DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 1, 2017 · 15 filings
SEC status approved since Jun 30, 2017
RAUM
$673M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
11
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$673M as of Mar 26, 2026
Mar 29, 2018$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 29, 20180 then
Employees (5.A)14 as of Mar 26, 2026
Mar 29, 20184 then
Private funds11 as of Mar 26, 2026
Mar 29, 20182 then
RAUM +3.2% over the last fiscal year+10% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $614M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$673M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $614M for 26 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••• 2••• M••••• F••• L• | Private Equity Fund | $139M | 40 | Mar 28, 2023 |
| W••••• S• M••••• F••• S•• • 2••• S••••••••• P•••••••• | Private Equity Fund | $104M | 26 | Mar 24, 2022 |
| W••••• S• M••••• F••• S•• • 2••• S••••••••• P•••••••• | Private Equity Fund | $47.4M | 19 | Mar 25, 2020 |
| W••••• S• M••••• F••• S••no longer reported | Private Equity Fund | $34.4M | 50 | May 12, 2017 |
| W••••• S••••••••• S•••••••• L• | Private Equity Fund | $29.9M | 3 | Mar 28, 2023 |
| W••••• C• M••••• F••• L• | Private Equity Fund | $25.0M | 18 | Mar 28, 2023 |
| W••••• S••••••••• S•••••••• I• L• | Private Equity Fund | $24.8M | 18 | Mar 28, 2024 |
| W••••• C••••• I• L•• | Private Equity Fund | $16.8M | 2 | Mar 28, 2024 |
| W••••• S• M••••• F••• S•• • 2••• S••••••••• P•••••••• | Private Equity Fund | $16.2M | 12 | Mar 28, 2019 |
| W••••• P••• M••••• F••• L• | Private Equity Fund | $10.5M | 14 | Mar 28, 2024 |
| W••••• S• D••••••• F•••• L••• 2••• S•••••no longer reported | Private Equity Fund | $5.8M | 6 | Mar 29, 2018 |
| W••••• S• D••••••• F•••• L••• 2••• S•••••no longer reported | Private Equity Fund | $4.4M | 6 | Mar 29, 2018 |
| W••••• S• M••••• F••• S•• • 2••• S••••••••• P••••••••no longer reported | Private Equity Fund | $165,487 | 11 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• G••••• R••••• · Member And Chief Compliance Officercontrolsince 05/2017 · owns 25% to 50%
- I••••• T••••••• W•••••• · Managing Membercontrolsince 06/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- W••••• C•••••• P••••••• I• L••pooled vehicle sponsorn
- W••••• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- W••••• C•••••• P•• L••••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 35 to 26Mar 31, 2025 to Mar 26, 2026
- Pooled vehicle clients · 35 to 26Mar 31, 2025 to Mar 26, 2026
- Assets in custody · $620M to $614MMar 31, 2025 to Mar 26, 2026
- Other offices · 0 to 1Mar 31, 2025 to Mar 26, 2026
- Private funds · 12 to 11Mar 31, 2025 to Mar 26, 2026
- Discretionary RAUM · $652M to $673MMar 31, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $652M to $673MMar 31, 2025 to Mar 26, 2026
- RAUM · $652M to $673MMar 31, 2025 to Mar 26, 2026
- Accounts · 28 to 35Oct 17, 2024 to Mar 31, 2025
- Advisory employees · 5 to 8Oct 17, 2024 to Mar 31, 2025
- Pooled vehicle clients · 28 to 35Oct 17, 2024 to Mar 31, 2025
- Assets in custody · $422M to $620MOct 17, 2024 to Mar 31, 2025
- Employees · 12 to 14Oct 17, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 17, 2024 to Mar 31, 2025
- Private funds · 9 to 12Oct 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $454M to $652MOct 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $454M to $652MOct 17, 2024 to Mar 31, 2025
- RAUM · $454M to $652MOct 17, 2024 to Mar 31, 2025
- Accounts · 31 to 28Mar 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 31 to 28Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $468M to $422MMar 28, 2023 to Mar 28, 2024
- Employees · 11 to 12Mar 28, 2023 to Mar 28, 2024
- Private funds · 7 to 9Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $500M to $454MMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $500M to $454MMar 28, 2023 to Mar 28, 2024
- RAUM · $500M to $454MMar 28, 2023 to Mar 28, 2024
- Accounts · 26 to 31Mar 24, 2022 to Mar 28, 2023
- Advisory employees · 4 to 5Mar 24, 2022 to Mar 28, 2023
- Pooled vehicle clients · 26 to 31Mar 24, 2022 to Mar 28, 2023
- Assets in custody · $341M to $468MMar 24, 2022 to Mar 28, 2023
- Employees · 9 to 11Mar 24, 2022 to Mar 28, 2023
- Private funds · 4 to 7Mar 24, 2022 to Mar 28, 2023
- Discretionary RAUM · $372M to $500MMar 24, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $372M to $500MMar 24, 2022 to Mar 28, 2023
- RAUM · $372M to $500MMar 24, 2022 to Mar 28, 2023
- Accounts · 12 to 26Mar 17, 2021 to Mar 24, 2022
- Pooled vehicle clients · 12 to 26Mar 17, 2021 to Mar 24, 2022
- Assets in custody · $218M to $341MMar 17, 2021 to Mar 24, 2022
- Employees · 8 to 9Mar 17, 2021 to Mar 24, 2022
- Private funds · 3 to 4Mar 17, 2021 to Mar 24, 2022
Signals
4 dated events
- W••••• C••••••• L•• reported RAUM $652.0M, up 43% from $454.4M (2024-10-17 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- W••••• C••••••• L•• reported RAUM $500.2M, up 34% from $372.2M (2022-03-24 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- W••••• C••••••• L•• reported RAUM $372.2M, up 50% from $248.1M (2021-03-17 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- W••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- W•••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (201) 803-2699reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026