.9% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$171M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••• H•• S•••••••• P••••••• L• | Private Equity Fund | $42.7M | 62 | Jul 17, 2017 |
| W•••• H•• S••••••••• O••••••••• L• | Private Equity Fund | $42.1M | 6 | Mar 29, 2023 |
| W•••• H•• S•••••••• P••••••• I• L• | Private Equity Fund | $20.8M | 80 | Mar 29, 2022 |
| W•••• H•• L•••••••• O••••••••• L• | Private Equity Fund | $4.2M | 18 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• D••••• J••••• · Managing Partnercontrolsince 01/2016 · owns 25% to 50%
- Q••••••• M•••• R••••• · Managing Partner / Chief Compliance Officercontrolsince 01/2016 · owns 25% to 50%
- C••••••• D••••• J••••• · Membercontrolsince 01/2016 · owns 50% to 75% of W•••• Hat Capital Partners Gp LLC
- Q••••••• M•••• R••••• · Membercontrolsince 01/2016 · owns 50% to 75% of W•••• Hat Capital Partners Gp LLC
Entity owners
- W•••• H•• C•••••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W• L•••••••• G• L••pooled vehicle sponsorn
- W•••• H•• S• G• I• L••pooled vehicle sponsorn
- W•••• H•• S• G• L••pooled vehicle sponsorn
- W••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Sep 17, 2025 to Mar 27, 2026
- Pooled vehicle clients · 5 to 4Sep 17, 2025 to Mar 27, 2026
- Discretionary RAUM · $159M to $171MSep 17, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $159M to $171MSep 17, 2025 to Mar 27, 2026
- RAUM · $159M to $171MSep 17, 2025 to Mar 27, 2026
- Employees · 5 to 6May 23, 2025 to Jun 16, 2025
- Financial planning clients · unset to May 23, 2025 to Jun 16, 2025
- Discretionary RAUM · $165M to $159MJul 10, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $165M to $159MJul 10, 2024 to Mar 27, 2025
- RAUM · $165M to $159MJul 10, 2024 to Mar 27, 2025
- Private funds · 8 to 4Jun 26, 2024 to Jul 10, 2024
Signals
1 dated events
- W•••• H•• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)Jun 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W•••• H•• C•••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- W•••• H•• C•••••• P••••••• L• · Private Equityshared crd · organization
- W•••• H•• C•••••• P••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- W••••HATCP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212.257.5940reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026