DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• R••• G•••• L••
Latest filing Jun 22, 2026
First filing on the tape May 19, 2017 · 25 filings
SEC status approved since Jun 19, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.1B as of Jun 22, 2026
Mar 30, 2018$273M then
HNW client RAUM$21.2M as of May 5, 2025
Mar 28, 2024$14.6M then
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Mar 30, 20180 then
Employees (5.A)13 as of Jun 22, 2026
Mar 30, 201810 then
Private funds5 as of Jun 22, 2026
Mar 30, 20186 then
RAUM -47% over the last fiscal year-1.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$885M84%
- Insurance companies$93.1M8.9%
- Sovereign wealth funds$73.3M7.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.84 institutional_share=0.16 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• R••• D•••••• I••••••••• F••• I• L• | Private Equity Fund | $301M | 16 | Mar 30, 2023 |
| P••• R••• S•••••• O••••••••• F••• I• L• | Private Equity Fund | $212M | 28 | Mar 31, 2021 |
| P••• R••• S•••••• O••••••••• F••• I•• L• | Private Equity Fund | $188M | 11 | Mar 28, 2024 |
| P••• R••• S•••••• O••••••••• F••• I• O••••••• L• | Private Equity Fund | $128M | 13 | May 26, 2021 |
| P••• R••• S•••••••• L•••••• F••• I• L• | Private Equity Fund | $112M | 6 | Mar 30, 2023 |
| P••• R••• S•••••••• L•••••• F••• L• | Private Equity Fund | $39.4M | 6 | Mar 30, 2023 |
| P••• R••• S•••••• O••••••••• F••• I• L• | Private Equity Fund | $23.5M | 12 | Mar 29, 2019 |
| S•• H•••••••• M••••• L••no longer reported | Real Estate Fund | $18.0M | 16 | May 19, 2017 |
| P••• R••• S•••••••• L•••••• F••• •••••• L• | Private Equity Fund | $15.8M | 2 | Mar 30, 2023 |
| P••• R••• P••••••• I•••••••• L••no longer reported | Real Estate Fund | $9.9M | 15 | May 19, 2017 |
| S•• E••• A• G•••••••• M••••• L••no longer reported | Real Estate Fund | $7.9M | 13 | May 19, 2017 |
| P••• H••••••• G•••• I•••••••• L••no longer reported | Real Estate Fund | $2.4M | 24 | May 19, 2017 |
| F••••••••• I•••••••• I• L••no longer reported | Private Equity Fund | $0 | 0 | Mar 29, 2019 |
| F••• L•• | Private Equity Fund | $0 | 0 | Mar 31, 2021 |
| F••••••••• I•••••••• L••no longer reported | Private Equity Fund | $0 | 8 | May 19, 2017 |
| P••• R••• L•••••• H••••• I• L••no longer reported | Private Equity Fund | $0 | 2 | Sep 26, 2017 |
| P••• R••• L•••••• H••••• I• L••no longer reported | Private Equity Fund | $0 | 1 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••• J•••• · Chief Financial Officercontrolsince 08/2022 · owns less than 5%
- B•••••• M••••••• E••••• · Managing Partnercontrolsince 05/2016 · owns less than 5%
- C•••••• J••••• B••••••• · Partnercontrolsince 04/2020 · owns less than 5%
- D••••• K••••• C•••••• · Managing Partnercontrolsince 05/2016 · owns less than 5%
- N•••••••• A•••• D•••• · Chief Compliance Officer, Chief Operating Officer & General Counselcontrolsince 05/2022 · owns less than 5%
- B•••••• M••••••• E••••• · Managing M•••••controlsince 03/2016 · owns 75% or more of B•••• H••• C•••••• L••
- D••••• D•••• B• · Trusteecontrolsince 04/2021 · owns 75% or more of K•••• D•••• 2••• F••••• T••••• D•••• M•••• 1•• 2•••
- D••••• K••••• C•••••• · Trusteecontrolsince 04/2021 · owns 75% or more of D••• D•••• 2••• F••••• T••••• D•••• M•••• 1•• 2•••
Entity owners
- P••• R••• G•••• L• · Managing M•••••direct · owns 75% or more
- B•••• H••• C•••••• L•• · Limited Partnerindirect · owns 25% to 50% of P••• R••• G•••• H••••••• L•
- B•••• H••• C•••••• L•• · Managing M•••••indirect · owns 50% to 75% of P••• R••• G•••• G• L••
- D••• D•••• 2••• F••••• T••••• D•••• M•••• 1•• 2••• · M•••••indirect · owns 25% to 50% of S•••••• A••••• C•••••• G•••• I• L••
- K•••• D•••• 2••• F••••• T••••• D•••• M•••• 1•• 2••• · M•••••indirect · owns 25% to 50% of S•••••• A••••• C•••••• G•••• I• L••
- P••• R••• G•••• G• L•• · General Partnerindirect · owns F of P••• R••• G•••• L•
- P••• R••• G•••• H••••••• L• · Limited Partnerindirect · owns 75% or more of P•• M••••••••• H••••••• L•
- P•• M••••••••• H••••••• L• · Limited Partnerindirect · owns 75% or more of P••• R••• G•••• L•
- S•••••• A••••• C•••••• G•••• I• L•• · Managing M•••••indirect · owns 50% to 75% of P••• R••• G•••• G• L••
- S•••••• A••••• C•••••• G•••• I• L•• · Limited Partnerindirect · owns 25% to 50% of P••• R••• G•••• H••••••• L•
Related persons
Schedule D 7.A
- M•• A••••••••• A•••• I• L••investment advisern
- M•• A••••••••• A•••• L••investment advisern
- P••• R••• A••••••••• L••investment advisern
- P••• R••• D•• I• G• L••bankpooled vehicle sponsorn
- P••• R••• S•• I• G• L••bankpooled vehicle sponsorn
- P••• R••• S•• I• G• L••bankpooled vehicle sponsorn
- P••• R••• S•• U• G• L••bankpooled vehicle sponsorn
- P••• R••• S•• G• I• L••bankpooled vehicle sponsorn
- P••• R••• S•• G• I• L••bankpooled vehicle sponsorn
