DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•• R••• E••••• A••••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 10, 2017 · 23 filings
SEC status approved since Apr 17, 2017
RAUM
$8.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
110
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$8.0B as of Mar 31, 2026
Mar 28, 2018$289M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20180 then
Employees (5.A)110 as of Mar 31, 2026
Mar 28, 201815 then
Private funds9 as of Mar 31, 2026
Mar 30, 20207 then
RAUM +3.7% over the last fiscal year+0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $242MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• C••• P••• F••••• F••• I•• L• | Real Estate Fund | $259M | 114 | Oct 25, 2019 |
| F•• I••••••• H••••• V•••• L•• | Real Estate Fund | $134M | 95 | Mar 31, 2023 |
| F•• I••••••• H••••• V••• L•• | Real Estate Fund | $97.6M | 84 | Mar 30, 2020 |
| F•• I••••••• H••••• V•• L•• | Real Estate Fund | $29.9M | 96 | Oct 25, 2019 |
| F•••• I••••••• H••••• V•• L•• | Real Estate Fund | $25.9M | 5 | Mar 27, 2024 |
| F•••• I••••••• H••••• V• L•• | Real Estate Fund | $22.9M | 17 | Mar 31, 2021 |
| F•••• I••••••• H••••• I•• L•• | Real Estate Fund | $21.9M | 31 | Oct 25, 2019 |
| F•••• I••••••• H••••• I••• L•• | Real Estate Fund | $12.5M | 8 | Oct 25, 2019 |
| F•• I••••••• H••••• I•• L•• | Real Estate Fund | $79,797 | 50 | Oct 25, 2019 |
| F•• I••••••• H••••• V• L••no longer reported | Real Estate Fund | $3,741 | 64 | Oct 25, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J•••••• A•••••• · Chief Financial Officer (Cfo)controlsince 03/2017 · owns less than 5%
- E•••• M••••••• B•••• · Elected Manager/Chairmancontrolsince 03/2017 · owns less than 5%
- F•••••• G••••••• A••••• · Elected Managercontrolsince 03/2017 · owns less than 5%
- M•••••• K•••••••• K••••• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- S••••••• M•••••••• C••••• · Controllercontrolsince 03/2017 · owns less than 5%
Entity owners
- G•••••• A• F••••• L••••• T•••• • G•••••• A• F•••••• T•••••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
- A•••••••• O••••••••• F••• V• G•• L••pooled vehicle sponsorn
- A•••••••• O••••••••• F••• V•• G•• L••pooled vehicle sponsorn
- A•••••••• O••••••••• F••• V••• G•• L••pooled vehicle sponsorn
- F•• C••• P••• F••• I•• G•• L••pooled vehicle sponsorn
- F•• C••• P••• F••• I• G•• L••pooled vehicle sponsorn
- F•• C••• P••• F••• V• G•• L••pooled vehicle sponsorn
- F•• C••• P••• F••• V• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 37 to 33May 19, 2025 to Mar 31, 2026
- Advisory employees · 15 to 13May 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 37 to 33May 19, 2025 to Mar 31, 2026
- Employees · 96 to 110May 19, 2025 to Mar 31, 2026
- Private funds · 10 to 9May 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.7B to $8.0BMay 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $7.7B to $8.0BMay 19, 2025 to Mar 31, 2026
- RAUM · $7.7B to $8.0BMay 19, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 29, 2025 to May 19, 2025
- Accounts · 32 to 37Jan 30, 2025 to Mar 29, 2025
- Pooled vehicle clients · 32 to 37Jan 30, 2025 to Mar 29, 2025
- Employees · 89 to 96Jan 30, 2025 to Mar 29, 2025
- Private funds · 9 to 10Jan 30, 2025 to Mar 29, 2025
- Discretionary RAUM · $5.7B to $7.7BJan 30, 2025 to Mar 29, 2025
- Pooled vehicle RAUM · $5.7B to $7.7BJan 30, 2025 to Mar 29, 2025
- RAUM · $5.7B to $7.7BJan 30, 2025 to Mar 29, 2025
- Accounts · 36 to 32May 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 36 to 32May 30, 2023 to Mar 27, 2024
- Custody of client assets · true to falseMay 30, 2023 to Mar 27, 2024
- Employees · 58 to 89May 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $7.9B to $5.7BMay 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $7.9B to $5.7BMay 30, 2023 to Mar 27, 2024
- RAUM · $7.9B to $5.7BMay 30, 2023 to Mar 27, 2024
- Accounts · 29 to 36Feb 10, 2023 to Mar 31, 2023
- Advisory employees · 5 to 15Feb 10, 2023 to Mar 31, 2023
- Pooled vehicle clients · 29 to 36Feb 10, 2023 to Mar 31, 2023
- Assets in custody · unset to 0.0Feb 10, 2023 to Mar 31, 2023
- Custody of client assets · false to trueFeb 10, 2023 to Mar 31, 2023
- Employees · 15 to 58Feb 10, 2023 to Mar 31, 2023
- Private funds · 8 to 9Feb 10, 2023 to Mar 31, 2023
- Discretionary RAUM · $6.3B to $7.9BFeb 10, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $6.3B to $7.9BFeb 10, 2023 to Mar 31, 2023
- RAUM · $6.3B to $7.9BFeb 10, 2023 to Mar 31, 2023
- Discretionary RAUM · $6.5B to $6.3BFeb 22, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $6.5B to $6.3BFeb 22, 2022 to Mar 31, 2022
- RAUM · $6.5B to $6.3BFeb 22, 2022 to Mar 31, 2022
- Accounts · 25 to 29Apr 28, 2020 to Mar 31, 2021
- Pooled vehicle clients · 25 to 29Apr 28, 2020 to Mar 31, 2021
- Private funds · 7 to 8Apr 28, 2020 to Mar 31, 2021
- Discretionary RAUM · $5.5B to $6.5BApr 28, 2020 to Mar 31, 2021
Signals
11 dated events
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $7.7B, up 36% from $5.7B (2025-01-30 to 2025-03-29)Mar 29, 2025 · RAUM change · derived
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $5.7B, down 29% from $7.9B (2023-05-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- K••••• K••••••• M••••• (Chief Compliance Officer) appeared on Schedule A of F•• R••• E••••• A••••••• G••••• L••May 30, 2023 · Control person joined · fact
- Ann Heidi Johnson (Chief Compliance Officer (Cco)) no longer on Schedule A of F•• R••• E••••• A••••••• G••••• L•• (listed 2023-03-31, absent 2023-05-30)May 30, 2023 · Control person left · inference
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $7.9B, up 26% from $6.3B (2023-02-10 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Ann Heidi Johnson (Chief Compliance Officer (Cco)) appeared on Schedule A of F•• R••• E••••• A••••••• G••••• L••Feb 10, 2023 · Control person joined · fact
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $5.5B, up 28% from $4.3B (2019-10-25 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $4.3B, up 427% from $813.2M (2019-03-29 to 2019-10-25)Oct 25, 2019 · RAUM change · derived
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $813.2M, up 181% from $289.3M (2018-03-28 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- F•• R••• E••••• A••••••• G••••• L•• reported RAUM $289.3M, up 158% from $112.1M (2017-06-02 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- F•• R••• E••••• A••••••• G••••• L•• filed its initial SEC registration (Form ADV)Apr 10, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fpamultifamilyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-399-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F•• R••• E••••• A••••••• G••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…