DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Further Global Capital Management, L.P.
Latest filing Mar 25, 2026
First filing on the tape Sep 5, 2017 · 12 filings
SEC status approved since Oct 4, 2017
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.2B as of Mar 25, 2026
Mar 23, 2018$383M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 23, 20180 then
Employees (5.A)13 as of Mar 25, 2026
Mar 23, 20188 then
Private funds4 as of Mar 25, 2026
Mar 23, 20182 then
RAUM -2.3% over the last fiscal year+9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $554MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.2B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Further Global Capital Partners, L.P. | Private Equity Fund | $554M | 27 | Sep 5, 2017 |
| Further Global Capital Partners II, L.P. | Private Equity Fund | $500M | 20 | Mar 30, 2023 |
| Further Global Capital Partners II-A, L.P. | Private Equity Fund | $469M | 20 | Mar 30, 2023 |
| Further Global Capital Partners-A, L.P. | Private Equity Fund | $379M | 22 | Sep 5, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Olivier Pierre Sarkozy · Managing Partner, Initial Limited Partnercontrolsince 09/2016 · owns less than 5%
- Olivier Pierre Sarkozy · Managing Membercontrolsince 09/2016 · owns 75% or more of Further Global Capital Management Gp, LLC
- Joseph Paul Rossi · Chief Compliance Officer And Chief Financial Officersince 09/2016 · owns less than 5%
Entity owners
- Further Global Capital Management Gp, LLC · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Further Global Capital Partners Gp, L.P.bankpooled vehicle sponsorn
- Further Global Capital Partners II Gp, L.P.bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 13 to 12May 7, 2025 to Mar 25, 2026
- Assets in custody · $2.3B to $2.2BMay 7, 2025 to Mar 25, 2026
- Employees · 15 to 13May 7, 2025 to Mar 25, 2026
- Discretionary RAUM · $2.3B to $2.2BMay 7, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $2.3B to $2.2BMay 7, 2025 to Mar 25, 2026
- RAUM · $2.3B to $2.2BMay 7, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 7, 2025
- Advisory employees · 12 to 13Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.9B to $2.3BMar 28, 2024 to Mar 28, 2025
- Employees · 14 to 15Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.9B to $2.3BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.9B to $2.3BMar 28, 2024 to Mar 28, 2025
- RAUM · $1.9B to $2.3BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 13 to 12Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $1.7B to $1.9BMar 30, 2023 to Mar 28, 2024
- Employees · 15 to 14Mar 30, 2023 to Mar 28, 2024
- Other offices · 1 to 0Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.9BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.7B to $1.9BMar 30, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.9BMar 30, 2023 to Mar 28, 2024
- Accounts · 2 to 4Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 12 to 13Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 4Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $980M to $1.7BMar 30, 2022 to Mar 30, 2023
- Employees · 14 to 15Mar 30, 2022 to Mar 30, 2023
- Private funds · 2 to 4Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $980M to $1.7BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $980M to $1.7BMar 30, 2022 to Mar 30, 2023
- RAUM · $980M to $1.7BMar 30, 2022 to Mar 30, 2023
- Advisory employees · 10 to 12Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $773M to $980MMar 30, 2021 to Mar 30, 2022
- Employees · 11 to 14Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $773M to $980MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $773M to $980MMar 30, 2021 to Mar 30, 2022
- RAUM · $773M to $980MMar 30, 2021 to Mar 30, 2022
- Assets in custody · $783M to $773MMar 27, 2020 to Mar 30, 2021
- Employees · 12 to 11Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $783M to $773MMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $783M to $773MMar 27, 2020 to Mar 30, 2021
- RAUM · $783M to $773MMar 27, 2020 to Mar 30, 2021
Signals
4 dated events
- Further Global Capital Management, L.P. reported RAUM $1.7B, up 70% from $979.7M (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Further Global Capital Management, L.P. reported RAUM $979.7M, up 27% from $773.2M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Further Global Capital Management, L.P. reported RAUM $783.1M, up 67% from $467.5M (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Further Global Capital Management, L.P. filed its initial SEC registration (Form ADV)Sep 5, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Further Global Capital Management, L.P. · Independent Sponsorsshared crd · capital_provider
- Further Global Capital Management, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/further-global-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FURTHERGLOBAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-661-1888reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026