DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• A•••• M•••••••••
Legal name A••••••••• I••••••••• R•••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Jun 30, 2017 · 34 filings
SEC status approved since Aug 1, 2017
RAUM
$754M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$754M as of Jul 30, 2026
Apr 2, 2018$142M then
HNW client RAUM$0 as of Jul 30, 2026
Mar 18, 2021$0 then
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Apr 2, 20182 then
Employees (5.A)18 as of Jul 30, 2026
Apr 2, 20184 then
Private funds13 as of Jul 30, 2026
Apr 2, 20182 then
RAUM +7.1% over the last fiscal year+7.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$707M94%
- Other investment advisers$46.7M6.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• U••• L••• F••• I• Q•• L• | Hedge Fund | $358M | 560 | Jun 30, 2017 |
| A•• P••••• P•••••••• I•• L• | Hedge Fund | $209M | 5 | Mar 22, 2022 |
| A•• P••••• P•••••••• I• L• | Hedge Fund | $200M | 8 | Mar 28, 2019 |
| A•• L••• S••• L• | Hedge Fund | $101M | 6 | Mar 25, 2020 |
| A•• L••• O••••••••• F•••• L• | Hedge Fund | $75.0M | 10 | Mar 25, 2020 |
| A•• A•••••• A•• L••• S••••••••• F•••• L• | Hedge Fund | $74.5M | 15 | Mar 25, 2020 |
| A•• P•••••• C••••• F•••• L• | Hedge Fund | $61.5M | 5 | Mar 22, 2022 |
| A•• U• L••• F••• I• Q• O•••••••• L• | Hedge Fund | $49.5M | 126 | Mar 31, 2023 |
| A•• U••••••• F••• I•• L• | Hedge Fund | $49.4M | 77 | Dec 11, 2020 |
| A•• L•••• F•••••• F•••• L• | Hedge Fund | $38.5M | 32 | Mar 31, 2023 |
| A•• U••• L••• F••• I•• L• | Hedge Fund | $38.2M | 58 | Mar 25, 2020 |
| A•• U••• L••• F••• I••• L• | Hedge Fund | $32.7M | 70 | Mar 28, 2019 |
| A•• U••• L••• F••• I• L• | Hedge Fund | $11.7M | 35 | Apr 2, 2018 |
| A•• U••• L••• F••• I• O•••••••• L• | Hedge Fund | $4.7M | 18 | Oct 12, 2023 |
| A•• F•••••• S•••••••• F•••• L• | Hedge Fund | $1.8M | 5 | Oct 12, 2023 |
| A•• U••• L••• F••• V• L• | Hedge Fund | $1.8M | 6 | Mar 31, 2023 |
| A•• L•••• F•••••• F••• O•••••••• L• | Hedge Fund | $0 | 0 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• R••••••• N••••• · Ceo/Managing Membercontrolsince 09/2013 · owns 50% to 75%
- L•••••• S••••••• J••• · Chief Investment Officercontrolsince 04/2017 · owns 5% to 10%
- S•••••••• M••••••• T••••• · Chief Financial Officer/Chief Operating Officercontrolsince 09/2019 · owns less than 5%
- W•••• N••••• N• · General Counsel And Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- B••••••• R••••••• N••••• · Owner/Presidentcontrolsince 09/2013 · owns 75% or more of R•••••• B••••••• L•••
- S••••••• S•••••• W•••••• · Owner/Presidentcontrolsince 01/2018 · owns 75% or more of S•••••• C•••••• I•••
Entity owners
- A•••••• H•••••••• L•• · Member/ Managerdirect · owns 25% to 50%
- R•••••• B••••••• L••• · Ownerdirect · owns 50% to 75%
- R•••••• B••••••• L••• · Owner/Managerindirect · owns 50% to 75% of A•••••• H•••••••• L••
- S•••••• C•••••• I••• · Ownerindirect · owns 50% to 75% of A•••••• H•••••••• L••
Related persons
Schedule D 7.A
- A•• A•••••• A•• L••• S••••••••• M••••••••• G•• L••bankpooled vehicle sponsorn
- A•• F•••••• S••••••••• L••bankpooled vehicle sponsorn
- A•• L•••• F•••••• F••• G• M••••••••• L••bankpooled vehicle sponsorn
- A•• L•••• F•••••• F••• M••••••••• L••bankpooled vehicle sponsorn
- A•• L••• F••• M••••••••• Q•• L••bankpooled vehicle sponsorn
- A•• L••• F••• M••••••••• L••bankpooled vehicle sponsorn
- A•• L••• O••••••••• F••• M••••••••• L••bankpooled vehicle sponsorn
- A•• L••• S•• M••••••••• L••bankpooled vehicle sponsorn
- A•• P•••••• C••••• F••• M••••••••• L••bankpooled vehicle sponsorn
- A•• U••• L••• F••• I• G•• L••bankpooled vehicle sponsorn
- A•• U••• L••• F••• I•• G•• L••bankpooled vehicle sponsorn
- A•• U••• L••• F••• I• G•• L••bankpooled vehicle sponsorn
- A•• U••• L••• F••• V• G•• L••bankpooled vehicle sponsorn
- A•• U• L••• F••• I• G• M••••••••• L••bankpooled vehicle sponsorn
