DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••••• F•••• ••• L••
Latest filing Jul 9, 2026
First filing on the tape Aug 9, 2017 · 27 filings
SEC status approved since Sep 12, 2017
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$5.4B as of Jul 9, 2026
Mar 29, 2018$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 9, 2026
Mar 29, 20180 then
Employees (5.A)2 as of Jul 9, 2026
Mar 29, 20183 then
Private funds13 as of Jul 9, 2026
Mar 29, 20189 then
RAUM +7.5% over the last fiscal year+1.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $338MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Custody
- $5.4B, 16 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.4B for 16 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
33 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- T•••••••• C• A• · Presidentcontrolsince 03/2024 · owns less than 5%
- S•••••• I••••• K• · Chief Compliance Officersince 07/2024 · owns less than 5%
Entity owners
- W••••••••• M••••••••• F•••• H••••••• L•• · Memberdirect · owns 75% or more
- W••••••••• G•••• H••••••• L•• · Managing Partnerindirect · owns 75% or more of W••••••••• M••••••••• F•••• H••••••• L••
- W••••••••• M••••••••• G•••• L•• · Managing Partnerindirect · owns 75% or more of W••••••••• G•••• H••••••• L••
Related persons
Schedule D 7.A
- C•••••• I••••••••• I• C•••••••• G• L••investment adviserpooled vehicle sponsorn
- W••••••••• A••••••••• I••••••••• G• L••• S•••• G••••• L••••••••• S•• R•••pooled vehicle sponsorn
- W••••••••• A••••••••• I•••••••••investment adviserbankpooled vehicle sponsornRAUM $92B
- W••••••••• B••••••••• I••••••••• I• G• L•••investment adviserpooled vehicle sponsorn
- W••••••••• C•••••• I••••••••• I• G• L•••investment adviserpooled vehicle sponsorn
- W••••••••• C•• G• L••investment adviserpooled vehicle sponsorn
- W••••••••• F•••• D••••••••• I•••broker-dealern
- W••••••••• G••••• P•••••• F••• M••••••••• ••••••••• L••••••pooled vehicle sponsorn
- W••••••••• H••••• H••••• I• G• L•••investment adviserpooled vehicle sponsorn
- W••••••••• L••••••••• S•• R•••investment adviserpooled vehicle sponsorn
- W••••••••• M••••••••• A•••••••• P•• L••investment advisern
- W••••••••• M••••••••• C••••• U••investment advisern
- W••••••••• M••••••••• C•• A••••••• L••investment advisern
- W••••••••• M••••••••• C•••••• L••investment adviserbanknRAUM $1428B
- W••••••••• M••••••••• E••••• G•••investment adviserbankn
- W••••••••• M••••••••• F•••• L••investment adviserpooled vehicle sponsorn
- W••••••••• M••••••••• H••• K••• L••••••investment adviserbanknRAUM $14B
- W••••••••• M••••••••• I••••••••• L••••••investment adviserbankn
- W••••••••• M••••••••• J•••• P•• L••investment adviserbanknRAUM $18B
- W••••••••• M••••••••• S•••••••• P••• L•••investment adviserbankn
- W••••••••• M••••••••• S••••••••• G•••investment advisern
- W••••••••• P•••••• F••• M••••••••• ••••••••• L••••••pooled vehicle sponsorn
- W••••••••• T•••• C••••••• N•n
- W••••••••• V•••••• I••••••••• I• G• L•••investment adviserpooled vehicle sponsorn
Advisers that list W••••••••• F•••• ••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 19 to 13Mar 31, 2026 to Jul 9, 2026
- Accounts · 19 to 16Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 19 to 16Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $4.4B to $5.4BMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.0B to $5.4BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.0B to $5.4BMar 31, 2025 to Mar 31, 2026
- RAUM · $5.0B to $5.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 23 to 19Jul 10, 2024 to Mar 31, 2025
- Advisory employees · 0 to 1Jul 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 23 to 19Jul 10, 2024 to Mar 31, 2025
- Assets in custody · $4.5B to $4.4BJul 10, 2024 to Mar 31, 2025
- Employees · 0 to 2Jul 10, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 10, 2024 to Mar 31, 2025
- Private funds · 25 to 19Jul 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.0B to $5.0BJul 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.0B to $5.0BJul 10, 2024 to Mar 31, 2025
- RAUM · $5.0B to $5.0BJul 10, 2024 to Mar 31, 2025
- Private funds · 26 to 25Mar 29, 2024 to Jul 1, 2024
- Accounts · 16 to 23Oct 3, 2023 to Mar 29, 2024
- Pooled vehicle clients · 16 to 23Oct 3, 2023 to Mar 29, 2024
- Assets in custody · $4.2B to $4.5BOct 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.2B to $5.0BOct 3, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $5.2B to $5.0BOct 3, 2023 to Mar 29, 2024
- RAUM · $5.2B to $5.0BOct 3, 2023 to Mar 29, 2024
- Private funds · 23 to 26May 5, 2023 to Oct 3, 2023
- Accounts · 17 to 16Sep 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 16Sep 28, 2022 to Mar 31, 2023
- Assets in custody · $4.8B to $4.2BSep 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.4B to $5.2BSep 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.4B to $5.2BSep 28, 2022 to Mar 31, 2023
- RAUM · $5.4B to $5.2BSep 28, 2022 to Mar 31, 2023
- Private funds · 22 to 23Apr 12, 2022 to Sep 28, 2022
- Accounts · 23 to 17Nov 2, 2021 to Mar 31, 2022
- Pooled vehicle clients · 23 to 17Nov 2, 2021 to Mar 31, 2022
- Assets in custody · $2.7B to $4.8BNov 2, 2021 to Mar 31, 2022
- Employees · 3 to 0Nov 2, 2021 to Mar 31, 2022
- Private funds · 17 to 22Nov 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.3B to $5.4BNov 2, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $4.3B to $5.4BNov 2, 2021 to Mar 31, 2022
- RAUM · $4.3B to $5.4BNov 2, 2021 to Mar 31, 2022
Signals
9 dated events
- A C Taglione (President) appeared on Schedule A of W••••••••• F•••• ••• L••Jul 10, 2024 · Control person joined · fact
- George Christopher Kirk (President) no longer on Schedule A of W••••••••• F•••• ••• L•• (listed 2024-07-01, absent 2024-07-10)Jul 10, 2024 · Control person left · inference
- W••••••••• F•••• ••• L•• reported RAUM $5.4B, up 26% from $4.3B (2021-11-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- W••••••••• F•••• ••• L•• reported RAUM $4.3B, up 41% from $3.1B (2021-01-06 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- George Christopher Kirk (President) appeared on Schedule A of W••••••••• F•••• ••• L••Aug 3, 2020 · Control person joined · fact
- B••• Amy K••••• (President) no longer on Schedule A of W••••••••• F•••• ••• L•• (listed 2020-03-30, absent 2020-08-03)Aug 3, 2020 · Control person left · inference
- W••••••••• F•••• ••• L•• reported RAUM $3.3B, up 75% from $1.9B (2019-03-29 to 2019-12-10)Dec 10, 2019 · RAUM change · derived
- W••••••••• F•••• ••• L•• reported RAUM $1.6B, up 1236% from $119.5M (2017-12-15 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- W••••••••• F•••• ••• L•• filed its initial SEC registration (Form ADV)Aug 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- W•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-951-5786reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026