DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••• F••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2019 · 16 filings
SEC status approved since Jul 24, 2019
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
22
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$2.0B as of Mar 31, 2026
Mar 30, 2020$548M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)16 as of Mar 31, 2026
Mar 30, 202013 then
Private funds22 as of Mar 31, 2026
Mar 30, 20206 then
RAUM +30% over the last fiscal year+13% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $92.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.0B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- A••••••••• J••••• A••••• · Partnercontrolsince 12/2016 · owns less than 5%
- M•••••• D••••• T••••• · Partnercontrolsince 12/2016 · owns less than 5%
- N•••••• B•••••••• D••••• · Coocontrolsince 08/2019 · owns less than 5%
- R••••••• C••••••••• D•••• · Managing M•••••controlsince 12/2016 · owns less than 5%
- W••••••••• J••••• A••• · Ccocontrolsince 03/2024 · owns less than 5%
- A••••••••• J••••• A••••• · Partnercontrolsince 06/2019 · owns 25% to 50% of C••••• F••• M••••••••• G• L••
- A••••••••• J••••• A••••• · Partnercontrolsince 06/2019 · owns 25% to 50% of C••••• F••• M••••••••• L•
- M•••••• D••••• T••••• · Partnercontrolsince 06/2019 · owns 25% to 50% of C••••• F••• M••••••••• L•
- M•••••• D••••• T••••• · Partnercontrolsince 06/2019 · owns 25% to 50% of C••••• F••• M••••••••• G• L••
- R••••••• C••••••••• D•••• · Managing M•••••controlsince 06/2019 · owns 25% to 50% of C••••• F••• M••••••••• G• L••
- R••••••• C••••••••• D•••• · Managing M•••••controlsince 06/2019 · owns 25% to 50% of C••••• F••• M••••••••• L•
- M••••••• J•••••• A•••••• · Controllersince 03/2017 · owns less than 5%
Entity owners
- C••••• F••• M••••••••• L• · M•••••direct · owns 75% or more
- C••••• F••• M••••••••• L• · M•••••indirect · owns 75% or more of C•• M••••• L••
- C•• M••••• L•• · M•••••direct · owns less than 5%
- C••••• F••• M••••••••• G• L•• · General Partnerindirect · owns F of C••••• F••• M••••••••• L•
Related persons
Schedule D 7.A
- C•••• D• R••••••pooled vehicle sponsory
- C••••• E••••• F••• I• G• L••pooled vehicle sponsorn
- C••••• E••••• F••• I• G• L•bankpooled vehicle sponsorn
- C••••• S••••••••• I••••••••• F••• G• L•bankpooled vehicle sponsorn
- C••••• S••••••••• I••••••••• F••• U•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Southport, CT1 employees
What changed
consecutive filings, newest first
- Accounts · 20 to 22May 13, 2025 to Mar 31, 2026
- Pooled vehicle clients · 20 to 22May 13, 2025 to Mar 31, 2026
- Assets in custody · $1.5B to $2.0BMay 13, 2025 to Mar 31, 2026
- Employees · 19 to 16May 13, 2025 to Mar 31, 2026
- Other offices · 1 to 0May 13, 2025 to Mar 31, 2026
- Private funds · 20 to 22May 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $2.0BMay 13, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.6B to $2.0BMay 13, 2025 to Mar 31, 2026
- RAUM · $1.6B to $2.0BMay 13, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 13, 2025
- Accounts · 17 to 20May 6, 2024 to Mar 28, 2025
- Advisory employees · 9 to 10May 6, 2024 to Mar 28, 2025
- Pooled vehicle clients · 17 to 20May 6, 2024 to Mar 28, 2025
- Assets in custody · $1.5B to $1.5BMay 6, 2024 to Mar 28, 2025
- Employees · 18 to 19May 6, 2024 to Mar 28, 2025
- Private funds · 17 to 20May 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.6B to $1.6BMay 6, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.6B to $1.6BMay 6, 2024 to Mar 28, 2025
- RAUM · $1.6B to $1.6BMay 6, 2024 to Mar 28, 2025
- Accounts · 16 to 17May 10, 2023 to Mar 28, 2024
- Advisory employees · 12 to 9May 10, 2023 to Mar 28, 2024
- Pooled vehicle clients · 16 to 17May 10, 2023 to Mar 28, 2024
- Assets in custody · $0 to $1.5BMay 10, 2023 to Mar 28, 2024
- Custody of client assets · false to trueMay 10, 2023 to Mar 28, 2024
- Other offices · 2 to 1May 10, 2023 to Mar 28, 2024
- Private funds · 16 to 17May 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.4B to $1.6BMay 10, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $1.6BMay 10, 2023 to Mar 28, 2024
- RAUM · $1.4B to $1.6BMay 10, 2023 to Mar 28, 2024
- Accounts · 12 to 16Sep 7, 2022 to Mar 30, 2023
- Advisory employees · 10 to 12Sep 7, 2022 to Mar 30, 2023
- Pooled vehicle clients · 12 to 16Sep 7, 2022 to Mar 30, 2023
- Assets in custody · $1.0B to $0Sep 7, 2022 to Mar 30, 2023
- Custody of client assets · true to falseSep 7, 2022 to Mar 30, 2023
- Employees · 16 to 18Sep 7, 2022 to Mar 30, 2023
- Other offices · 1 to 2Sep 7, 2022 to Mar 30, 2023
- Private funds · 12 to 16Sep 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.0B to $1.4BSep 7, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.0B to $1.4BSep 7, 2022 to Mar 30, 2023
- RAUM · $1.0B to $1.4BSep 7, 2022 to Mar 30, 2023
Signals
6 dated events
- C••••• F••• M••••••••• L•• reported RAUM $2.0B, up 30% from $1.6B (2025-05-13 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Anne Julie Westbrook (Cco) appeared on Schedule A of C••••• F••• M••••••••• L••Mar 28, 2024 · Control person joined · fact
- C••••• F••• M••••••••• L•• reported RAUM $1.4B, up 38% from $1.0B (2022-09-07 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- C••••• F••• M••••••••• L•• reported RAUM $1.0B, up 81% from $569.4M (2021-08-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Daniel Benjamin Nelson (Chief Compliance Officer And General Counsel) appeared on Schedule A of C••••• F••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- C••••• E••••• C•••••• filed its initial SEC registration (Form ADV)Jun 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••• F••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••• F••• M••••••••• L•• · Private Equityshared crd · organization
- C••••• F••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- crestafunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-310-1083reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026