DFX Intelligence
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SEC-registered adviser
D••••••••• I••••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 13, 2017 · 17 filings
SEC status approved since Apr 21, 2017
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2026
Mar 28, 2018$441M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20180 then
Employees (5.A)12 as of Mar 31, 2026
Mar 28, 20184 then
Private funds1 as of Mar 31, 2026
Mar 28, 20181 then
RAUM +13% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.5B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5B for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••• C•••••• M••••• F••• L• | Hedge Fund | $2.2B | 65 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- W••••• C••••••••• · Chief Operating Officercontrolsince 02/2018 · owns less than 5%
- Z••••• K••• N•• · Presidentcontrolsince 09/2016 · owns less than 5%
- Z••••• K••• N•• · Ownercontrolsince 01/2020 · owns 75% or more of D••• M••••••••• G• I••
- A••••••• S••••• B• · Chief Marketing Officersince 01/2020 · owns less than 5%
- H•••••••• S••••••• L•••• · Chief Compliance Officersince 07/2021 · owns less than 5%
- L•••••• J•••••• M•••••• · Chief Financial Officersince 01/2021 · owns less than 5%
Entity owners
- D••• M••••••••• L• · Management Companydirect · owns 75% or more
- D••• M••••••••• G• I•• · Ownerindirect · owns 75% or more of D••• M••••••••• L•
Related persons
Schedule D 7.A
- D••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-03-31, yes on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Assets in custody · $3.0B to $3.5BMar 31, 2025 to Mar 31, 2026
- Employees · 11 to 12Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.1B to $4.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.1B to $4.6BMar 31, 2025 to Mar 31, 2026
- RAUM · $4.1B to $4.6BMar 31, 2025 to Mar 31, 2026
- Related bank · false to trueMar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Jan 13, 2025 to Mar 31, 2025
- Assets in custody · $2.2B to $3.0BJan 13, 2025 to Mar 31, 2025
- Employees · 10 to 11Jan 13, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 13, 2025 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $4.1BJan 13, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $3.2B to $4.1BJan 13, 2025 to Mar 31, 2025
- RAUM · $3.2B to $4.1BJan 13, 2025 to Mar 31, 2025
- Assets in custody · unset to 2230318098.0Mar 28, 2024 to Sep 27, 2024
- Custody of client assets · false to trueMar 28, 2024 to Sep 27, 2024
- Advisory employees · 4 to 5Mar 31, 2023 to Mar 28, 2024
- Employees · 9 to 10Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.0B to $3.2BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.0B to $3.2BMar 31, 2023 to Mar 28, 2024
- RAUM · $3.0B to $3.2BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 5 to 4Mar 31, 2022 to Mar 31, 2023
- Employees · 10 to 9Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.4B to $3.0BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.4B to $3.0BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.4B to $3.0BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.7B to $4.4BJul 23, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $5.7B to $4.4BJul 23, 2021 to Mar 31, 2022
- RAUM · $5.7B to $4.4BJul 23, 2021 to Mar 31, 2022
- Employees · 9 to 10Mar 31, 2021 to Jul 23, 2021
- Employees · 8 to 9Mar 27, 2020 to Mar 31, 2021
- Discretionary RAUM · $2.9B to $5.7BMar 27, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $2.9B to $5.7BMar 27, 2020 to Mar 31, 2021
- RAUM · $2.9B to $5.7BMar 27, 2020 to Mar 31, 2021
- Advisory employees · 3 to 5May 31, 2019 to Mar 27, 2020
- Employees · 6 to 8May 31, 2019 to Mar 27, 2020
- Discretionary RAUM · $1.2B to $2.9BMay 31, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $1.2B to $2.9BMay 31, 2019 to Mar 27, 2020
- RAUM · $1.2B to $2.9BMay 31, 2019 to Mar 27, 2020
- Advisory employees · 2 to 3Sep 21, 2018 to Mar 29, 2019
- Employees · 4 to 6Sep 21, 2018 to Mar 29, 2019
Signals
7 dated events
- D••••••••• I••••••••• G•••• L•• reported RAUM $4.1B, up 29% from $3.2B (2025-01-13 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- D••••••••• I••••••••• G•••• L•• reported RAUM $3.0B, down 32% from $4.4B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- D••••••••• I••••••••• G•••• L•• reported RAUM $5.7B, up 95% from $2.9B (2020-03-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- D••••••••• I••••••••• G•••• L•• reported RAUM $2.9B, up 152% from $1.2B (2019-05-31 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- D••••••••• I••••••••• G•••• L•• reported RAUM $1.2B, up 165% from $440.6M (2018-09-21 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- D••••••••• I••••••••• G•••• L•• reported RAUM $440.6M, up 73% from $255.0M (2017-08-16 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- D••••••••• I••••••••• G•••• L•• filed its initial SEC registration (Form ADV)Apr 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/deepcurrents-investment-groupreportedpublic record, Form ADV, Sep 21, 2026
- Website
- D•••••••••INVESTMENT.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 646-350-4621reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026