DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• S••••• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 27, 2023 · 5 filings
SEC status approved since Jul 28, 2023
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
30
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$251M as of Mar 25, 2026
Mar 22, 2024$257M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 22, 20240 then
Employees (5.A)4 as of Mar 25, 2026
Mar 22, 20243 then
Private funds30 as of Mar 25, 2026
Mar 22, 202427 then
RAUM +7.1% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$251M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••• S••••• G••••• R• 1• L•• | Other Private Fund | $36.0M | 93 | Mar 30, 2023 |
| K••••• S••••• H••••• C••• I••••••••• 2• L•• | Other Private Fund | $30.0M | 62 | Aug 3, 2017 |
| K••••• S••••• D••••••••• 2• L•• | Other Private Fund | $21.7M | 99 | Mar 30, 2023 |
| K••••• S••••• K••••• L•• | Other Private Fund | $21.0M | 86 | Apr 7, 2022 |
| K•• H••••••••• 5• L•• | Other Private Fund | $20.0M | 72 | Mar 22, 2024 |
| K••••• S••••• Q•••••• L•• | Other Private Fund | $20.0M | 168 | Mar 22, 2024 |
| K••••• S••••• C••• F••• I•• L•• | Other Private Fund | $18.4M | 86 | Aug 13, 2019 |
| K••••• S••••• D••• F••• 3• L•• | Other Private Fund | $13.8M | 77 | Mar 22, 2024 |
| K••••• S••••• L•••• 6•••• L•• | Other Private Fund | $13.0M | 38 | Aug 13, 2019 |
| K••••• S••••• T•••••••• L•• | Other Private Fund | $10.8M | 95 | Apr 7, 2022 |
| K••••• S••••• L•••• 6• L•• | Other Private Fund | $9.2M | 43 | Aug 13, 2019 |
| K••••• S••••• T•••• B••••• L•• | Other Private Fund | $7.4M | 68 | Mar 30, 2023 |
| K••••• S••••• K•••••• L•• | Other Private Fund | $5.6M | 19 | Apr 7, 2022 |
| K••••• S••••• S••••••••• L•• | Other Private Fund | $4.8M | 80 | Apr 7, 2022 |
| K••••• S••••• L•••• I••••••• O••••••••• 5• L•• | Other Private Fund | $4.5M | 43 | Mar 16, 2018 |
| K••••• S••••• W••• L•• | Other Private Fund | $3.6M | 20 | Apr 7, 2022 |
| K••••• S••••• C••• F•••• L•• | Other Private Fund | $3.0M | 20 | Aug 13, 2019 |
| K••••• S••••• H••••• C••• I••••••••• 1• L•• | Other Private Fund | $2.7M | 17 | Aug 3, 2017 |
| K••••• S••••• L••••••••• L•• | Other Private Fund | $2.5M | 40 | Apr 7, 2022 |
| K••••• S••••• D••••••••• F••• I• L•• | Other Private Fund | $2.4M | 42 | Apr 15, 2021 |
| K••••• S••••• V••••••• I• L•• | Other Private Fund | $2.4M | 23 | Apr 15, 2021 |
| K••••• S••••• T••••••• L•• | Other Private Fund | $2.3M | 39 | Apr 15, 2021 |
| K••••• S••••• C••• F••• I•• L•• • S•••••• I• | Other Private Fund | $1.7M | 51 | Mar 30, 2023 |
| K••••• S••••• L•••• I••••••• O••••••••• 2• L•• | Other Private Fund | $1.2M | 21 | Aug 3, 2017 |
| K••••• S••••• K•••• T•• L•• | Other Private Fund | $758,100 | 7 | Apr 7, 2022 |
| K••••• S••••• L•••• 6• L•• • D••• S•••••• | Other Private Fund | $0 | 40 | Mar 30, 2023 |
| K••••• S••••• L•••• I••••••• O••••••••• 4• L•• | Other Private Fund | $0 | 37 | Mar 16, 2018 |
| K••••• S••••• L•••• I••••••• O••••••••• 3• L•• | Other Private Fund | $0 | 24 | Aug 3, 2017 |
| K••••• S••••• L•••• I••••••• O••••••••• 1• L•• | Other Private Fund | $0 | 22 | Aug 3, 2017 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• J••••• L•••• · President And Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- S••••••• K••••• J•• · Chairman And Chief Executive Officercontrolsince 10/2015 · owns less than 5%
- S••••••• J••••• L•••• · Trusteecontrolsince 11/2011 · owns 25% to 50% of J•• N•••••• T••••
- S••••••• J•••••• D•••• · Trusteecontrolsince 11/2011 · owns 25% to 50% of J•• N•••••• T••••
- S••••••• K••••• J•• · M••••••controlsince 11/2011 · owns F of N•••••• L••
- S••••••• M••••• L••• · Trusteecontrolsince 11/2011 · owns 25% to 50% of J•• N•••••• T••••
- S••••••• M••••• L••• · Trusteecontrolsince 11/2011 · owns 25% to 50% of M•• N•••••• T••••
- S••••••• M••••• L••• · Trusteecontrolsince 11/2011 · owns 25% to 50% of J•• N•••••• T••••
- S••••••• M••••••• I•••• · Trusteecontrolsince 11/2011 · owns 25% to 50% of M•• N•••••• T••••
Entity owners
- K••••• S••••• P•••••••• L•• · Owner And M••••••direct · owns 75% or more
- N•••••• L•• · Memberindirect · owns 75% or more of K••••• S••••• P•••••••• L••
- J•• N•••••• T•••• · Memberindirect · owns 25% to 50% of N•••••• L••
- J•• N•••••• T•••• · Memberindirect · owns 25% to 50% of N•••••• L••
- M•• N•••••• T•••• · Memberindirect · owns 25% to 50% of N•••••• L••
Related persons
Schedule D 7.A
- K•••• S••••••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Mar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $234M to $251MMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $234M to $251MMar 27, 2025 to Mar 25, 2026
- RAUM · $234M to $251MMar 27, 2025 to Mar 25, 2026
- Accounts · 26 to 30Jul 3, 2024 to Mar 27, 2025
- Pooled vehicle clients · 26 to 30Jul 3, 2024 to Mar 27, 2025
- Employees · 3 to 4Jul 3, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jul 3, 2024 to Mar 27, 2025
- Private funds · 27 to 30Jul 3, 2024 to Mar 27, 2025
- Discretionary RAUM · $257M to $234MJul 3, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $257M to $234MJul 3, 2024 to Mar 27, 2025
- RAUM · $257M to $234MJul 3, 2024 to Mar 27, 2025
- Business name · K••••• S••••• M••••••• L•• to K••••• S••••• C••••••• L••Mar 22, 2024 to Jul 3, 2024
- Other offices · 1 to 0Jun 27, 2023 to Mar 22, 2024
- Private funds · 52 to 27Jun 27, 2023 to Mar 22, 2024
- Discretionary RAUM · $188M to $257MJun 27, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $188M to $257MJun 27, 2023 to Mar 22, 2024
- RAUM · $188M to $257MJun 27, 2023 to Mar 22, 2024
Signals
1 dated events
- K••••• S••••• M••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••• S••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- K••••• S••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/karlov-street-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- karlovstreet.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-503-9393reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026