DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••• I••••••••• M••••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jul 19, 2019 · 17 filings
SEC status approved since Aug 14, 2019
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
139
126 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
2
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$5.4B as of Mar 4, 2026
Mar 30, 2020$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 4, 2026
Mar 30, 20200 then
Employees (5.A)139 as of Mar 4, 2026
Mar 30, 2020125 then
Private funds2 as of Mar 4, 2026
Mar 30, 20201 then
RAUM +15% over the last fiscal year-5.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $604MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••• P•••••••• H•••••••• L•• | Hedge Fund | $1.8B | 3 | Dec 6, 2021 |
| W••••••• F••••• F•••• L••• | Other Private Fund | $572M | 3 | Mar 28, 2024 |
| S••• C••• V•••••• H•••••••• L•• | Securitized Asset Fund | $316M | 2 | Jan 17, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• H••••••• N••• · Executive Vice President, General Counselcontrolsince 07/2023 · owns less than 5%
- D•••••••• J••••••• F•••••• · Presidentcontrolsince 11/2016 · owns less than 5%
- H••••••••• Y•••• · Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
- P•••••• R••• · Cfocontrolsince 07/2019 · owns less than 5%
- S••••••••• B••••• S••••• · Chairman/Ceocontrolsince 09/2019 · owns less than 5%
Entity owners
- S••••••• P••••••• T••••• I••• · Managing M•••••direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- S••••••• C•••••• G•••• M••••••••• L•••••investment advisernRAUM $79B
- S••••••• C••••••• L•••••broker-dealern
- S••• 2•••••••• L••pooled vehicle sponsorn
- S••• 2•••••••• L•••pooled vehicle sponsorn
- S••• 2•••••••• L••pooled vehicle sponsorn
- S••• 2•••••••• L•••pooled vehicle sponsorn
- S••• 2••••••••• L••pooled vehicle sponsorn
- S••• 2••••••••• L•••pooled vehicle sponsorn
- S••• 2••••••••• L••pooled vehicle sponsorn
- S••• 2••••••••• L•••pooled vehicle sponsorn
- S••• 2•••••••• L••pooled vehicle sponsorn
- S••• 2•••••••• L••pooled vehicle sponsorn
- S••• J• H••••••• L••pooled vehicle sponsorn
- W••••••• P•••••••• S•• M•••••• L••pooled vehicle sponsorn
Advisers that list S••• I••••••••• M••••••••• L•• as a related person
- 110148 n
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT23 employees
- New York, NY14 employees
- Stamford, CT12 employees
- San F••••••Co, CA7 employees
- Atlanta, GA3 employees
- Houston, TX2 employees
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 5, 2025 to Mar 4, 2026
- Advisory employees · 110 to 126Mar 5, 2025 to Mar 4, 2026
- Pooled vehicle clients · 8 to 9Mar 5, 2025 to Mar 4, 2026
- Employees · 129 to 139Mar 5, 2025 to Mar 4, 2026
- Discretionary RAUM · $4.7B to $5.4BMar 5, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $4.7B to $5.4BMar 5, 2025 to Mar 4, 2026
- RAUM · $4.7B to $5.4BMar 5, 2025 to Mar 4, 2026
- Accounts · 7 to 8Mar 28, 2024 to Mar 5, 2025
- Advisory employees · 105 to 110Mar 28, 2024 to Mar 5, 2025
- Pooled vehicle clients · 7 to 8Mar 28, 2024 to Mar 5, 2025
- Employees · 125 to 129Mar 28, 2024 to Mar 5, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 5, 2025
- Discretionary RAUM · $5.0B to $4.7BMar 28, 2024 to Mar 5, 2025
- Pooled vehicle RAUM · $5.0B to $4.7BMar 28, 2024 to Mar 5, 2025
- RAUM · $5.0B to $4.7BMar 28, 2024 to Mar 5, 2025
- Accounts · 8 to 7Jul 26, 2023 to Mar 28, 2024
- Advisory employees · 75 to 105Jul 26, 2023 to Mar 28, 2024
- Other offices · 0 to 7Jul 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.4B to $5.0BJul 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $6.4B to $5.0BJul 26, 2023 to Mar 28, 2024
- RAUM · $6.4B to $5.0BJul 26, 2023 to Mar 28, 2024
- Accounts · 7 to 8Nov 30, 2022 to Mar 31, 2023
- Advisory employees · 78 to 75Nov 30, 2022 to Mar 31, 2023
- Assets in custody · unset to 0.0Nov 30, 2022 to Mar 31, 2023
- Employees · 132 to 125Nov 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.7B to $6.4BNov 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.7B to $6.4BNov 30, 2022 to Mar 31, 2023
- RAUM · $5.7B to $6.4BNov 30, 2022 to Mar 31, 2023
- Accounts · 6 to 7Dec 6, 2021 to Mar 30, 2022
- Advisory employees · 76 to 78Dec 6, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 7Dec 6, 2021 to Mar 30, 2022
- Employees · 143 to 132Dec 6, 2021 to Mar 30, 2022
- Discretionary RAUM · $5.5B to $5.7BDec 6, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $5.5B to $5.7BDec 6, 2021 to Mar 30, 2022
- RAUM · $5.5B to $5.7BDec 6, 2021 to Mar 30, 2022
- Accounts · 4 to 6May 10, 2021 to Dec 6, 2021
- Pooled vehicle clients · 4 to 6May 10, 2021 to Dec 6, 2021
- Employees · 139 to 143May 10, 2021 to Dec 6, 2021
- Private funds · 1 to 2May 10, 2021 to Dec 6, 2021
- Discretionary RAUM · $3.2B to $5.5BMay 10, 2021 to Dec 6, 2021
Signals
10 dated events
- S••• I••••••••• M••••••••• L•• reported 7 offices beyond its principal office, up from 0 (2023-07-26 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Jay Andrew Sossen (General Counsel/Chief Operating Officer) no longer on Schedule A of S••• I••••••••• M••••••••• L•• (listed 2023-03-31, absent 2023-07-26)Jul 26, 2023 · Control person left · inference
- M•••••• J••••• V•••••• (Chief Compliance Officer) no longer on Schedule A of S••• I••••••••• M••••••••• L•• (listed 2023-03-31, absent 2023-07-26)Jul 26, 2023 · Control person left · inference
- Yaron Hirschkorn (Chief Compliance Officer) appeared on Schedule A of S••• I••••••••• M••••••••• L••Jul 26, 2023 · Control person joined · fact
- N••• H•••••• B•••••• (Executive Vice President, General Counsel) appeared on Schedule A of S••• I••••••••• M••••••••• L••Jul 26, 2023 · Control person joined · fact
- S••• I••••••••• M••••••••• L•• reported RAUM $5.5B, up 72% from $3.2B (2021-05-10 to 2021-12-06)Dec 6, 2021 · RAUM change · derived
- S••• I••••••••• M••••••••• L•• reported RAUM $3.2B, up 124% from $1.4B (2021-03-31 to 2021-05-10)May 10, 2021 · RAUM change · derived
- S••• I••••••••• M••••••••• L•• reported RAUM $1.4B, up 53% from $936.4M (2019-09-12 to 2020-01-17)Jan 17, 2020 · RAUM change · derived
- R••• P••••• (Cfo) appeared on Schedule A of S••• I••••••••• M••••••••• L••Jan 17, 2020 · Control person joined · fact
- S••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/starwoodproperty/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- starwoodpropertytrust.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305.695.5500reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026