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S••••• C••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Arlington, Virginia

Former SEC-registered adviser, based in Arlington, Virginia, reporting $494M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2020-03-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $494M
Advisors: Not applicable
Net advisor flow, 12 months: Not applicable
RAUM change, last fiscal year: -7.6%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2020-03-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What we can say about this record

We hold 6 Form ADV filings for this adviser, the latest 6.6 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 288201 · SEC 801-112302 · 6 filingsShow

CRD 288201SEC 801-112302Legal name S••••• C•••••• M••••••••• L•••First filing on the tape Dec 14, 2017, latest Mar 19, 2020IAPD

RAUM

$494M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$494M gross assets

History

6 filings and snapshots on the tape

RAUM$494M as of Mar 19, 2020

Mar 26, 2019$535M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 19, 2020

Mar 26, 20190 then

Employees (5.A)9 as of Mar 19, 2020

Mar 26, 20198 then

Private funds1 as of Mar 19, 2020

Mar 26, 20191 then

RAUM -7.6% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 19, 2020; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $165MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -7.6%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $494M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$494M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $494M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• F••••••••• O••••••••• M••••• F•••• L•	Hedge Fund	$494M	16	Dec 14, 2017

Owners and control persons

Schedule A and B, latest filing

H•••••• J••••••• M•••••• · Cio & Limited Partnercontrol
since 01/2017 · owns 25% to 50%
H•••••• M••••••• · Limited Partnercontrol
since 01/2017 · owns 25% to 50%
P••••• G••••••• J• · Senior Managing Director & Limited Partnercontrol
since 01/2017 · owns 5% to 10%
T•••••• M••••••• B•••• · Senior Managing Director & Limited Partnercontrol
since 12/2017 · owns 5% to 10%
W••••••••• R••••••• A••••• · Coo/Cfo/Cco & Limited Partnercontrol
since 06/2017 · owns less than 5%
H•••••• J••••••• M•••••• · Sole Membercontrol
since 10/2017 · owns 75% or more of S••••• C•••••• M••••••••• G•• L••
M•••••• A••••••• N•• · Controller & Limited Partner
since 01/2020 · owns less than 5%
H•••••• B•••• · Trustee
since 01/2017 · owns F of H••••• C••••••• I••••••••• T••••

Entity owners

H••••• C••••••• I••••••••• T•••• · Limited Partner
direct · owns 5% to 10%
S••••• C•••••• M••••••••• G•• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

S••••• F••••••••• O••••••••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 6 to 7
Mar 26, 2019 to Mar 19, 2020
Assets in custody · $535M to $494M
Mar 26, 2019 to Mar 19, 2020
Employees · 8 to 9
Mar 26, 2019 to Mar 19, 2020
Discretionary RAUM · $535M to $494M
Mar 26, 2019 to Mar 19, 2020
Pooled vehicle RAUM · $535M to $494M
Mar 26, 2019 to Mar 19, 2020
RAUM · $535M to $494M
Mar 26, 2019 to Mar 19, 2020
Related bank · false to true
Mar 26, 2019 to Mar 19, 2020
Assets in custody · $512M to $535M
Jan 11, 2019 to Mar 26, 2019
Discretionary RAUM · $512M to $535M
Jan 11, 2019 to Mar 26, 2019
Pooled vehicle RAUM · $512M to $535M
Jan 11, 2019 to Mar 26, 2019
RAUM · $512M to $535M
Jan 11, 2019 to Mar 26, 2019
Advisory employees · 5 to 6
Mar 8, 2018 to Jan 11, 2019
Assets in custody · $160M to $512M
Mar 8, 2018 to Jan 11, 2019
Employees · 6 to 8
Mar 8, 2018 to Jan 11, 2019
Discretionary RAUM · $160M to $512M
Mar 8, 2018 to Jan 11, 2019
Pooled vehicle RAUM · $160M to $512M
Mar 8, 2018 to Jan 11, 2019
RAUM · $160M to $512M
Mar 8, 2018 to Jan 11, 2019
Accounts · 0 to 3
Jan 11, 2018 to Mar 8, 2018
Pooled vehicle clients · unset to 3.0
Jan 11, 2018 to Mar 8, 2018
Assets in custody · unset to 160275000.0
Jan 11, 2018 to Mar 8, 2018
Custody of client assets · false to true
Jan 11, 2018 to Mar 8, 2018
Discretionary RAUM · $0 to $160M
Jan 11, 2018 to Mar 8, 2018
Pooled vehicle RAUM · unset to 160275000.0
Jan 11, 2018 to Mar 8, 2018
RAUM · $0 to $160M
Jan 11, 2018 to Mar 8, 2018

Signals

2 dated events

••• Locked
Jan 11, 2019 · RAUM change · derived
••• Locked
Dec 14, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026