- A•• U• L••• F••• I• Q• G• M••••••••• L••bankpooled vehicle sponsorn
- P••••• P•••••••• M••••••••• I•• L••bankpooled vehicle sponsorn
- P••••• P•••••••• M••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 21 to 14Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 20 to 13Mar 31, 2025 to Mar 31, 2026
- Employees · 20 to 18Mar 31, 2025 to Mar 31, 2026
- Private funds · 20 to 13Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $654M to $707MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $50.2M to $46.7MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $654M to $707MMar 31, 2025 to Mar 31, 2026
- RAUM · $704M to $754MMar 31, 2025 to Mar 31, 2026
- Accounts · 18 to 21Nov 20, 2024 to Mar 31, 2025
- BD registered reps · 4 to 1Nov 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 17 to 20Nov 20, 2024 to Mar 31, 2025
- Employees · 21 to 20Nov 20, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 20, 2024 to Mar 31, 2025
- Private funds · 17 to 20Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $685M to $654MNov 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $53.2M to $50.2MNov 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $685M to $654MNov 20, 2024 to Mar 31, 2025
- RAUM · $738M to $704MNov 20, 2024 to Mar 31, 2025
- Accounts · 17 to 18Mar 29, 2024 to May 8, 2024
- BD registered reps · 2 to 4Mar 29, 2024 to May 8, 2024
- Pooled vehicle clients · 16 to 17Mar 29, 2024 to May 8, 2024
- Employees · 14 to 21Mar 29, 2024 to May 8, 2024
- State-registered IARs · 2 to 0Mar 29, 2024 to May 8, 2024
- Discretionary RAUM · $665M to $685MMar 11, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $53.8M to $53.2MMar 11, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $665M to $685MMar 11, 2024 to Mar 29, 2024
- RAUM · $719M to $738MMar 11, 2024 to Mar 29, 2024
- Private funds · 16 to 17Mar 29, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $53.8MFeb 16, 2024 to Mar 11, 2024
- RAUM · $665M to $719MFeb 16, 2024 to Mar 11, 2024
- Accounts · 21 to 17Oct 12, 2023 to Feb 16, 2024
- Pooled vehicle clients · 17 to 16Oct 12, 2023 to Feb 16, 2024
- Discretionary RAUM · $640M to $665MOct 12, 2023 to Feb 16, 2024
- Non-discretionary RAUM · $4.9M to $0Oct 12, 2023 to Feb 16, 2024
- Pooled vehicle RAUM · $587M to $665MOct 12, 2023 to Feb 16, 2024
- RAUM · $645M to $665MOct 12, 2023 to Feb 16, 2024
- Accounts · 15 to 21Mar 31, 2023 to Oct 12, 2023
- Pooled vehicle clients · 14 to 17Mar 31, 2023 to Oct 12, 2023
- Private funds · 14 to 16Mar 31, 2023 to Oct 12, 2023
- Discretionary RAUM · $602M to $640MMar 31, 2023 to Oct 12, 2023
Signals
7 dated events
- Amy Boyet Besse (Chief Compliance Officer) no longer on Schedule A of A•• A•••• M••••••••• (listed 2024-09-23, absent 2024-11-20)Nov 20, 2024 · Control person left · inference
- N N•••• W••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of A•• A•••• M•••••••••Nov 20, 2024 · Control person joined · fact
- William Steven Schmidt (Owner/President) appeared on Schedule A of A•• A•••• M•••••••••Oct 19, 2022 · Control person joined · fact
- A•• A•••• M••••••••• reported RAUM $534.2M, up 54% from $346.1M (2021-09-07 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- A•• A•••• M••••••••• reported RAUM $323.7M, up 45% from $223.5M (2020-08-19 to 2020-12-11)Dec 11, 2020 · RAUM change · derived
- Taylor Matthew Schaefer (Chief Financial Officer) appeared on Schedule A of A•• A•••• M•••••••••Dec 6, 2019 · Control person joined · fact
- A••••••••• I••••••••• R•••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• A•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- A•• A•••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/air-asset-management/mycompany/?viewAsMreportedpublic record, Form ADV, Sep 19, 2026
- Website
- AIRASSETMANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-625-8385reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026