DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• R•••••• M••••••••• L••
Legal name M•••• R•••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 18, 2020 · 8 filings
SEC status approved since Jul 17, 2020
RAUM
$241M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$241M as of Mar 30, 2026
Mar 29, 2021$203M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20210 then
Employees (5.A)26 as of Mar 30, 2026
Mar 29, 202115 then
Private funds2 as of Mar 30, 2026
Mar 29, 20212 then
RAUM +1.8% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $121MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $200M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$241M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $200M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• R•••••• 3• L• | Private Equity Fund | $150M | 124 | Mar 29, 2024 |
| M•••• R•••••• 2• L• | Private Equity Fund | $137M | 95 | Mar 20, 2020 |
| M•••• R•••••• F•••• L• | Private Equity Fund | $942,682 | 95 | May 2, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• I••• M• · Member And Managercontrolsince 04/2016 · owns 25% to 50%
- G•••••• S•••••• T••••• · Member And Managercontrolsince 04/2016 · owns 25% to 50%
- W••••••••• R••••• G••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 06/2017 · owns 5% to 10%
- W••••••• M••••• M•••• · Member And Managercontrolsince 04/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
- M•••• R•••••• M••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 7 to 8Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $165M to $200MMar 31, 2025 to Mar 30, 2026
- Employees · 24 to 26Mar 31, 2025 to Mar 30, 2026
- Private funds · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $237M to $241MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $237M to $241MMar 31, 2025 to Mar 30, 2026
- RAUM · $237M to $241MMar 31, 2025 to Mar 30, 2026
- Assets in custody · $171M to $165MJul 3, 2024 to Mar 31, 2025
- Employees · 22 to 24Jul 3, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $288M to $237MJul 3, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $288M to $237MJul 3, 2024 to Mar 31, 2025
- RAUM · $288M to $237MJul 3, 2024 to Mar 31, 2025
- Accounts · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $123M to $171MMar 31, 2023 to Mar 29, 2024
- Employees · 19 to 22Mar 31, 2023 to Mar 29, 2024
- Private funds · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $150M to $288MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $150M to $288MMar 31, 2023 to Mar 29, 2024
- RAUM · $150M to $288MMar 31, 2023 to Mar 29, 2024
- Advisory employees · 5 to 7Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $198M to $123MMar 30, 2022 to Mar 31, 2023
- Employees · 18 to 19Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $198M to $150MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $198M to $150MMar 30, 2022 to Mar 31, 2023
- RAUM · $198M to $150MMar 30, 2022 to Mar 31, 2023
- Assets in custody · $203M to $198MMar 29, 2021 to Mar 30, 2022
- Employees · 15 to 18Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $203M to $198MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $203M to $198MMar 29, 2021 to Mar 30, 2022
- RAUM · $203M to $198MMar 29, 2021 to Mar 30, 2022
- Advisory employees · 7 to 5Jun 18, 2020 to Mar 29, 2021
- Assets in custody · $212M to $203MJun 18, 2020 to Mar 29, 2021
- Employees · 14 to 15Jun 18, 2020 to Mar 29, 2021
- Private funds · 4 to 2Jun 18, 2020 to Mar 29, 2021
- Discretionary RAUM · $212M to $203MJun 18, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $212M to $203MJun 18, 2020 to Mar 29, 2021
Signals
2 dated events
- M•••• R•••••• M••••••••• L•• reported RAUM $287.6M, up 92% from $150.0M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- M•••• R•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•••• R•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M•••• R•••••• M••••••••• L•• · Private Equityshared crd · organization
- M•••• R•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 318-698-0048reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026