DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•••••• G••••• M••••••••• L•••••

Asset manager (funds and pooled vehicles)Covina, CaliforniaCRD 289258SEC 801-120893websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 23, 2021 · 10 filings
SEC status approved since Apr 22, 2021
RAUM
$979M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$979M as of Mar 31, 2026
Mar 28, 2022$511M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20220 then
Employees (5.A)13 as of Mar 31, 2026
Mar 28, 202212 then
Private funds7 as of Mar 31, 2026
Mar 28, 20224 then
RAUM +18% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$109MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$978M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$979M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$978M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V•••••• G•••••• L•••Venture Capital Fund$352M72Aug 8, 2017
      V•••••• G••••• I•• L•••Venture Capital Fund$146M50Mar 23, 2021
      V•••••• G••••• I••• L•••Venture Capital Fund$32.3M53Mar 30, 2023
      V•••••• G••••• S•••••• O••••••••• F•••• L•Private Equity Fund$21.0M14Mar 28, 2022
      V•••••• G••••• S•••••• L•Venture Capital Fund$530,6072Mar 23, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• B•••••••• T••••• · Managing Membercontrol
        since 06/2017 · owns 50% to 75%
      • D••••• A•••• M•••• · Managing Membercontrol
        since 03/2018 · owns 50% to 75%
      • K••••••••• S••• L••• · Vice President And Chief Compliance Officercontrol
        since 05/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      • V•••••• G••••• P••••••• I•• L••
        pooled vehicle sponsorn
      • V•••••• G••••• P••••••• I••• L••
        pooled vehicle sponsorn
      • V•••••• G••••• P•••••••• L••
        pooled vehicle sponsorn
      • V•••••• G••••• S••••• P•••••••• L••
        pooled vehicle sponsorn
      • V•••••• G••••• S•••••• O••••••••• F••• M••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 9
        Mar 27, 2025 to Mar 31, 2026
      • Advisory employees · 7 to 8
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 7 to 9
        Mar 27, 2025 to Mar 31, 2026
      • Assets in custody · $831M to $978M
        Mar 27, 2025 to Mar 31, 2026
      • Employees · 12 to 13
        Mar 27, 2025 to Mar 31, 2026
      • Private funds · 5 to 7
        Mar 27, 2025 to Mar 31, 2026
      • Discretionary RAUM · $831M to $978M
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $832M to $979M
        Mar 27, 2025 to Mar 31, 2026
      • RAUM · $832M to $979M
        Mar 27, 2025 to Mar 31, 2026
      • Assets in custody · $552M to $831M
        May 13, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        May 13, 2024 to Mar 27, 2025
      • Other offices · 0 to 1
        May 13, 2024 to Mar 27, 2025
      • Discretionary RAUM · $552M to $831M
        May 13, 2024 to Mar 27, 2025
      • Non-discretionary RAUM · $473,248 to $531,000
        May 13, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $552M to $832M
        May 13, 2024 to Mar 27, 2025
      • RAUM · $552M to $832M
        May 13, 2024 to Mar 27, 2025
      • Advisory employees · 6 to 7
        Aug 23, 2023 to Mar 26, 2024
      • Assets in custody · $561M to $552M
        Aug 23, 2023 to Mar 26, 2024
      • HQ city · unset to COVINA
        Aug 23, 2023 to Mar 26, 2024
      • HQ state · unset to CA
        Aug 23, 2023 to Mar 26, 2024
      • Discretionary RAUM · $627M to $552M
        Aug 23, 2023 to Mar 26, 2024
      • Non-discretionary RAUM · $531,000 to $473,248
        Aug 23, 2023 to Mar 26, 2024
      • Pooled vehicle RAUM · $628M to $552M
        Aug 23, 2023 to Mar 26, 2024
      • RAUM · $628M to $552M
        Aug 23, 2023 to Mar 26, 2024
      • Accounts · 6 to 7
        Mar 28, 2022 to Mar 30, 2023
      • Advisory employees · 12 to 6
        Mar 28, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 6 to 7
        Mar 28, 2022 to Mar 30, 2023
      • Assets in custody · $422M to $561M
        Mar 28, 2022 to Mar 30, 2023
      • Private funds · 4 to 5
        Mar 28, 2022 to Mar 30, 2023
      • Discretionary RAUM · $511M to $627M
        Mar 28, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $0 to $531,000
        Mar 28, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $511M to $628M
        Mar 28, 2022 to Mar 30, 2023
      • RAUM · $511M to $628M
        Mar 28, 2022 to Mar 30, 2023
      • Accounts · 3 to 6
        Dec 20, 2021 to Mar 28, 2022
      • Pooled vehicle clients · 3 to 6
        Dec 20, 2021 to Mar 28, 2022
      • Assets in custody · $137M to $422M
        Dec 20, 2021 to Mar 28, 2022
      • Private funds · 3 to 4
        Dec 20, 2021 to Mar 28, 2022
      • Discretionary RAUM · $269M to $511M
        Dec 20, 2021 to Mar 28, 2022
      • Pooled vehicle RAUM · $269M to $511M
        Dec 20, 2021 to Mar 28, 2022
      • RAUM · $269M to $511M
        Dec 20, 2021 to Mar 28, 2022
      Signals
      8 dated events
      • V•••••• G••••• M••••••••• L••••• reported RAUM $831.9M, up 51% from $552.4M (2024-05-13 to 2025-03-27)
        Mar 27, 2025 · RAUM change · derived
      • Lowe Sam Kirschner (Vice President And Chief Compliance Officer) appeared on Schedule A of V•••••• G••••• M••••••••• L•••••
        May 13, 2024 · Control person joined · fact
      • Amit Mukherjee (Operating Partner And Chief Compliance Officer) no longer on Schedule A of V•••••• G••••• M••••••••• L••••• (listed 2024-03-26, absent 2024-05-13)
        May 13, 2024 · Control person left · inference
      • Adam Corey (Operating Partner And Chief Compliance Officer) no longer on Schedule A of V•••••• G••••• M••••••••• L••••• (listed 2023-06-29, absent 2023-08-23)
        Aug 23, 2023 · Control person left · inference
      • Amit Mukherjee (Operating Partner And Chief Compliance Officer) appeared on Schedule A of V•••••• G••••• M••••••••• L•••••
        Aug 23, 2023 · Control person joined · fact
      • V•••••• G••••• M••••••••• L••••• reported RAUM $511.3M, up 90% from $268.5M (2021-12-20 to 2022-03-28)
        Mar 28, 2022 · RAUM change · derived
      • Debbie Li (Dir. Of Legal Ops, Cco) no longer on Schedule A of V•••••• G••••• M••••••••• L••••• (listed 2021-03-23, absent 2021-12-20)
        Dec 20, 2021 · Control person left · inference
      • V•••••• G••••• M••••••••• L••••• filed its initial SEC registration (Form ADV)
        Mar 23, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/villageglobalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      V••••••GLOBAL.VCreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      303-653-7611reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026