DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• F•••••••• P••••••• L••
Latest filing Feb 19, 2026
First filing on the tape Jul 7, 2021 · 10 filings
SEC status approved since Aug 6, 2021
RAUM
$15.8M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$15.8M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$2.3M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$15.8M as of Feb 19, 2026
Jan 16, 2025$0 then
HNW client RAUM$15.8M as of Feb 19, 2026
Mar 3, 2022$0 then
State-registered IARs (5.B.3)6 as of Feb 19, 2026
Mar 3, 20225 then
Employees (5.A)6 as of Feb 19, 2026
Mar 3, 20226 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 7 to 6
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $2.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 134derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $46,460derivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$15.8M100%
- Individual clients
- 600reported
- HNW clients
- 339reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••• A••••• G••••Certified Financial Planner | Washington, Dc | Jun 30, 2017 | 24 y | 1 |
| J•••• B•••••• R••• | Washington, Dc | Feb 7, 2019 | 13 y | 0 |
| E•••••••• P•••••••••Certified Financial Planner | Des Moines, Ia | Feb 27, 2019 | 11 y | 0 |
| K••••••• W••••••••• | Alexandria, Va | Feb 10, 2020 | 11 y | 0 |
| K•••••••• M•••• H••••• | Fort Collins, Co | Apr 17, 2020 | 12 y | 0 |
| K•••••••• L••• V•• W•••••••• | Pullman, Wa | Jul 8, 2022 | 17 y | 0 |
| U•••••• O••••••••• | Richmond Hill, Ny | May 12, 2023 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• K•••••• M••••• to A•••••• M• W•••••May 7, 2021 · Other
Joined, latest
- L••• A••••• G•••• from P•••• S•••••• • C••Jun 30, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• L•••• A••••• · Principal & Chief Compliance Officercontrolsince 04/2017 · owns 75% or more
- P••••••••• E•••••••• · Senior Associatesince 12/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington, Dc | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
0 against comparable advisers; where to look, not conclusions
Nothing stands out against peers.
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-02-19
What changed
consecutive filings, newest first
- Accounts · 0 to 4Sep 3, 2025 to Feb 19, 2026
- Employees · 7 to 6Sep 3, 2025 to Feb 19, 2026
- State-registered IARs · 7 to 6Sep 3, 2025 to Feb 19, 2026
- HNW RAUM · $0 to $15.8MSep 3, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $0 to $15.8MSep 3, 2025 to Feb 19, 2026
- RAUM · $0 to $15.8MSep 3, 2025 to Feb 19, 2026
- Accounts · unset to 0.0Mar 28, 2024 to Jan 16, 2025
- Advisory employees · 7 to 6Mar 28, 2024 to Jan 16, 2025
- HNW clients · 200 to 339Mar 28, 2024 to Jan 16, 2025
- Individual clients · 800 to 600Mar 28, 2024 to Jan 16, 2025
- Financial planning clients · More than 500 to More than 500Mar 28, 2024 to Jan 16, 2025
- HQ city · unset to Mar 28, 2024 to Jan 16, 2025
- HQ state · unset to Mar 28, 2024 to Jan 16, 2025
- State-registered IARs · 6 to 7Mar 28, 2024 to Jan 16, 2025
- Discretionary RAUM · unset to 0.0Mar 28, 2024 to Jan 16, 2025
- Non-discretionary RAUM · unset to 0.0Mar 28, 2024 to Jan 16, 2025
- RAUM · unset to 0.0Mar 28, 2024 to Jan 16, 2025
- Advisory employees · 6 to 7Jan 30, 2023 to Jan 30, 2024
- HNW clients · 63 to 200Jan 30, 2023 to Jan 30, 2024
- Individual clients · 520 to 800Jan 30, 2023 to Jan 30, 2024
- Employees · 6 to 7Jan 30, 2023 to Jan 30, 2024
- Advisory employees · 5 to 6Mar 3, 2022 to Jan 13, 2023
- HNW clients · 16 to 63Mar 3, 2022 to Jan 13, 2023
- Individual clients · 568 to 520Mar 3, 2022 to Jan 13, 2023
- Insurance-licensed employees · 4 to 0Mar 3, 2022 to Jan 13, 2023
- State-registered IARs · 5 to 6Mar 3, 2022 to Jan 13, 2023
- Advisory employees · 6 to 5Jul 7, 2021 to Mar 3, 2022
- HNW clients · unset to 16.0Jul 7, 2021 to Mar 3, 2022
- Individual clients · unset to 568.0Jul 7, 2021 to Mar 3, 2022
- Insurance-licensed employees · 0 to 4Jul 7, 2021 to Mar 3, 2022
- Financial planning clients · 251-500 to More than 500Jul 7, 2021 to Mar 3, 2022
- State-registered IARs · 6 to 5Jul 7, 2021 to Mar 3, 2022
- HNW RAUM · unset to 0.0Jul 7, 2021 to Mar 3, 2022
- Individual RAUM · unset to 0.0Jul 7, 2021 to Mar 3, 2022
Signals
1 dated events
- A••••• F•••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jul 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fearless-financereportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 202-964-3599reportedpublic record, Form ADV, Feb 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026