DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Pearl Investment Partners, LLC
Latest filing Mar 29, 2019
First filing on the tape May 25, 2017 · 7 filings
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$112M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$5.0M gross assets
History
7 filings and snapshots on the tape
RAUM$117M as of Mar 29, 2019
Mar 28, 2018$117M then
HNW client RAUM$112M as of Mar 29, 2019
Mar 28, 2018$117M then
State-registered IARs (5.B.3)1 as of Mar 29, 2019
Mar 28, 20181 then
Employees (5.A)1 as of Mar 29, 2019
Mar 28, 20181 then
Private funds: 1
RAUM -0.4% over the last fiscal yearIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $22.4MderivedHNW RAUM over HNW clients
- Average account
- $19.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$112M96%
- Pooled investment vehicles$5.0M4.3%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- David Evan Perlin to Shepherd Kaplan LLCDec 31, 2019 · Other
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ai-Pip, LLC | Hedge Fund | $5.0M | 12 | Aug 14, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Evan David Perlin · Member And Chief Compliance Officercontrolsince 03/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Aug 14, 2018 to Mar 29, 2019
- Pooled vehicle clients · unset to 1.0Aug 14, 2018 to Mar 29, 2019
- Assets in custody · unset to 52672847.0Aug 14, 2018 to Mar 29, 2019
- HQ city · BETHESDA to unsetAug 14, 2018 to Mar 29, 2019
- HQ state · MD to unsetAug 14, 2018 to Mar 29, 2019
- Other offices · 1 to 0Aug 14, 2018 to Mar 29, 2019
- Discretionary RAUM · $117M to $117MAug 14, 2018 to Mar 29, 2019
- HNW RAUM · $117M to $112MAug 14, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · unset to 5000000.0Aug 14, 2018 to Mar 29, 2019
- RAUM · $117M to $117MAug 14, 2018 to Mar 29, 2019
- Private funds · unset to 1Mar 28, 2018 to Aug 14, 2018
- Accounts · 6 to 5Aug 25, 2017 to Mar 28, 2018
- HNW clients · unset to 5.0Aug 25, 2017 to Mar 28, 2018
- HQ city · unset to BETHESDAAug 25, 2017 to Mar 28, 2018
- HQ state · unset to MDAug 25, 2017 to Mar 28, 2018
- Other offices · unset to 1.0Aug 25, 2017 to Mar 28, 2018
- Discretionary RAUM · $113M to $117MAug 25, 2017 to Mar 28, 2018
- HNW RAUM · unset to 117300000.0Aug 25, 2017 to Mar 28, 2018
- RAUM · $113M to $117MAug 25, 2017 to Mar 28, 2018
- Accounts · 0 to 6Jun 12, 2017 to Aug 25, 2017
- Discretionary RAUM · $0 to $113MJun 12, 2017 to Aug 25, 2017
- RAUM · $0 to $113MJun 12, 2017 to Aug 25, 2017
- Business name · PEARL INVESTMENT ADVISORS to PEARL INVESTMENT PARTNERS, LLCMay 25, 2017 to Jun 12, 2017
- Legal name · PEARL INVESTMENT ADVISORS to PEARL INVESTMENT PARTNERS, LLCMay 25, 2017 to May 25, 2017
Signals
1 dated events
- Pearl Investment Advisors filed its initial SEC registration (Form ADV)May 25, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026