DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• M•••••••••
Legal name B••••••••• M••••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Aug 24, 2017 · 24 filings
SEC status approved since Sep 25, 2017
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$294M as of Jun 30, 2026
Feb 22, 2018$266M then
HNW client RAUM$0 as of Mar 29, 2024
Feb 22, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Feb 22, 20180 then
Employees (5.A)5 as of Jun 30, 2026
Feb 22, 20185 then
Private funds4 as of Jun 30, 2026
Feb 22, 20181 then
RAUM -45% over the last fiscal year-9.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -45%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $184M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$294M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $184M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• L•• | Other Private Fund | $247M | 240 | Oct 18, 2017 |
| B• B••• P••••••• I• L•• | Other Private Fund | $28.8M | 13 | Mar 30, 2021 |
| B• B••• P••••••• I• L•• | Other Private Fund | $12.4M | 147 | Mar 30, 2021 |
| B• C•••••• P••••••• I• L•• | Other Private Fund | $3.0M | 123 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J••••• N••••• · Managing Partnercontrolsince 12/2015 · owns 50% to 75%
- F••• C••••••••• P• · Chief Financial Officer And Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- N•••••• A•••••• L••••• · Chief Executive Officercontrolsince 03/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $536,979,841 to $294,443,559 (-45.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 4.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 4.3% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (734 comparable advisers, 99.0th percentile of changes)peers: asset managers, $100M to $500M (734) · 99% percentile
What changed
consecutive filings, newest first
- Assets in custody · $537M to $184MMar 31, 2025 to Mar 31, 2026
- Employees · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Private funds · 2 to 4Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $537M to $294MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $537M to $294MMar 31, 2025 to Mar 31, 2026
- RAUM · $537M to $294MMar 31, 2025 to Mar 31, 2026
- Accounts · 2 to 4Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 4Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 7 to 3Mar 29, 2024 to Mar 31, 2025
- Charity clients · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Corporate clients · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- HNW clients · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Individual clients · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Pension plan clients · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Assets in custody · $371M to $537MMar 29, 2024 to Mar 31, 2025
- Employees · 7 to 4Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $371M to $537MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Individual RAUM · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Pension RAUM · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $371M to $537MMar 29, 2024 to Mar 31, 2025
- RAUM · $371M to $537MMar 29, 2024 to Mar 31, 2025
- Accounts · 4 to 2Oct 2, 2023 to Mar 29, 2024
- Advisory employees · 8 to 7Oct 2, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 2Oct 2, 2023 to Mar 29, 2024
- Assets in custody · $395M to $371MOct 2, 2023 to Mar 29, 2024
- Employees · 8 to 7Oct 2, 2023 to Mar 29, 2024
- Private funds · 4 to 2Oct 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $395M to $371MOct 2, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $395M to $371MOct 2, 2023 to Mar 29, 2024
- RAUM · $395M to $371MOct 2, 2023 to Mar 29, 2024
- Accounts · 3 to 4Jan 4, 2023 to Mar 31, 2023
- Advisory employees · 10 to 8Jan 4, 2023 to Mar 31, 2023
- Pooled vehicle clients · 3 to 4Jan 4, 2023 to Mar 31, 2023
- Assets in custody · $459M to $395MJan 4, 2023 to Mar 31, 2023
- Employees · 10 to 8Jan 4, 2023 to Mar 31, 2023
- Private funds · 3 to 4Jan 4, 2023 to Mar 31, 2023
- Discretionary RAUM · $459M to $395MJan 4, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $459M to $395MJan 4, 2023 to Mar 31, 2023
Signals
12 dated events
- B••••••••• M••••••••• reported RAUM $294.4M, down 45% from $537.0M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- B••••••••• M••••••••• reported RAUM $537.0M, up 45% from $371.3M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Lawrence Craig Kennedy (Managing Director) no longer on Schedule A of B••••••••• M••••••••• (listed 2023-01-04, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- B••••••••• M••••••••• reported RAUM $458.7M, up 32% from $348.8M (2021-03-30 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- P Christina Fok (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of B••••••••• M•••••••••Mar 29, 2022 · Control person joined · fact
- Vincent Kenneth Herz (Chief Compliance Officer) no longer on Schedule A of B••••••••• M••••••••• (listed 2020-11-03, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Grayson R••••• Hall (Managing Director) no longer on Schedule A of B••••••••• M••••••••• (listed 2020-09-14, absent 2020-11-03)Nov 3, 2020 · Control person left · inference
- R••••• K••• Kleber (Managing Director) no longer on Schedule A of B••••••••• M••••••••• (listed 2020-03-27, absent 2020-09-14)Sep 14, 2020 · Control person left · inference
- Lawrence Craig Kennedy (Managing Director) appeared on Schedule A of B••••••••• M•••••••••Sep 14, 2020 · Control person joined · fact
- Grayson R••••• Hall (Managing Director) appeared on Schedule A of B••••••••• M•••••••••Mar 28, 2019 · Control person joined · fact
- Burrows Peter Freeland (Member) no longer on Schedule A of B••••••••• M••••••••• (listed 2018-10-02, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- B••••••••• M••••••••• filed its initial SEC registration (Form ADV)Aug 24, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- B••••••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-763-0770reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026