DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• P•••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Jul 20, 2020 · 12 filings
SEC status approved since Aug 20, 2020
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
9 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
22
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.1B as of Aug 11, 2026
Mar 31, 2021$406M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 11, 2026
Mar 31, 20210 then
Employees (5.A)49 as of Aug 11, 2026
Mar 31, 202151 then
Private funds22 as of Aug 11, 2026
Mar 31, 202117 then
RAUM +11% over the last fiscal year+3.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• I••••••••• C•••••• P•••••••• L••• | Venture Capital Fund | $289M | 93 | Jun 26, 2017 |
| A••• I••••••••• C•••••• P••••••• I•• L••• | Venture Capital Fund | $181M | 93 | Mar 28, 2019 |
| A••• I••••••••• C•••••• P••••••• I•• Q•• L••• | Venture Capital Fund | $171M | 61 | Mar 31, 2022 |
| A••• I• L•••••• | Venture Capital Fund | $66.9M | 22 | Jul 14, 2017 |
| A••• I•• L••• | Venture Capital Fund | $55.6M | 8 | Mar 31, 2022 |
| A••• I••••••••• C•••••• P••••••• I• Q•• L••• | Venture Capital Fund | $42.6M | 3 | Mar 30, 2020 |
| A••• I• L•••••• | Venture Capital Fund | $38.5M | 21 | Apr 25, 2019 |
| A••• 6• 2•••• L••• | Venture Capital Fund | $35.2M | 13 | Mar 22, 2024 |
| A••• I••••••••• F••• I• A•••• L••• | Venture Capital Fund | $31.2M | 55 | Mar 31, 2021 |
| A••• S••• G• I• L•• | Venture Capital Fund | $30.6M | 19 | Mar 31, 2021 |
| A••• S••• C•••••• I• L•• | Venture Capital Fund | $28.4M | 24 | Mar 31, 2021 |
| A••• A••••••• L••• | Venture Capital Fund | $23.2M | 32 | Mar 30, 2020 |
| A••• I••••••••• C•••••• P••••••• I••• L••• | Venture Capital Fund | $18.3M | 30 | Mar 31, 2022 |
| A••• N••••• V• L••no longer reported | Venture Capital Fund | $14.5M | 27 | Mar 31, 2021 |
| A••• I•••••••• S••••• C• L••• | Venture Capital Fund | $12.3M | 34 | Mar 31, 2022 |
| A••• N••••• I• L••no longer reported | Venture Capital Fund | $7.0M | 29 | Mar 30, 2020 |
| A••• 6• 2•••• L••• | Venture Capital Fund | $5.3M | 22 | Mar 31, 2022 |
| A••• R••••••• L•• | Venture Capital Fund | $4.0M | 7 | Mar 22, 2024 |
| A••• 6• S••••• C• L••• | Venture Capital Fund | $3.7M | 17 | Mar 31, 2022 |
| A••• N••••• L••no longer reported | Venture Capital Fund | $2.7M | 25 | Dec 8, 2017 |
| A••• B•••••••• L••no longer reported | Venture Capital Fund | $2.6M | 3 | Mar 31, 2022 |
| A••• B•••••••• L••no longer reported | Venture Capital Fund | $2.6M | 3 | Jul 20, 2020 |
| A••• N••••• I•• L••no longer reported | Venture Capital Fund | $2.5M | 23 | Dec 8, 2017 |
| A••• 6• I•• L••• | Venture Capital Fund | $1.6M | 26 | Jul 20, 2020 |
| A••• N••••• I• L••no longer reported | Venture Capital Fund | $1.3M | 27 | Dec 8, 2017 |
| A••• I••••••••• S•• I• L••no longer reported | Venture Capital Fund | $1.2M | 17 | Dec 8, 2017 |
| A••• R•• M•••••••• P•••••••• L•• | Venture Capital Fund | $320,723 | 18 | Jul 20, 2020 |
| A••• A••• S•• I• L•no longer reported | Venture Capital Fund | $14,293 | 13 | Jul 20, 2020 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• W••••••• P•••••• · Managing Membercontrolsince 09/2014 · owns 50% to 75%
- H•••••• D•••••• C•••• · Chief Compliance Officer, Chief Financial Officercontrolsince 01/2016 · owns less than 5%
- M••••••• D••••• C••• · Managing Membercontrolsince 06/2016 · owns less than 5%
- S•••••• D•••• · Managing Membercontrolsince 09/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
