DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2018 · 12 filings
SEC status approved since Jul 27, 2018
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.3B as of Mar 31, 2026
Mar 31, 2019$292M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20190 then
Employees (5.A)13 as of Mar 31, 2026
Mar 31, 20196 then
Private funds12 as of Mar 31, 2026
Mar 31, 20194 then
RAUM +4.0% over the last fiscal year-1.4% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B• L•••• I••••••• L• | Private Equity Fund | $503M | 40 | Jun 26, 2017 |
| Q••••••••• I••••••• L• | Private Equity Fund | $162M | 73 | Apr 1, 2021 |
| F•••• I••••••• L• | Private Equity Fund | $141M | 100 | Mar 31, 2022 |
| G••• I••••••• L• | Private Equity Fund | $127M | 66 | Mar 29, 2018 |
| D•••• I••••••• L• | Private Equity Fund | $123M | 80 | Apr 1, 2021 |
| S••••••• I••••••• A••••••••• L• • S••••• 2• | Private Equity Fund | $83.0M | 39 | Mar 31, 2022 |
| Q••••••••• I••••••• I• L• | Private Equity Fund | $41.7M | 11 | Apr 1, 2021 |
| F•••• I••••••• I• L• | Private Equity Fund | $37.6M | 8 | Mar 31, 2022 |
| A• I••••••• L• | Private Equity Fund | $32.3M | 73 | Mar 31, 2019 |
| C••••• I•••••••• L•••no longer reported | Private Equity Fund | $11.2M | 65 | Jun 26, 2017 |
| S••••••• I••••••• A••••••••• L• • S••••• 1• | Private Equity Fund | $2.6M | 5 | Apr 1, 2021 |
Owners and control persons
Schedule A and B, latest filing
- L••••••••• S•••••• M••••• · President And Chief Executive Officercontrolsince 12/2020 · owns less than 5%
- M••••••••• J••••• M•• · General Counsel And Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- L••••••••• S•••••• M••••• · Trusteecontrolsince 12/2020 · owns F of S••••••• G• T••••
- L••••••••• S•••••• M••••• · Limited Partnercontrolsince 12/2020 · owns 75% or more of S••••••• C•••••• L•
- L••••••••• S•••••• M••••• · Membercontrolsince 12/2020 · owns 75% or more of S••••••• H••••••• L••
- K••••••• A•••••• R•• · Managing Directorsince 03/2020 · owns less than 5%
- K••••••• A•••••• R•• · Limited Partnersince 12/2020 · owns 25% to 50% of S••••••• C•••••• L•
Entity owners
- S••••••• C•••••• L• · Sole Memberdirect · owns 75% or more
- S••••••• G• T•••• · Managing Memberindirect · owns F of S••••••• H••••••• L••
- S••••••• H••••••• L•• · General Partnerindirect · owns F of S••••••• C•••••• L•
Related persons
Schedule D 7.A
- A• I••••••• G• L••pooled vehicle sponsorn
- B• L•••• I••••••• G• L••pooled vehicle sponsorn
- F•••• I••••••• G• L••pooled vehicle sponsorn
- G••• I••••••• G• L••pooled vehicle sponsorn
- Q••••••••• I••••••• G• L••pooled vehicle sponsorn
- S• I••••••• G• L••pooled vehicle sponsorn
- S•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 12Sep 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 12Sep 5, 2025 to Mar 31, 2026
- Other offices · 0 to 1Sep 5, 2025 to Mar 31, 2026
- Private funds · 11 to 12Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.3BSep 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.3BSep 5, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.3BSep 5, 2025 to Mar 31, 2026
- Related adviser · false to trueSep 5, 2025 to Mar 31, 2026
- Advisory employees · 10 to 9Mar 31, 2025 to Sep 5, 2025
- Employees · 14 to 13Mar 31, 2025 to Sep 5, 2025
- Discretionary RAUM · $1.2B to $1.2BMar 31, 2025 to Sep 5, 2025
- Pooled vehicle RAUM · $1.2B to $1.2BMar 31, 2025 to Sep 5, 2025
- RAUM · $1.2B to $1.2BMar 31, 2025 to Sep 5, 2025
- Accounts · 10 to 11Mar 26, 2024 to Mar 31, 2025
- Advisory employees · 9 to 10Mar 26, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 11Mar 26, 2024 to Mar 31, 2025
- Employees · 13 to 14Mar 26, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 31, 2025
- Private funds · 10 to 11Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.2BMar 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.3B to $1.2BMar 26, 2024 to Mar 31, 2025
- RAUM · $1.3B to $1.2BMar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.4B to $1.3BNov 1, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.4B to $1.3BNov 1, 2023 to Mar 26, 2024
- RAUM · $1.4B to $1.3BNov 1, 2023 to Mar 26, 2024
- Advisory employees · 7 to 9May 31, 2022 to Mar 31, 2023
- Employees · 11 to 13May 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.4BMay 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.4B to $1.4BMay 31, 2022 to Mar 31, 2023
- RAUM · $1.4B to $1.4BMay 31, 2022 to Mar 31, 2023
- Accounts · 7 to 10Apr 1, 2021 to Mar 31, 2022
- Advisory employees · 6 to 7Apr 1, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 10Apr 1, 2021 to Mar 31, 2022
- Employees · 9 to 11Apr 1, 2021 to Mar 31, 2022
- Private funds · 7 to 10Apr 1, 2021 to Mar 31, 2022
- Discretionary RAUM · $879M to $1.4BApr 1, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $879M to $1.4BApr 1, 2021 to Mar 31, 2022
- RAUM · $879M to $1.4BApr 1, 2021 to Mar 31, 2022
- Accounts · 4 to 7Apr 1, 2020 to Apr 1, 2021
- Advisory employees · 5 to 6Apr 1, 2020 to Apr 1, 2021
Signals
7 dated events
- Mae Julie Martinelli (General Counsel And Chief Compliance Officer) appeared on Schedule A of S••••••• C•••••• L••Nov 1, 2023 · Control person joined · fact
- Joseph Brian Andruskiewicz (Chief Compliance Officer) no longer on Schedule A of S••••••• C•••••• L•• (listed 2023-03-31, absent 2023-11-01)Nov 1, 2023 · Control person left · inference
- S••••••• C•••••• L•• reported RAUM $1.4B, up 58% from $879.3M (2021-04-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $879.3M, up 111% from $417.1M (2020-04-01 to 2021-04-01)Apr 1, 2021 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $417.1M, up 43% from $292.3M (2019-03-31 to 2020-04-01)Apr 1, 2020 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $292.3M, up 118% from $134.1M (2018-06-28 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- S••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- S••••••• C•••••• L•• · Private Equityshared crd · organization
- S••••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 930-1540reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026