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SEC-registered adviser

N•••••••• P••••••• L•

Asset manager (funds and pooled vehicles)Toronto, Ontario, CRD 289068SEC 801-111715websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Aug 21, 2017 · 14 filings
SEC status approved since Sep 26, 2017
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
95
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$4.4B as of Mar 30, 2026
Mar 27, 2018$2.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20180 then
Employees (5.A)95 as of Mar 30, 2026
Mar 27, 201875 then
Private funds3 as of Mar 30, 2026
Mar 23, 20203 then
RAUM +24% over the last fiscal year-0.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$101MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.4B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
44reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N•••••••• C••••••• S••••• D••• M••••• F••• L•Other Private Fund$250M8Mar 23, 2020
      N•••••••• C••••••• S••••• D••• F••••• F••• L••Other Private Fund$219M7Mar 23, 2020
      N•••••••• C••••••• S••••• D••• U• F••••• L•Other Private Fund$738,7651Mar 23, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • F••• J••••• R••••• · Managing Partnercontrol
        since 04/2017 · owns less than 5%
      • M••••••••• K••••••• H•••• · Partner, Chief Compliance Officercontrol
        since 04/2017 · owns less than 5%
      • W•••••• J•••• N•••• G••••• · Managing Partnercontrol
        since 04/2017 · owns less than 5%
      • F••• J••••• R••••• · Shareholdercontrol
        since 04/2017 · owns 75% or more of 2•••••• O•••••• I•••
      • W•••••• J•••• N•••• G••••• · Shareholdercontrol
        since 04/2017 · owns 75% or more of 2•••••• O•••••• I•••
      Entity owners
      • N•••••••• F•••••••• G•••• I••• · Limited Partner
        direct · owns 75% or more
      • N•••••••• P••••••• G• I••• · General Partner
        direct · owns less than 5%
      • 2•••••• O•••••• I••• · Shareholder
        indirect · owns 50% to 75% of N•••••••• F•••••••• G•••• I•••
      • 2•••••• O•••••• I••• · Shareholder
        indirect · owns 50% to 75% of N•••••••• F•••••••• G•••• I•••
      • N•••••••• F•••••••• G•••• I••• · Shareholder
        indirect · owns 75% or more of N•••••••• P••••••• G• I•••
      Related persons
      Schedule D 7.A
      • S•••••••• W••••• M••••••••• L•
        broker-dealern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 34 to 44
        Mar 28, 2025 to Mar 30, 2026
      • Advisory employees · 17 to 20
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 34 to 44
        Mar 28, 2025 to Mar 30, 2026
      • Employees · 90 to 95
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $3.6B to $4.4B
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $3.6B to $4.4B
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $3.6B to $4.4B
        Mar 28, 2025 to Mar 30, 2026
      • Accounts · 33 to 34
        Mar 27, 2024 to Mar 28, 2025
      • Advisory employees · 12 to 17
        Mar 27, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 33 to 34
        Mar 27, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 28, 2025
      • HQ state · unset to
        Mar 27, 2024 to Mar 28, 2025
      • Discretionary RAUM · $4.2B to $3.6B
        Mar 27, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $4.2B to $3.6B
        Mar 27, 2024 to Mar 28, 2025
      • RAUM · $4.2B to $3.6B
        Mar 27, 2024 to Mar 28, 2025
      • Accounts · 36 to 33
        Mar 30, 2023 to Mar 27, 2024
      • Advisory employees · 11 to 12
        Mar 30, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 36 to 33
        Mar 30, 2023 to Mar 27, 2024
      • Discretionary RAUM · $4.5B to $4.2B
        Mar 30, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $4.5B to $4.2B
        Mar 30, 2023 to Mar 27, 2024
      • RAUM · $4.5B to $4.2B
        Mar 30, 2023 to Mar 27, 2024
      • Accounts · 30 to 36
        Mar 30, 2022 to Mar 30, 2023
      • Advisory employees · 9 to 11
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 30 to 36
        Mar 30, 2022 to Mar 30, 2023
      • Employees · 85 to 90
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $4.2B to $4.5B
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $4.2B to $4.5B
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $4.2B to $4.5B
        Mar 30, 2022 to Mar 30, 2023
      • Accounts · 31 to 30
        Mar 30, 2021 to Mar 30, 2022
      • Advisory employees · 7 to 9
        Mar 30, 2021 to Mar 30, 2022
      • BD registered reps · 1 to 0
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 31 to 30
        Mar 30, 2021 to Mar 30, 2022
      • Employees · 75 to 85
        Mar 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $3.5B to $4.2B
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $3.5B to $4.2B
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $3.5B to $4.2B
        Mar 30, 2021 to Mar 30, 2022
      • Accounts · 32 to 31
        Mar 23, 2020 to Mar 30, 2021
      • Advisory employees · 8 to 7
        Mar 23, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 32 to 31
        Mar 23, 2020 to Mar 30, 2021
      • Discretionary RAUM · $2.6B to $3.5B
        Mar 23, 2020 to Mar 30, 2021
      Signals
      4 dated events
      • N•••••••• P••••••• L• reported RAUM $3.5B, up 35% from $2.6B (2020-03-23 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • N•••••••• P••••••• L• reported RAUM $2.6B, up 48% from $1.8B (2019-05-24 to 2020-03-23)
        Mar 23, 2020 · RAUM change · derived
      • N•••••••• P••••••• L• reported RAUM $1.8B, down 32% from $2.6B (2018-03-27 to 2019-03-26)
        Mar 26, 2019 · RAUM change · derived
      • S•• • C• L• filed its initial SEC registration (Form ADV)
        Aug 21, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      N••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      416-362-7172reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026