DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• V••••••• M••••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Oct 27, 2022 · 9 filings
SEC status approved since Dec 5, 2022
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
28
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.1B as of Apr 30, 2026
Mar 31, 2023$262M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 31, 20230 then
Employees (5.A)9 as of Apr 30, 2026
Mar 31, 20235 then
Private funds28 as of Apr 30, 2026
Mar 31, 20236 then
RAUM +77% over the last fiscal year+61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +77%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••• V••••••• O••••••••• F•••• L• | Venture Capital Fund | $118M | 90 | Mar 31, 2022 |
| R••• V••••••• F••• I•• L• | Venture Capital Fund | $105M | 51 | Mar 30, 2021 |
| F••• I•••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $55.4M | 18 | Mar 30, 2024 |
| R••• V••••••• O••••••••• F••• I•••no longer reported | Venture Capital Fund | $51.0M | 18 | Oct 27, 2022 |
| R••• V••••••• O••••••••• I••••• L•no longer reported | Venture Capital Fund | $43.9M | 34 | Mar 30, 2021 |
| F••• I•••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $39.4M | 19 | Mar 30, 2024 |
| R••• V••••••• O••••••••• I••• L•••no longer reported | Venture Capital Fund | $34.4M | 7 | Apr 9, 2019 |
| F••• I•••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $30.3M | 28 | Mar 30, 2024 |
| F••• E••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $28.4M | 26 | Mar 30, 2024 |
| R••• V••••••• O••••••••• F•••• L• • I•••no longer reported | Venture Capital Fund | $28.0M | 28 | Oct 27, 2022 |
| F••• C••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $26.1M | 33 | Mar 30, 2024 |
| R••• V••••••• O••••••••• F•••• L• • C••no longer reported | Venture Capital Fund | $26.1M | 32 | Oct 27, 2022 |
| F••• I••••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $24.5M | 23 | Mar 30, 2024 |
| R••• V••••••• F••• I• L• | Venture Capital Fund | $24.3M | 16 | Apr 9, 2019 |
| R••• V••••••• O••••••••• F••• B•• L• | Venture Capital Fund | $11.2M | 15 | Mar 31, 2022 |
| R••• V••••••• O••••••••• I•• L• | Venture Capital Fund | $10.9M | 11 | Feb 18, 2020 |
| F••• E••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $10.2M | 13 | Mar 30, 2024 |
| F••• B••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $9.7M | 27 | Mar 30, 2024 |
| R••• V••••••• O••••••••• F•••• L• • B••no longer reported | Venture Capital Fund | $9.7M | 27 | Oct 27, 2022 |
| R••• V••••••• O••••••••• F••• I••••no longer reported | Venture Capital Fund | $9.6M | 13 | Mar 31, 2022 |
| R••• V••••••• O••••••••• I•••• L• | Venture Capital Fund | $9.6M | 4 | Mar 30, 2021 |
| F••• D••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $2.0M | 5 | Mar 30, 2024 |
| R••• V••••••• O••••••••• F•••• L• • D••no longer reported | Venture Capital Fund | $2.0M | 5 | Oct 27, 2022 |
| R••• V••••••• O••••••••• V• L•no longer reported | Venture Capital Fund | $1.7M | 9 | Mar 30, 2021 |
| F••• D••• A• S••••• O• R••• V••••••• O••••••••• F•••• L••• | Venture Capital Fund | $895,562 | 1 | Mar 30, 2024 |
| R••• V••••••• O••••••••• I•••• L•••no longer reported | Venture Capital Fund | $0 | 7 | Apr 9, 2019 |
| R••• V••••••• O••••••••• I• L••no longer reported | Venture Capital Fund | $0 | 4 | Apr 9, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B•••• C••••••• S••••• · Partner / Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- C•••••••• W••••••• F•••••• · General Partnercontrolsince 09/2020 · owns 25% to 50%
- M•••••• S••••••• B•••••• · General Partnercontrolsince 04/2016 · owns 75% or more
Related persons
Schedule D 7.A
- R••• V••••••• F••• I• G•• L••pooled vehicle sponsorn
- R••• V••••••• F••• I• G•• L••pooled vehicle sponsorn
- R••• V••••••• O••••••••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Apr 30, 2026private funds (Schedule D 7.B.1) moved from 18.0 to 28.0 (+56.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was 0.0% (1022 comparable advisers, 96.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $614,988,275 to $1,086,131,727 (+77.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +11.0% (1368 comparable advisers, 92.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 92% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $948M to $1.1BMar 31, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $948M to $1.1BMar 31, 2026 to Apr 30, 2026
- RAUM · $948M to $1.1BMar 31, 2026 to Apr 30, 2026
- Accounts · 18 to 28Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 4 to 7Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 28Mar 31, 2025 to Mar 31, 2026
- Employees · 5 to 9Mar 31, 2025 to Mar 31, 2026
- Private funds · 18 to 28Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $615M to $948MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $615M to $948MMar 31, 2025 to Mar 31, 2026
- RAUM · $615M to $948MMar 31, 2025 to Mar 31, 2026
- Accounts · 15 to 18Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 18Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Private funds · 15 to 18Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $388M to $615MMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $388M to $615MMar 30, 2024 to Mar 31, 2025
- RAUM · $388M to $615MMar 30, 2024 to Mar 31, 2025
- Accounts · 6 to 15Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 6 to 15Mar 31, 2023 to Mar 30, 2024
- Private funds · 6 to 15Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $262M to $388MMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $262M to $388MMar 31, 2023 to Mar 30, 2024
- RAUM · $262M to $388MMar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $258M to $262MDec 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $258M to $262MDec 1, 2022 to Mar 31, 2023
- RAUM · $258M to $262MDec 1, 2022 to Mar 31, 2023
- Accounts · 5 to 6Oct 27, 2022 to Oct 27, 2022
- Pooled vehicle clients · 5 to 6Oct 27, 2022 to Oct 27, 2022
- Private funds · 12 to 6Oct 27, 2022 to Oct 27, 2022
- Discretionary RAUM · $243M to $258MOct 27, 2022 to Oct 27, 2022
- Pooled vehicle RAUM · $243M to $258MOct 27, 2022 to Oct 27, 2022
- RAUM · $243M to $258MOct 27, 2022 to Oct 27, 2022
Signals
4 dated events
- R••• V••••••• M••••••••• L•• reported RAUM $948.3M, up 54% from $615.0M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- R••• V••••••• M••••••••• L•• reported RAUM $615.0M, up 58% from $388.3M (2024-03-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- R••• V••••••• M••••••••• L•• reported RAUM $388.3M, up 48% from $262.4M (2023-03-31 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- R••• V••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••• V••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/riotvcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••.VCreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (310) 243-6433reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026