DFX Intelligence

RIA Intelligence

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SEC-registered adviser

O•••••••• G••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 288356SEC 801-111980website IAPD

Latest filing Mar 31, 2026

First filing on the tape Sep 29, 2017 · 20 filings

SEC status approved since Oct 27, 2017

RAUM

$481M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$481M as of Mar 31, 2026

Mar 29, 2018$646M then

HNW client RAUM$0 as of Mar 31, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 29, 20180 then

Employees (5.A)8 as of Mar 31, 2026

Mar 29, 20185 then

Private funds3 as of Mar 31, 2026

Mar 29, 20184 then

RAUM -0.0% over the last fiscal year+4.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $68.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -0.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $481M, 7 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$446M93%
Charitable organizations$17.7M3.7%
Corporations and businesses$17.5M3.6%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $481M for 7 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.93 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

12 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O•••••••• P•••••• O••••••••• F••• L•	Private Equity Fund	$213M	28	Mar 24, 2022
O•••••••• M••••••••• O••••••••• F••• L•	Private Equity Fund	$71.9M	3	Mar 24, 2022
O•••••••• P•••••• E••••• I•• L•no longer reported	Private Equity Fund	$13.6M	48	Mar 29, 2019
O•••••••• P•••••• P•••••••• L•no longer reported	Private Equity Fund	$9.4M	20	Sep 29, 2017
O•••••••• P•••••• E••••• L•no longer reported	Private Equity Fund	$8.2M	15	Sep 29, 2017
O•••••••• P•••••• E••••• I• L•no longer reported	Private Equity Fund	$2.0M	20	Mar 29, 2018
O•••••••• P•••••• E••••• F• L•no longer reported	Private Equity Fund	$714,360	6	Apr 14, 2017
O•••••••• P•••••• P•••••••• F••••• L••no longer reported	Private Equity Fund	$221,419	8	Mar 24, 2022
O•••••••• P•••••• E••••• F••••• I•• L••no longer reported	Private Equity Fund	$95,494	15	Mar 24, 2022
O•••••••• P•••••• E••••• F••••• L••no longer reported	Private Equity Fund	$35,195	7	Mar 24, 2022
O•••••••• P•••••• E••••• F••••• I• L••no longer reported	Private Equity Fund	$18,199	5	Mar 24, 2022
O•••••••• M••••••••• C•••••••• F••• L•	Hedge Fund	$0	0	Mar 29, 2024

Owners and control persons

Schedule A and B, latest filing

C•••• C••••••••• J•••••• · Chief Compliance Officer And Director Of Financecontrol
since 02/2020 · owns less than 5%
H••••••••• S••••• D••••• · Limited Partner Of O•••••••• G••••• M••••••••• L•control
since 03/2017 · owns 75% or more
H••••••••• S••••• D••••• · Managing Membercontrol
since 03/2017 · owns 75% or more of O•••••••• G••••• M••••••••• U•• L••

Entity owners

O•••••••• G••••• M••••••••• U•• L•• · General Partner Of O•••••••• G••••• M••••••••• L•
direct · owns less than 5%

