DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•• • C••••••• L••
Latest filing May 7, 2026
First filing on the tape May 20, 2023 · 6 filings
SEC status approved since Jun 26, 2023
RAUM
$320M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$320M as of May 7, 2026
Mar 19, 2024$204M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 19, 20240 then
Employees (5.A)6 as of May 7, 2026
Mar 19, 20247 then
Private funds4 as of May 7, 2026
Mar 19, 20245 then
RAUM +2.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $80.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$320M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•• S••••• • A•••••• F••• I•• L• | Private Equity Fund | $110M | 73 | Feb 16, 2021 |
| W•• S••••• • A•••••• F••• I• L• | Private Equity Fund | $80.6M | 53 | Jun 27, 2017 |
| W•• H••••••• I• L•• | Private Equity Fund | $8.7M | 29 | Mar 30, 2023 |
| L••••• R•••• T••• L•• | Private Equity Fund | $3.3M | 8 | Mar 30, 2023 |
| L••••• R•••• O••• L•• | Private Equity Fund | $1.5M | 1 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- S••••• H•••••• B• · M••••••controlsince 05/2017 · owns 50% to 75%
- C••••••• M••••• T••••• · M•••••• & Ccosince 05/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
- L••••• R•••• O•• G•• L••pooled vehicle sponsorn
- L••••• R•••• T•• G•• L••pooled vehicle sponsorn
- W•• G• I• L••pooled vehicle sponsorn
- W•• G• I•• L••pooled vehicle sponsorn
- W•• H••••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3May 9, 2025 to Mar 3, 2026
- Employees · 5 to 6May 9, 2025 to Mar 3, 2026
- Discretionary RAUM · $313M to $320MMay 9, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $313M to $320MMay 9, 2025 to Mar 3, 2026
- RAUM · $313M to $320MMay 9, 2025 to Mar 3, 2026
- Financial planning clients · unset to Feb 4, 2025 to May 9, 2025
- Accounts · 5 to 4Mar 19, 2024 to Feb 4, 2025
- Pooled vehicle clients · 5 to 4Mar 19, 2024 to Feb 4, 2025
- Employees · 7 to 5Mar 19, 2024 to Feb 4, 2025
- Private funds · 5 to 4Mar 19, 2024 to Feb 4, 2025
- Discretionary RAUM · $204M to $313MMar 19, 2024 to Feb 4, 2025
- Pooled vehicle RAUM · $204M to $313MMar 19, 2024 to Feb 4, 2025
- RAUM · $204M to $313MMar 19, 2024 to Feb 4, 2025
- Private funds · 10 to 5May 20, 2023 to Mar 19, 2024
- Discretionary RAUM · $192M to $204MMay 20, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $192M to $204MMay 20, 2023 to Mar 19, 2024
- RAUM · $192M to $204MMay 20, 2023 to Mar 19, 2024
Signals
2 dated events
- W•• • C••••••• L•• reported RAUM $313.3M, up 54% from $203.8M (2024-03-19 to 2025-02-04)Feb 4, 2025 · RAUM change · derived
- W•• • C••••••• L•• filed its initial SEC registration (Form ADV)May 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W•• • C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W•• • C••••••• L•• · Private Equityshared crd · organization
- W•• • C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wsc-companyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 704-408-9943reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026