DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U••••• A•••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 20, 2017 · 25 filings
SEC status approved since May 31, 2017
RAUM
$298M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.4%
$4.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$298M as of Mar 26, 2026
Mar 30, 2018$157M then
HNW client RAUM$4.1M as of Mar 26, 2026
Mar 30, 2020$1.5M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20180 then
Employees (5.A)5 as of Mar 26, 2026
Mar 30, 20183 then
Private funds1 as of Mar 26, 2026
Mar 28, 20191 then
RAUM +22% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $819,424derivedHNW RAUM over HNW clients
- Average account
- $11.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$238M80%
- Corporations and businesses$44.5M15%
- State and municipal entities$11.6M3.9%
- High-net-worth individuals$4.1M1.4%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.8 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U••••• O••••••••• F••• L••• | Other Private Fund | $37.1M | 8 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• D•••••• A•••••• · Elected Manager And Membercontrolsince 12/2021 · owns 25% to 50%
- B•••••• R•••••• K••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- F••••••••• A•••••••• · Elected Manager And Membercontrolsince 03/2017 · owns 25% to 50%
Entity owners
- H••••••••• G••••• P•••••••• L•• · Memberdirect · owns 50% to 75%
- C••••• G••••• M•••••••• S••••• · Shareholderindirect · owns 75% or more of H••••••••• G••••• P•••••••• L••
Related persons
Schedule D 7.A
- A•••••• C•••••• M••••••••• L••investment advisernRAUM $308,129
- C•••••• C•••••• M••••••••• L•••investment advisernRAUM $839M
- E•••••• C••••••• L••pooled vehicle sponsorn
- U••••• O••••••••• P•••••••• L••pooled vehicle sponsorn
Advisers that list U••••• A•••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 26Nov 10, 2025 to Mar 26, 2026
- Advisory employees · 3 to 4Nov 10, 2025 to Mar 26, 2026
- Corporate clients · 6 to 19Nov 10, 2025 to Mar 26, 2026
- HNW clients · 3 to 5Nov 10, 2025 to Mar 26, 2026
- Individual clients · 3.0 to unsetNov 10, 2025 to Mar 26, 2026
- Employees · 4 to 5Nov 10, 2025 to Mar 26, 2026
- Discretionary RAUM · $244M to $298MNov 10, 2025 to Mar 26, 2026
- HNW RAUM · $1.6M to $4.1MNov 10, 2025 to Mar 26, 2026
- Individual RAUM · 3303860.0 to unsetNov 10, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $202M to $238MNov 10, 2025 to Mar 26, 2026
- RAUM · $244M to $298MNov 10, 2025 to Mar 26, 2026
- HQ city · NORTH MIAMI BEACH to AVENTURAFeb 19, 2025 to Nov 10, 2025
- Accounts · 13 to 15May 6, 2024 to Feb 19, 2025
- Advisory employees · 2 to 3May 6, 2024 to Feb 19, 2025
- Corporate clients · 5 to 6May 6, 2024 to Feb 19, 2025
- Financial planning clients · unset to May 6, 2024 to Feb 19, 2025
- Discretionary RAUM · $201M to $244MMay 6, 2024 to Feb 19, 2025
- HNW RAUM · $1.3M to $1.6MMay 6, 2024 to Feb 19, 2025
- Individual RAUM · $2.7M to $3.3MMay 6, 2024 to Feb 19, 2025
- Pooled vehicle RAUM · $171M to $202MMay 6, 2024 to Feb 19, 2025
- RAUM · $201M to $244MMay 6, 2024 to Feb 19, 2025
- Accounts · 15 to 13Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 3 to 2Mar 30, 2023 to Mar 27, 2024
- Corporate clients · 8 to 5Mar 30, 2023 to Mar 27, 2024
- HNW clients · unset to 3.0Mar 30, 2023 to Mar 27, 2024
- Individual clients · unset to 3.0Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $161M to $201MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $2.9M to $1.3MMar 30, 2023 to Mar 27, 2024
- Individual RAUM · $278,105 to $2.7MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $136M to $171MMar 30, 2023 to Mar 27, 2024
- RAUM · $161M to $201MMar 30, 2023 to Mar 27, 2024
- Accounts · 11 to 15Jul 28, 2022 to Mar 30, 2023
- Corporate clients · 5 to 8Jul 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $165M to $161MJul 28, 2022 to Mar 30, 2023
- HNW RAUM · $3.1M to $2.9MJul 28, 2022 to Mar 30, 2023
- Individual RAUM · $322,607 to $278,105Jul 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $157M to $136MJul 28, 2022 to Mar 30, 2023
- RAUM · $165M to $161MJul 28, 2022 to Mar 30, 2023
- HQ city · AVENTURA to NORTH MIAMI BEACHMay 19, 2022 to Jun 23, 2022
- Accounts · 14 to 11May 17, 2021 to Mar 30, 2022
Signals
7 dated events
- (Nmn) Kian Esteghamat (Shareholder) no longer on Schedule A of U••••• A•••• M••••••••• L•• (listed 2024-03-27, absent 2024-05-06)May 6, 2024 · Control person left · inference
- (Nmn) Kian Esteghamat (Shareholder) appeared on Schedule A of U••••• A•••• M••••••••• L••Mar 27, 2024 · Control person joined · fact
- Antonio Gustavo Marturet Medina (Elected Manager And Member) no longer on Schedule A of U••••• A•••• M••••••••• L•• (listed 2021-05-17, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Yvette Gabrielle Garcia (Chief Compliance Officer) no longer on Schedule A of U••••• A•••• M••••••••• L•• (listed 2021-05-17, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Karl Robert Breyer (Chief Compliance Officer) appeared on Schedule A of U••••• A•••• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- Anthony Daniel Bakalarz (Elected Manager And Member) appeared on Schedule A of U••••• A•••• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- U••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/unison-asset-management-llc/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- u•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-971-5105reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026