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SEC-registered adviser

M••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)CRD 288139SEC 801-110393IAPD

Latest filing Mar 27, 2026

First filing on the tape Apr 4, 2017 · 18 filings

SEC status approved since Apr 14, 2017

RAUM

$508M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$508M as of Mar 27, 2026

Mar 22, 2018$350M then

HNW client RAUM$17.2M as of Mar 12, 2024

Mar 22, 2018$15.0M then

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 22, 20180 then

Employees (5.A)1 as of Mar 27, 2026

Mar 22, 20184 then

Private funds4 as of Mar 27, 2026

Mar 22, 20184 then

RAUM +35% over the last fiscal year+30% a year over threeIARs 0 to 0offices 1 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $127MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +35%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$508M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P•••••• H•••••• L••	Private Equity Fund	$207M	2	Mar 22, 2018
P••• C•••••••• H•••••• L••	Private Equity Fund	$26.0M	11	Mar 22, 2018
P••••• H•••••• L•	Private Equity Fund	$24.6M	1	Mar 1, 2019
P••••• H•••••• L••	Private Equity Fund	$16.6M	2	Mar 22, 2018
P••••• H•••••• L•	Private Equity Fund	$9.7M	4	Mar 22, 2018
M••••••••• H•••••• C••••no longer reported	Private Equity Fund	$0	3	Apr 4, 2017

Owners and control persons

Schedule A and B, latest filing

D•••••• A•••••• J••••• · Managing Membercontrol
since 03/2017 · owns 50% to 75%
K•••••• A•••• C•••••• · Membercontrol
since 03/2017 · owns 25% to 50%
S•••••••• D••••• L••••••• · Chief Compliance Officercontrol
since 10/2020 · owns less than 5%

Related persons

Schedule D 7.A

A••••• J• D•••••
pooled vehicle sponsory
T••••• M••••••••• L••
investment advisern

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Mar 27, 2026
discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-19 and 2026-03-27
peers: asset managers, $500M to $1B (784)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 3 to 4
Mar 19, 2025 to Mar 27, 2026
Advisory activities · 2 to 1
Mar 19, 2025 to Mar 27, 2026
Pooled vehicle clients · 3 to 4
Mar 19, 2025 to Mar 27, 2026
Other offices · 1 to 0
Mar 19, 2025 to Mar 27, 2026
Private funds · 3 to 4
Mar 19, 2025 to Mar 27, 2026
Discretionary RAUM · $0 to $508M
Mar 19, 2025 to Mar 27, 2026
Non-discretionary RAUM · $377M to $0
Mar 19, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $377M to $508M
Mar 19, 2025 to Mar 27, 2026
RAUM · $377M to $508M
Mar 19, 2025 to Mar 27, 2026
Accounts · 6 to 3
Mar 12, 2024 to Mar 19, 2025
Pooled vehicle clients · 5 to 3
Mar 12, 2024 to Mar 19, 2025
Financial planning clients · unset to
Mar 12, 2024 to Mar 19, 2025
HQ city · unset to
Mar 12, 2024 to Mar 19, 2025
HQ state · unset to
Mar 12, 2024 to Mar 19, 2025
Private funds · 5 to 3
Mar 12, 2024 to Mar 19, 2025
HNW RAUM · 17236433.0 to unset
Mar 12, 2024 to Mar 19, 2025
Non-discretionary RAUM · $302M to $377M
Mar 12, 2024 to Mar 19, 2025
Pooled vehicle RAUM · $284M to $377M
Mar 12, 2024 to Mar 19, 2025
RAUM · $302M to $377M
Mar 12, 2024 to Mar 19, 2025
HNW RAUM · $10.5M to $17.2M
Mar 13, 2023 to Mar 12, 2024
Non-discretionary RAUM · $232M to $302M
Mar 13, 2023 to Mar 12, 2024
Pooled vehicle RAUM · $221M to $284M
Mar 13, 2023 to Mar 12, 2024
RAUM · $232M to $302M
Mar 13, 2023 to Mar 12, 2024
HNW RAUM · $8.5M to $10.5M
Jun 27, 2022 to Mar 13, 2023
Non-discretionary RAUM · $188M to $232M
Jun 27, 2022 to Mar 13, 2023
Pooled vehicle RAUM · $179M to $221M
Jun 27, 2022 to Mar 13, 2023
RAUM · $188M to $232M
Jun 27, 2022 to Mar 13, 2023
Advisory employees · 2 to 1
Oct 27, 2020 to Mar 24, 2021
Employees · 2 to 1
Oct 27, 2020 to Mar 24, 2021
HNW RAUM · $21.3M to $8.5M
Oct 27, 2020 to Mar 24, 2021
Non-discretionary RAUM · $472M to $188M
Oct 27, 2020 to Mar 24, 2021
Pooled vehicle RAUM · $451M to $179M
Oct 27, 2020 to Mar 24, 2021
RAUM · $472M to $188M
Oct 27, 2020 to Mar 24, 2021
Advisory employees · 3 to 2
Sep 8, 2020 to Oct 27, 2020
Employees · 4 to 2
Sep 8, 2020 to Oct 27, 2020
HQ city · PALM BEACH GARDENS to unset
Sep 8, 2020 to Oct 27, 2020
HQ state · FL to unset
Sep 8, 2020 to Oct 27, 2020
Advisory activities · 1 to 2
Jun 29, 2020 to Sep 8, 2020
HQ city · WEST PALM BEACH to PALM BEACH GARDENS
Mar 30, 2020 to Jun 29, 2020
HNW RAUM · $15.3M to $21.3M
Oct 22, 2019 to Mar 30, 2020

Signals

6 dated events

M••••••••• M••••••••• L•• reported RAUM $507.7M, up 35% from $376.9M (2025-03-19 to 2026-03-27)
Mar 27, 2026 · RAUM change · derived
M••••••••• M••••••••• L•• reported RAUM $187.7M, down 60% from $471.9M (2020-10-27 to 2021-03-24)
Mar 24, 2021 · RAUM change · derived
Laurence David Skelding (Chief Compliance Officer) appeared on Schedule A of M••••••••• M••••••••• L••
Oct 27, 2020 · Control person joined · fact
David Jonathan Diamond (Chief Compliance Officer) no longer on Schedule A of M••••••••• M••••••••• L•• (listed 2020-09-08, absent 2020-10-27)
Oct 27, 2020 · Control person left · inference
M••••••••• M••••••••• L•• reported RAUM $471.9M, up 35% from $350.1M (2019-10-22 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
M••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Apr 4, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

M••••••••• M••••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 401.996.8647reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026