- A••• I••••••••• C•••••• P••••••• G•• L••pooled vehicle sponsory
- A••• I••••••••• C•••••• P••••••• I• G•• L••pooled vehicle sponsory
- A••• I••••••••• C•••••• P••••••• I•• G•• L••pooled vehicle sponsory
- A••• R•• M•••••••• P•••••••• G•• L••pooled vehicle sponsory
- D•••• S•••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- La Jolla, CA6 employees
- B••••••••, MA2 employees
- Boston, MA2 employees
- Boston, MA2 employees
- Washington, DC2 employees
What changed
consecutive filings, newest first
- Accounts · 19 to 22May 2, 2025 to Mar 30, 2026
- Advisory employees · 10 to 9May 2, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 22May 2, 2025 to Mar 30, 2026
- Assets in custody · $976M to $1.1BMay 2, 2025 to Mar 30, 2026
- Employees · 54 to 49May 2, 2025 to Mar 30, 2026
- Private funds · 19 to 22May 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $976M to $1.1BMay 2, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $976M to $1.1BMay 2, 2025 to Mar 30, 2026
- RAUM · $976M to $1.1BMay 2, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 21, 2025 to May 2, 2025
- Assets in custody · $1.0B to $976MMar 22, 2024 to Mar 21, 2025
- Employees · 62 to 54Mar 22, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.0B to $976MMar 22, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $1.0B to $976MMar 22, 2024 to Mar 21, 2025
- RAUM · $1.0B to $976MMar 22, 2024 to Mar 21, 2025
- Accounts · 17 to 19Mar 20, 2023 to Mar 22, 2024
- Advisory employees · 14 to 10Mar 20, 2023 to Mar 22, 2024
- Pooled vehicle clients · 17 to 19Mar 20, 2023 to Mar 22, 2024
- Assets in custody · $975M to $1.0BMar 20, 2023 to Mar 22, 2024
- Employees · 63 to 62Mar 20, 2023 to Mar 22, 2024
- Other offices · 4 to 5Mar 20, 2023 to Mar 22, 2024
- Private funds · 17 to 19Mar 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $975M to $1.0BMar 20, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $975M to $1.0BMar 20, 2023 to Mar 22, 2024
- RAUM · $975M to $1.0BMar 20, 2023 to Mar 22, 2024
- Accounts · 18 to 17Jun 17, 2022 to Mar 20, 2023
- Advisory employees · 16 to 14Jun 17, 2022 to Mar 20, 2023
- Pooled vehicle clients · 18 to 17Jun 17, 2022 to Mar 20, 2023
- Assets in custody · $795M to $975MJun 17, 2022 to Mar 20, 2023
- Employees · 78 to 63Jun 17, 2022 to Mar 20, 2023
- Other offices · 3 to 4Jun 17, 2022 to Mar 20, 2023
- Private funds · 18 to 17Jun 17, 2022 to Mar 20, 2023
- Discretionary RAUM · $1.0B to $975MJun 17, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $1.0B to $975MJun 17, 2022 to Mar 20, 2023
- RAUM · $1.0B to $975MJun 17, 2022 to Mar 20, 2023
- Accounts · 19 to 18Mar 31, 2022 to Jun 17, 2022
- Pooled vehicle clients · 19 to 18Mar 31, 2022 to Jun 17, 2022
- Assets in custody · $699M to $795MMar 31, 2022 to Jun 17, 2022
- Private funds · 19 to 18Mar 31, 2022 to Jun 17, 2022
- Discretionary RAUM · $934M to $1.0BMar 31, 2022 to Jun 17, 2022
Signals
2 dated events
- A••• P•••••••• L•• reported RAUM $933.8M, up 144% from $381.9M (2021-04-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jul 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• P•••••••• L•• · Private Equityshared crd · organization
- A••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/9324633reportedpublic record, Form ADV, Sep 19, 2026
- Website
- A•••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 202 742 5870reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026