DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• C•••••• P•••••••• L•
Latest filing Aug 11, 2026
First filing on the tape Jun 25, 2018 · 15 filings
SEC status approved since Jul 31, 2018
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
27 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.7B as of Aug 11, 2026
Mar 31, 2019$272M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 11, 2026
Mar 31, 20190 then
Employees (5.A)35 as of Aug 11, 2026
Mar 31, 201910 then
Private funds21 as of Aug 11, 2026
Mar 31, 20193 then
RAUM +4.5% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $111MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••• C•••••• P••••••• F••• I••• L• | Private Equity Fund | $407M | 67 | Mar 31, 2023 |
| I••••••• C•••••• O••••••••• F•••• L• | Private Equity Fund | $396M | 58 | Mar 31, 2022 |
| I••••••• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $393M | 54 | Apr 1, 2020 |
| I••••••• C•••••• P••••••• F••• I••••• L• | Private Equity Fund | $265M | 36 | Mar 31, 2023 |
| I••••••• C•••••• P••••••• F•••• L••• | Private Equity Fund | $191M | 36 | May 23, 2017 |
| I•• R•••• C•••••••• L•no longer reported | Private Equity Fund | $93.9M | 26 | Mar 31, 2021 |
| I•• •••• P••••••• F•••• L• | Private Equity Fund | $63.3M | 7 | Mar 31, 2019 |
| I•• H••••••••• C•••••••• A• L• | Private Equity Fund | $50.2M | 4 | Mar 28, 2024 |
| I•• S•••• C••••••••• L• | Private Equity Fund | $45.3M | 10 | Mar 31, 2021 |
| I•• S•••• C•••••••• I•• L• | Private Equity Fund | $41.9M | 15 | Mar 31, 2023 |
| I•• O•••• C••••••••• L• | Private Equity Fund | $28.5M | 12 | Mar 28, 2024 |
| I•• H••••••••• C•••••••• L• | Private Equity Fund | $22.7M | 6 | Mar 28, 2024 |
| I•• P•• C•••••••• I•• L• | Private Equity Fund | $14.4M | 7 | Mar 28, 2024 |
| I•• R••••• L•• | Private Equity Fund | $12.9M | 85 | May 23, 2017 |
| I•• O•••• C•••••••• A• L• | Private Equity Fund | $12.6M | 3 | Mar 28, 2024 |
| I•• T••• C••••••••• L• | Private Equity Fund | $11.7M | 1 | Mar 31, 2023 |
| I•• I••••••• C••••••••• L• | Private Equity Fund | $11.0M | 5 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• E•••••• S•••••• · Managing Partnercontrolsince 01/2012 · owns 75% or more
- C••••••• B••••••• J••••• · Senior Partnercontrolsince 06/2021 · owns less than 5%
- M••••••••• G••••••• J•• · Chief Financial Officercontrolsince 03/2020 · owns less than 5%
Related persons
Schedule D 7.A
- I••••••• F••• G• I•• L••pooled vehicle sponsory
- I••••••• F••• G• I••• L•pooled vehicle sponsory
- I••••••• F••• G•• L•••••pooled vehicle sponsory
- I••••••• I••••••• C•••••••• G•• L••pooled vehicle sponsory
- I••••••• O••••••••• F••• G• L••pooled vehicle sponsory
- I••••••• S•••• I• G•• L••pooled vehicle sponsory
- I•• R•••• M••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Organization form · Limited Liability Company to Limited PartnershipJun 9, 2026 to Aug 11, 2026
- Business name · I••••••• C•••••• P•••••••• L•• to I••••••• C•••••• P•••••••• L•Mar 31, 2026 to Jun 9, 2026
- Legal name · I••••••• C•••••• P•••••••• L•• to I••••••• C•••••• P•••••••• L•Mar 31, 2026 to Jun 9, 2026
- Accounts · 20 to 24Jan 30, 2026 to Mar 31, 2026
- Advisory employees · 23 to 27Jan 30, 2026 to Mar 31, 2026
- Pooled vehicle clients · 20 to 24Jan 30, 2026 to Mar 31, 2026
- Assets in custody · unset to 0.0Jan 30, 2026 to Mar 31, 2026
- Employees · 32 to 35Jan 30, 2026 to Mar 31, 2026
