DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••••• C•••••• L••
Latest filing Jun 29, 2026
First filing on the tape Aug 16, 2023 · 5 filings
SEC status approved since Oct 12, 2023
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
84
56 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$12B as of Jun 29, 2026
Jun 28, 2024$5.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20240 then
Employees (5.A)84 as of Jun 29, 2026
Jun 28, 202456 then
Private funds8 as of Jun 29, 2026
Jun 28, 20244 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $452MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B95%
- Sovereign wealth funds$549M4.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••••• S•••••••• O••••••••• V••• F••• | Private Equity Fund | $2.8B | 512 | Apr 18, 2022 |
| H•••••••• S•••••••• O••••••••• V•• F••• | Private Equity Fund | $1.4B | 329 | Jun 28, 2019 |
| H•••••••• S•••••••• O••••••••• V• F••• | Private Equity Fund | $734M | 238 | Aug 8, 2017 |
| H•••••••• S•••••••• O•••••• F••• | Private Equity Fund | $159M | 13 | Apr 18, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• N••••••• · Ceo, Partner And Designated Membercontrolsince 04/2006 · owns 50% to 75%
- C•••• M•• Y••• · Cco, Cfo And Partnercontrolsince 12/2019 · owns less than 5%
- G••• E•••••• J•••• · Coo, Partner And Designated Membercontrolsince 04/2013 · owns 10% to 25%
- N•••••••• S•••••• R•••••• · Partner And Designated Membercontrolsince 03/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
- H•••••••• F• G• L••pooled vehicle sponsory
- H•••••••• I• G• L••••••pooled vehicle sponsorn
- H•••••••• L••••••pooled vehicle sponsorn
- H•••••••• M••••••••• L••••••pooled vehicle sponsorn
- H•••••••• P••••••••• L•n
- H•••••••• S•••••••• O••••••••• M••••••••• L••••••pooled vehicle sponsory
- H•••••••• S•••••••• O••••••••• V• G• L••••••pooled vehicle sponsory
- H•••••••• S•••••••• O••••••••• V•• G• L••••••pooled vehicle sponsory
- H•••••••• S•••••••• O••••••••• V•• G• L••••••pooled vehicle sponsory
- H•••••••• S•••••••• O••••••••• V•• M••••••••• L••••••pooled vehicle sponsory
- H•••••••• S•••••••• O••••••••• V••• M••••••••• L••••••pooled vehicle sponsory
- H•••••••• V• F• L••pooled vehicle sponsory
- H•••••••• V• H••••••• G• L••••••pooled vehicle sponsory
- H•••••••• V•• H••••••• G• L••••••pooled vehicle sponsory
- N•••••• C•• P••••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY16 employees
- St Helier, Jersey
What changed
consecutive filings, newest first
- Accounts · 25 to 27Jun 30, 2025 to Jun 29, 2026
- Advisory employees · 65 to 56Jun 30, 2025 to Jun 29, 2026
- Pooled vehicle clients · 24 to 26Jun 30, 2025 to Jun 29, 2026
- Assets in custody · unset to 0.0Jun 30, 2025 to Jun 29, 2026
- Employees · 65 to 84Jun 30, 2025 to Jun 29, 2026
- Private funds · 6 to 8Jun 30, 2025 to Jun 29, 2026
- Discretionary RAUM · $5.9B to $12BJun 30, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $5.4B to $12BJun 30, 2025 to Jun 29, 2026
- RAUM · $5.9B to $12BJun 30, 2025 to Jun 29, 2026
- Accounts · 8 to 25Jun 28, 2024 to Jun 30, 2025
- Advisory employees · 56 to 65Jun 28, 2024 to Jun 30, 2025
- Advisory activities · 1 to 2Jun 28, 2024 to Jun 30, 2025
- Pooled vehicle clients · 8 to 24Jun 28, 2024 to Jun 30, 2025
- Assets in custody · 5085165038.0 to unsetJun 28, 2024 to Jun 30, 2025
- Custody of client assets · true to falseJun 28, 2024 to Jun 30, 2025
- Employees · 56 to 65Jun 28, 2024 to Jun 30, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 30, 2025
- HQ state · unset to Jun 28, 2024 to Jun 30, 2025
- Other offices · 2 to 1Jun 28, 2024 to Jun 30, 2025
- Private funds · 4 to 6Jun 28, 2024 to Jun 30, 2025
- Discretionary RAUM · $5.3B to $5.9BJun 28, 2024 to Jun 30, 2025
- Pooled vehicle RAUM · $5.3B to $5.4BJun 28, 2024 to Jun 30, 2025
- RAUM · $5.3B to $5.9BJun 28, 2024 to Jun 30, 2025
- Advisory employees · 48 to 56Oct 11, 2023 to Jun 28, 2024
- Assets in custody · $3.1B to $5.1BOct 11, 2023 to Jun 28, 2024
- Employees · 48 to 56Oct 11, 2023 to Jun 28, 2024
- Discretionary RAUM · $3.2B to $5.3BOct 11, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $3.2B to $5.3BOct 11, 2023 to Jun 28, 2024
- RAUM · $3.2B to $5.3BOct 11, 2023 to Jun 28, 2024
- Private funds · 8 to 4Aug 16, 2023 to Oct 11, 2023
Signals
7 dated events
- H•••••••• C•••••• L•• reported RAUM $12.2B, up 108% from $5.9B (2025-06-30 to 2026-06-29)Jun 29, 2026 · RAUM change · derived
- H•••••••• C•••••• L•• reported RAUM $5.3B, up 67% from $3.2B (2023-10-11 to 2024-06-28)Jun 28, 2024 · RAUM change · derived
- A•••••• K••••• M••••••••• R••••••••• (Director Of Hollyport Associated Entities) no longer on Schedule A of H•••••••• C•••••• L•• (listed 2023-08-16, absent 2023-10-11)Oct 11, 2023 · Control person left · inference
- Andrew David Hall (Director Of Hollyport Sec Opp Mgmt Ltd, Hollyport Sec Opp Vii Mgmt Ltd And Hollyport Sec Opp Viii Mgmt Ltd) no longer on Schedule A of H•••••••• C•••••• L•• (listed 2023-08-16, absent 2023-10-11)Oct 11, 2023 · Control person left · inference
- Ann Nicola Green (Director Of Hollyport Sec Opp Mgmt Ltd, Hollyport Sec Opp Vii Mgmt Ltd And Hollyport Sec Opp Viii Mgmt Ltd) no longer on Schedule A of H•••••••• C•••••• L•• (listed 2023-08-16, absent 2023-10-11)Oct 11, 2023 · Control person left · inference
- Mei Y••• C••• (Cco, Cfo And Partner) appeared on Schedule A of H•••••••• C•••••• L••Oct 11, 2023 · Control person joined · fact
- H•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Aug 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hollyport-capital/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 207 478 3970reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026