DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 20, 2018 · 9 filings
SEC status approved since Jul 18, 2018
RAUM
$831M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$831M as of Mar 27, 2026
Mar 27, 2019$311M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 27, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20190 then
Employees (5.A)6 as of Mar 27, 2026
Mar 27, 20199 then
Private funds1 as of Mar 27, 2026
Mar 27, 20191 then
RAUM +82% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $277MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +82%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$831M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••• A••••••• R••••• M••••• F•••• L••• | Hedge Fund | $231M | 34 | Aug 14, 2017 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• J••• S•••• · Managing Member And Portfolio Managercontrolsince 06/2016 · owns 75% or more
- D••••••••• S•••••• F•••• · Chief Compliance Officer And Chief Financial Officersince 09/2016 · owns less than 5%
Related persons
Schedule D 7.A
- T••••• C•••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $455,630,328 to $830,547,448 (+82.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +8.0% (672 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 93% percentile
What changed
consecutive filings, newest first
- Employees · 7 to 6Mar 20, 2025 to Mar 27, 2026
- Discretionary RAUM · $456M to $831MMar 20, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $456M to $831MMar 20, 2025 to Mar 27, 2026
- RAUM · $456M to $831MMar 20, 2025 to Mar 27, 2026
- Custody of client assets · true to falseMar 21, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 20, 2025
- Discretionary RAUM · $231M to $456MMar 21, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $231M to $456MMar 21, 2024 to Mar 20, 2025
- RAUM · $231M to $456MMar 21, 2024 to Mar 20, 2025
- Employees · 8 to 7Mar 27, 2023 to Mar 21, 2024
- HQ city · NEW YORK to ROSELANDMar 27, 2023 to Mar 21, 2024
- HQ state · NY to NJMar 27, 2023 to Mar 21, 2024
- Other offices · 2 to 1Mar 27, 2023 to Mar 21, 2024
- Discretionary RAUM · $419M to $231MMar 27, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $419M to $231MMar 27, 2023 to Mar 21, 2024
- RAUM · $419M to $231MMar 27, 2023 to Mar 21, 2024
- Advisory employees · 4 to 3Mar 16, 2022 to Mar 27, 2023
- Employees · 9 to 8Mar 16, 2022 to Mar 27, 2023
- Discretionary RAUM · $575M to $419MMar 16, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $575M to $419MMar 16, 2022 to Mar 27, 2023
- RAUM · $575M to $419MMar 16, 2022 to Mar 27, 2023
- Other offices · 1 to 2Mar 25, 2021 to Mar 16, 2022
- Discretionary RAUM · $389M to $575MMar 25, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $389M to $575MMar 25, 2021 to Mar 16, 2022
- RAUM · $389M to $575MMar 25, 2021 to Mar 16, 2022
- Discretionary RAUM · $369M to $389MMar 30, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $369M to $389MMar 30, 2020 to Mar 25, 2021
- RAUM · $369M to $389MMar 30, 2020 to Mar 25, 2021
- Discretionary RAUM · $311M to $369MMar 27, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $311M to $369MMar 27, 2019 to Mar 30, 2020
- RAUM · $311M to $369MMar 27, 2019 to Mar 30, 2020
- Custody of client assets · false to trueJun 20, 2018 to Mar 27, 2019
- Employees · 8 to 9Jun 20, 2018 to Mar 27, 2019
- HQ city · ROSELAND to NEW YORKJun 20, 2018 to Mar 27, 2019
- HQ state · NJ to NYJun 20, 2018 to Mar 27, 2019
- Private funds · 2 to 1Jun 20, 2018 to Mar 27, 2019
- Discretionary RAUM · $356M to $311MJun 20, 2018 to Mar 27, 2019
- Pooled vehicle RAUM · $356M to $311MJun 20, 2018 to Mar 27, 2019
- RAUM · $356M to $311MJun 20, 2018 to Mar 27, 2019
Signals
6 dated events
- T••••• C•••••• M••••••••• L•• reported RAUM $830.5M, up 82% from $455.6M (2025-03-20 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- T••••• C•••••• M••••••••• L•• reported RAUM $455.6M, up 97% from $231.4M (2024-03-21 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- T••••• C•••••• M••••••••• L•• reported RAUM $231.4M, down 45% from $418.6M (2023-03-27 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- T••••• C•••••• M••••••••• L•• reported RAUM $418.6M, down 27% from $575.0M (2022-03-16 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- T••••• C•••••• M••••••••• L•• reported RAUM $575.0M, up 48% from $389.4M (2021-03-25 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- T••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T•••••CAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 973-200-6725reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026