DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C•• Q••••••• S•••

Former SEC-registered adviserLuxembourg, CRD 288468SEC 801-110762IAPD
Legal name C•••••••• D• B••••• P••••• Q••••••• S•••
Latest filing Mar 31, 2023
First filing on the tape Jun 6, 2017 · 12 filings
RAUM
$4.5B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
35%
$1.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
207
46 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$4.5B as of Mar 31, 2023
Mar 30, 2018$3.3B then
HNW client RAUM$829M as of Mar 31, 2023
Mar 30, 2018$742M then
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 30, 20180 then
Employees (5.A)207 as of Mar 31, 2023
Mar 30, 2018122 then
Private funds: no history
RAUM +17% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$17.3MderivedHNW RAUM over HNW clients
Average account
$2.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+5.1%derived
Compensation
percentage of assets, fixed fees, performance-based, commissionsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
Custody
$4.1B, 1,202 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • the adviser acts as qualified custodian (9.D.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$1.3B28%
  • Corporations and businesses$1.0B23%
  • High-net-worth individuals$829M18%
  • Individuals$762M17%
  • Investment companies$357M8.0%
  • Charitable organizations$258M5.7%
Individual clients
941reported
HNW clients
48reported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
1,807reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$4.1B for 1,202 clientsreported
Compensation
% of AUM, fixed, performance, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• A•••••• J••••• · Chief Compliance Officer And Member Of The Executive Committeecontrol
        since 11/2020 · owns less than 5%
      • F•••••••• M••• · Member Of The Executive Committeecontrol
        since 12/2006 · owns less than 5%
      • H•••••••• M••• · Chief Executive Officercontrol
        since 12/2006 · owns less than 5%
      • S••••••• J••• F•••• · Chief Risk Officercontrol
        since 12/2011 · owns less than 5%
      • W•••••• D•••••••• M•••• · Member Of The Executive Committeecontrol
        since 04/2013 · owns less than 5%
      • S••••••• E••••• D••••••• · Chief Internal Auditor
        since 08/2015 · owns less than 5%
      Entity owners
      • F••••••• • I••••• S••••••• P•••••• B•••••• S••••• · Shareholder
        direct · owns 75% or more
      • I••••• S••••••• S••••• · Shareholder
        indirect · owns 75% or more of F••••••• • I••••• S••••••• P•••••• B•••••• S••••• · public reporting company
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Brussels, Belgium11 employees
      • Ghent, Belgium11 employees
      What changed
      consecutive filings, newest first
      • Accounts · 1,674 to 1,807
        Jul 29, 2022 to Mar 31, 2023
      • Advisory employees · 29 to 46
        Jul 29, 2022 to Mar 31, 2023
      • Charity clients · 2 to 7
        Jul 29, 2022 to Mar 31, 2023
      • Corporate clients · 163 to 180
        Jul 29, 2022 to Mar 31, 2023
      • HNW clients · 41 to 48
        Jul 29, 2022 to Mar 31, 2023
      • Individual clients · 900 to 941
        Jul 29, 2022 to Mar 31, 2023
      • Assets in custody · $3.2B to $4.1B
        Jul 29, 2022 to Mar 31, 2023
      • Employees · 139 to 207
        Jul 29, 2022 to Mar 31, 2023
      • Discretionary RAUM · $3.8B to $3.9B
        Jul 29, 2022 to Mar 31, 2023
      • HNW RAUM · $489M to $829M
        Jul 29, 2022 to Mar 31, 2023
      • Individual RAUM · $746M to $762M
        Jul 29, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $26.5M to $612M
        Jul 29, 2022 to Mar 31, 2023
      • RAUM · $3.8B to $4.5B
        Jul 29, 2022 to Mar 31, 2023
      • Related adviser · true to false
        Mar 31, 2022 to Jul 29, 2022
      • Related broker-dealer · true to false
        Mar 31, 2022 to Jul 29, 2022
      • Accounts · 1,018 to 1,674
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 47 to 29
        Mar 31, 2021 to Mar 31, 2022
      • Charity clients · 5 to 2
        Mar 31, 2021 to Mar 31, 2022
      • Corporate clients · 144 to 163
        Mar 31, 2021 to Mar 31, 2022
      • HNW clients · 233 to 41
        Mar 31, 2021 to Mar 31, 2022
      • Individual clients · 610 to 900
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $2.7B to $3.2B
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 147 to 139
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $2.4B to $3.8B
        Mar 31, 2021 to Mar 31, 2022
      • HNW RAUM · $767M to $489M
        Mar 31, 2021 to Mar 31, 2022
      • Individual RAUM · $242M to $746M
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $876M to $26.5M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $3.3B to $3.8B
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 987 to 1,018
        Jan 20, 2021 to Mar 31, 2021
      • Advisory employees · 43 to 47
        Jan 20, 2021 to Mar 31, 2021
      • Individual clients · 581 to 610
        Jan 20, 2021 to Mar 31, 2021
      • Assets in custody · $2.7B to $2.7B
        Jan 20, 2021 to Mar 31, 2021
      • Employees · 129 to 147
        Jan 20, 2021 to Mar 31, 2021
      • Discretionary RAUM · $2.4B to $2.4B
        Jan 20, 2021 to Mar 31, 2021
      • HNW RAUM · $758M to $767M
        Jan 20, 2021 to Mar 31, 2021
      • Individual RAUM · $239M to $242M
        Jan 20, 2021 to Mar 31, 2021
      • Non-discretionary RAUM · $866M to $876M
        Jan 20, 2021 to Mar 31, 2021
      • RAUM · $3.3B to $3.3B
        Jan 20, 2021 to Mar 31, 2021
      • Accounts · 1,468 to 987
        Mar 29, 2019 to Mar 23, 2020
      • Advisory employees · 41 to 43
        Mar 29, 2019 to Mar 23, 2020
      Signals
      3 dated events
      • Daniel Kuffer (Member Of The Executive Committee) no longer on Schedule A of C•• Q••••••• S••• (listed 2022-03-31, absent 2022-07-29)
        Jul 29, 2022 · Control person left · inference
      • C•• Q••••••• S••• reported RAUM $3.3B, up 60% from $2.0B (2017-06-06 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      • C•• Q••••••• S••• filed its initial SEC registration (Form ADV)
        Jun 6, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      C•• Q••••••• S••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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