Related persons

Schedule D 7.A

O•••••••• M••••••••• C•••••••• F••• G• L••
pooled vehicle sponsory
O•••••••• M••••••••• O••••••••• F••• G• L•
pooled vehicle sponsory
O•••••••• P•••••• O••••••••• F••• G• L•
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 8 to 6
Apr 30, 2025 to Mar 31, 2026
Assets in custody · $481M to $481M
Apr 30, 2025 to Mar 31, 2026
Discretionary RAUM · $481M to $481M
Apr 30, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $446M to $446M
Apr 30, 2025 to Mar 31, 2026
RAUM · $481M to $481M
Apr 30, 2025 to Mar 31, 2026
Accounts · 9 to 7
Mar 29, 2024 to Apr 30, 2025
Advisory employees · 6 to 8
Mar 29, 2024 to Apr 30, 2025
Pension plan clients · unset to 0.0
Mar 29, 2024 to Apr 30, 2025
Pooled vehicle clients · 3 to 5
Mar 29, 2024 to Apr 30, 2025
Assets in custody · $440M to $481M
Mar 29, 2024 to Apr 30, 2025
Employees · 6 to 8
Mar 29, 2024 to Apr 30, 2025
Financial planning clients · unset to
Mar 29, 2024 to Apr 30, 2025
Discretionary RAUM · $440M to $481M
Mar 29, 2024 to Apr 30, 2025
Pension RAUM · $1.5M to $0
Mar 29, 2024 to Apr 30, 2025
Pooled vehicle RAUM · $285M to $446M
Mar 29, 2024 to Apr 30, 2025
RAUM · $440M to $481M
Mar 29, 2024 to Apr 30, 2025
Accounts · 8 to 9
Jun 28, 2023 to Mar 29, 2024
Advisory employees · 5 to 6
Jun 28, 2023 to Mar 29, 2024
Pooled vehicle clients · 2 to 3
Jun 28, 2023 to Mar 29, 2024
Assets in custody · $432M to $440M
Jun 28, 2023 to Mar 29, 2024
Employees · 5 to 6
Jun 28, 2023 to Mar 29, 2024
Private funds · 2 to 3
Jun 28, 2023 to Mar 29, 2024
Discretionary RAUM · $432M to $440M
Jun 28, 2023 to Mar 29, 2024
Pension RAUM · $4.3M to $1.5M
Jun 28, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $249M to $285M
Jun 28, 2023 to Mar 29, 2024
RAUM · $432M to $440M
Jun 28, 2023 to Mar 29, 2024
Assets in custody · $428M to $432M
Mar 31, 2023 to May 1, 2023
Discretionary RAUM · $428M to $432M
Mar 31, 2023 to May 1, 2023
Pooled vehicle RAUM · $246M to $249M
Mar 31, 2023 to May 1, 2023
RAUM · $428M to $432M
Mar 31, 2023 to May 1, 2023
Accounts · 12 to 8
May 27, 2022 to Mar 31, 2023
Advisory employees · 4 to 5
May 27, 2022 to Mar 31, 2023
Pooled vehicle clients · 6 to 2
May 27, 2022 to Mar 31, 2023
Assets in custody · $438M to $428M
May 27, 2022 to Mar 31, 2023
Private funds · 6 to 2
May 27, 2022 to Mar 31, 2023
Discretionary RAUM · $438M to $428M
May 27, 2022 to Mar 31, 2023
Pension RAUM · $24.1M to $4.3M
May 27, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $236M to $246M
May 27, 2022 to Mar 31, 2023
RAUM · $438M to $428M
May 27, 2022 to Mar 31, 2023
Accounts · 41 to 12
Apr 29, 2021 to Mar 24, 2022

Signals

8 dated events

O•••••••• G••••• M••••••••• L• reported RAUM $438.2M, up 61% from $271.5M (2021-04-29 to 2022-03-24)
Mar 24, 2022 · RAUM change · derived
O•••••••• G••••• M••••••••• L• reported RAUM $271.5M, down 78% from $1.3B (2020-04-22 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
O•••••••• G••••• M••••••••• L• reported RAUM $1.3B, up 28% from $977.0M (2020-02-28 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
Brian Rodney Miller (Chief Compliance Officer And Chief Financial Officer Of O•••••••• G••••• M••••••••• L•) no longer on Schedule A of O•••••••• G••••• M••••••••• L• (listed 2019-03-29, absent 2020-02-28)
Feb 28, 2020 · Control person left · inference
J•••••• C••••••••• C••• (Chief Compliance Officer And Director Of Finance) appeared on Schedule A of O•••••••• G••••• M••••••••• L•
Feb 28, 2020 · Control person joined · fact
O•••••••• G••••• M••••••••• L• reported RAUM $977.0M, up 51% from $645.9M (2018-04-17 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived
O•••••••• G••••• M••••••••• L• reported RAUM $645.9M, up 29% from $500.3M (2017-10-11 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
O•••••••• G••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Sep 29, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

O•••••••• G••••• M••••••••• L• · Independent Sponsors
shared crd · capital_provider
O•••••••• G••••• M••••••••• L• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: O••••••••GLOBAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (212) 235-1962reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026