- Private funds · 17 to 21Jan 30, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $2.7BJan 30, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $2.6B to $2.7BJan 30, 2026 to Mar 31, 2026
- RAUM · $2.6B to $2.7BJan 30, 2026 to Mar 31, 2026
- Accounts · 18 to 20Mar 28, 2024 to Apr 16, 2025
- Advisory employees · 22 to 23Mar 28, 2024 to Apr 16, 2025
- Pooled vehicle clients · 18 to 20Mar 28, 2024 to Apr 16, 2025
- Employees · 30 to 32Mar 28, 2024 to Apr 16, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 16, 2025
- Private funds · 16 to 17Mar 28, 2024 to Apr 16, 2025
- Discretionary RAUM · $2.0B to $2.6BMar 28, 2024 to Apr 16, 2025
- Pooled vehicle RAUM · $2.0B to $2.6BMar 28, 2024 to Apr 16, 2025
- RAUM · $2.0B to $2.6BMar 28, 2024 to Apr 16, 2025
- Accounts · 13 to 18May 24, 2023 to Mar 28, 2024
- Advisory employees · 10 to 22May 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 13 to 18May 24, 2023 to Mar 28, 2024
- Employees · 17 to 30May 24, 2023 to Mar 28, 2024
- Private funds · 11 to 16May 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $2.0BMay 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $2.0BMay 24, 2023 to Mar 28, 2024
- RAUM · $1.5B to $2.0BMay 24, 2023 to Mar 28, 2024
- Accounts · 7 to 13Sep 22, 2022 to Mar 31, 2023
- Advisory employees · 9 to 10Sep 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 13Sep 22, 2022 to Mar 31, 2023
- Employees · 14 to 17Sep 22, 2022 to Mar 31, 2023
- Private funds · 7 to 11Sep 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.8B to $1.5BSep 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.8B to $1.5BSep 22, 2022 to Mar 31, 2023
- RAUM · $2.8B to $1.5BSep 22, 2022 to Mar 31, 2023
- Accounts · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 8 to 9Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Mar 31, 2022
Signals
10 dated events
- I••••••• C•••••• P•••••••• L• reported RAUM $2.6B, up 30% from $2.0B (2024-03-28 to 2025-04-16)Apr 16, 2025 · RAUM change · derived
- I••••••• C•••••• P•••••••• L• reported RAUM $2.0B, up 30% from $1.5B (2023-05-24 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Lewis Steven Cohen (Chief Compliance Officer) no longer on Schedule A of I••••••• C•••••• P•••••••• L• (listed 2023-05-24, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Joseph Bradley Coppens (Senior Managing Director) appeared on Schedule A of I••••••• C•••••• P•••••••• L•Mar 31, 2023 · Control person joined · fact
- I••••••• C•••••• P•••••••• L• reported RAUM $1.5B, down 46% from $2.8B (2022-09-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- I••••••• C•••••• P•••••••• L• reported RAUM $2.8B, down 33% from $4.2B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- I••••••• C•••••• P•••••••• L• reported RAUM $4.2B, up 522% from $670.8M (2020-04-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- I••••••• C•••••• P•••••••• L• reported RAUM $670.8M, up 147% from $271.8M (2019-03-31 to 2020-04-01)Apr 1, 2020 · RAUM change · derived
- Jon Gregory Martinsen (Chief Financial Officer) appeared on Schedule A of I••••••• C•••••• P•••••••• L•Apr 1, 2020 · Control person joined · fact
- I••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
- I••••••• C•••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- I•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-930-1530reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026