DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• O•• A•• G•• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2020 · 8 filings
SEC status approved since Jul 27, 2020
RAUM
$493M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$493M as of Mar 31, 2026
Mar 31, 2021$242M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)8 as of Mar 31, 2026
Mar 31, 202110 then
Private funds5 as of Mar 31, 2026
Mar 31, 20214 then
RAUM +2.1% over the last fiscal year+9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $98.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $493M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$493M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $493M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• A••••••••• F••• I•• L• | Private Equity Fund | $186M | 33 | Mar 30, 2020 |
| B•••• C••••••••• I•• L• | Private Equity Fund | $68.7M | 46 | Aug 15, 2017 |
| B•••• A••••••••• F•••• L• | Private Equity Fund | $56.4M | 71 | Aug 15, 2017 |
| B•••• O••••••••• L•no longer reported | Private Equity Fund | $778,405 | 29 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• S••••••• J•••• · Managercontrolsince 05/2014 · owns 50% to 75%
- M••••••• M••••• M••• · Manager And Ccocontrolsince 05/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•••• A••••••••• F••• G• I•• L••pooled vehicle sponsorn
- B•••• A••••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $482M to $493MMar 31, 2025 to Mar 31, 2026
- Employees · 9 to 8Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $482M to $493MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $482M to $493MMar 31, 2025 to Mar 31, 2026
- RAUM · $482M to $493MMar 31, 2025 to Mar 31, 2026
- Accounts · 3 to 5Oct 21, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 5Oct 21, 2024 to Mar 31, 2025
- Assets in custody · $311M to $482MOct 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 21, 2024 to Mar 31, 2025
- Private funds · 3 to 5Oct 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $311M to $482MOct 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $311M to $482MOct 21, 2024 to Mar 31, 2025
- RAUM · $311M to $482MOct 21, 2024 to Mar 31, 2025
- Accounts · 4 to 3Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 4 to 3Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $377M to $311MMar 30, 2023 to Mar 27, 2024
- Private funds · 4 to 3Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $377M to $311MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $377M to $311MMar 30, 2023 to Mar 27, 2024
- RAUM · $377M to $311MMar 30, 2023 to Mar 27, 2024
- Assets in custody · $322M to $377MMar 30, 2022 to Mar 30, 2023
- Employees · 10 to 9Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $322M to $377MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $322M to $377MMar 30, 2022 to Mar 30, 2023
- RAUM · $322M to $377MMar 30, 2022 to Mar 30, 2023
- Assets in custody · $242M to $322MMar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $242M to $322MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $242M to $322MMar 31, 2021 to Mar 30, 2022
- RAUM · $242M to $322MMar 31, 2021 to Mar 30, 2022
- Advisory employees · 9 to 8Jun 26, 2020 to Mar 31, 2021
- Assets in custody · $219M to $242MJun 26, 2020 to Mar 31, 2021
- Employees · 9 to 10Jun 26, 2020 to Mar 31, 2021
- Private funds · 8 to 4Jun 26, 2020 to Mar 31, 2021
- Discretionary RAUM · $219M to $242MJun 26, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $219M to $242MJun 26, 2020 to Mar 31, 2021
- RAUM · $219M to $242MJun 26, 2020 to Mar 31, 2021
Signals
2 dated events
- B•••• O•• A•• G•• M••••••••• L• reported RAUM $482.4M, up 55% from $310.6M (2024-10-21 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- B•••• O•• A•• G•• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••• O•• a•• G•• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- B•••• O•• a•• G•• M••••••••• L• · Private Equityshared crd · organization
- B•••• O•• a•• G•• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/basin-oil-and-gasreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (817) 820-8910reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026