- P••• R••• S•• G• I•• L••bankpooled vehicle sponsorn
- V••• C••••••••• M•••••• I• L••pooled vehicle sponsorn
- V••• C••••••••• M•••••• L••pooled vehicle sponsorn
- V••• L••••••• M•••••• L••pooled vehicle sponsorn
- V••• P•• T••• M•••••• L••pooled vehicle sponsorn
- V••• R•••••••• M•••••• L••pooled vehicle sponsorn
- V••• U••••• M•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 27.0 to 13.0 (-52.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (1109 comparable advisers, 1.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,109) · 0.7% percentile
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,986,845,671 to $1,051,050,655 (-47.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 2.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 1.5% percentile
What changed
consecutive filings, newest first
- Accounts · 21 to 26Dec 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 24Dec 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $414M to $678MDec 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $630M to $373MDec 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $837M to $885MDec 5, 2025 to Mar 31, 2026
- RAUM · $1.0B to $1.1BDec 5, 2025 to Mar 31, 2026
- Accounts · 34 to 21May 5, 2025 to Dec 5, 2025
- Advisory employees · 20 to 6May 5, 2025 to Dec 5, 2025
- Advisory activities · 3 to 2May 5, 2025 to Dec 5, 2025
- HNW clients · 2.0 to unsetMay 5, 2025 to Dec 5, 2025
- Pooled vehicle clients · 30 to 18May 5, 2025 to Dec 5, 2025
- Employees · 27 to 13May 5, 2025 to Dec 5, 2025
- Private funds · 9 to 5May 5, 2025 to Dec 5, 2025
- Discretionary RAUM · $1.5B to $414MMay 5, 2025 to Dec 5, 2025
- HNW RAUM · 21154603.0 to unsetMay 5, 2025 to Dec 5, 2025
- Non-discretionary RAUM · $413M to $630MMay 5, 2025 to Dec 5, 2025
- Pooled vehicle RAUM · $1.8B to $837MMay 5, 2025 to Dec 5, 2025
- RAUM · $1.9B to $1.0BMay 5, 2025 to Dec 5, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 5, 2025
- Discretionary RAUM · $1.6B to $1.5BMar 28, 2025 to May 5, 2025
- Pooled vehicle RAUM · $1.9B to $1.8BMar 28, 2025 to May 5, 2025
- RAUM · $2.0B to $1.9BMar 28, 2025 to May 5, 2025
- Accounts · 39 to 34Apr 30, 2024 to Mar 28, 2025
- Advisory employees · 17 to 20Apr 30, 2024 to Mar 28, 2025
- Pooled vehicle clients · 31 to 30Apr 30, 2024 to Mar 28, 2025
- Employees · 24 to 27Apr 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.6BApr 30, 2024 to Mar 28, 2025
- HNW RAUM · $14.6M to $21.2MApr 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $344M to $413MApr 30, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.3B to $1.9BApr 30, 2024 to Mar 28, 2025
- RAUM · $1.5B to $2.0BApr 30, 2024 to Mar 28, 2025
- Accounts · 42 to 39May 12, 2023 to Mar 28, 2024
- Advisory employees · 15 to 17May 12, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3May 12, 2023 to Mar 28, 2024
- Business name · P••• R••• G•••• L• to P••• R••• G•••• L••May 12, 2023 to Mar 28, 2024
- HNW clients · unset to 2.0May 12, 2023 to Mar 28, 2024
- Pooled vehicle clients · 38 to 31May 12, 2023 to Mar 28, 2024
- Employees · 21 to 24May 12, 2023 to Mar 28, 2024
- Private funds · 8 to 9May 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $830M to $1.1BMay 12, 2023 to Mar 28, 2024
Signals
9 dated events
- P••• R••• G•••• L•• reported RAUM $1.0B, down 46% from $1.9B (2025-05-05 to 2025-12-05)Dec 5, 2025 · RAUM change · derived
- P••• R••• G•••• L•• reported RAUM $2.0B, up 34% from $1.5B (2024-04-30 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- B Dana Davis (Trustee) appeared on Schedule A of P••• R••• G•••• L••Mar 28, 2024 · Control person joined · fact
- P••• R••• G•••• L•• reported RAUM $1.5B, up 34% from $1.1B (2023-05-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- James Jeff Baisley (Chief Financial Officer) appeared on Schedule A of P••• R••• G•••• L••Mar 30, 2023 · Control person joined · fact
- P••• R••• G•••• L•• reported RAUM $1.1B, up 125% from $493.5M (2022-05-12 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- David Adam Nadborny (Chief Compliance Officer, Chief Operating Officer & General Counsel) appeared on Schedule A of P••• R••• G•••• L••May 12, 2022 · Control person joined · fact
- P••• R••• G•••• L•• reported RAUM $445.7M, up 63% from $272.6M (2018-11-01 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- P••• R••• G•••• L•• filed its initial SEC registration (Form ADV)May 19, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••• R••• G•••• L•• · Independent Sponsorsshared crd · capital_provider
- P••• R••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- postroadgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-518-8460reportedpublic record, Form ADV, Jun 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••• R••• G•••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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