DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••
Legal name H••••••• A•••• M••••••••• L••••••
Latest filing Sep 10, 2025
First filing on the tape Jul 20, 2017 · 13 filings
SEC status approved since Aug 21, 2017
RAUM
$11B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.7%
$75.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$11B as of Sep 10, 2025
Sep 28, 2018$4.8B then
HNW client RAUM$75.1M as of Sep 10, 2025
Sep 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Sep 10, 2025
Sep 28, 20180 then
Employees (5.A)23 as of Sep 10, 2025
Sep 28, 201811 then
Private funds: no history
RAUM +35% over the last fiscal year+9.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 10, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.3B47%
- Pension and profit-sharing plans$5.0B45%
- State and municipal entities$573M5.2%
- Corporations and businesses$120M1.1%
- High-net-worth individuals$75.1M0.7%
- Charitable organizations$31.5M0.3%
- Other investment advisers$2.8M0.0%
- Individual clients
- 0reported
- HNW clients
- 39reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 68reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.47 institutional_share=0.51 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• T•••••• H•••• · Chief Compliance Officer And General Executivecontrolsince 08/2024 · owns less than 5%
- L•••••• D•••••• J••• D•••• · Directorcontrolsince 09/2022 · owns less than 5%
- M•••••• I••• N•• · Directorcontrolsince 09/2006 · owns less than 5%
- O••••••• J••••• R•••••• A•••••• · Deputy Cio, Executive Director And Shareholdercontrolsince 10/2017 · owns less than 5%
Entity owners
- H••••••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
- P••••••• I••••••••• M••••••••• G•••• L•••••• · Shareholderindirect · owns 75% or more of P••••••• I••••••••• M••••••••• L••••••
- P••••••• I••••••••• M••••••••• L•••••• · Shareholderindirect · owns 25% to 50% of H••••••• H••••••• L••••••
Related persons
Schedule D 7.A
- P••••••• I••••••••• M••••••••• L••••••investment advisery
Advisers that list H•••••• as a related person
- 298541 n
Offices
Schedule D 1.F, the 25 largest
- Sydney, Nsw, Australia4 employees
What changed
consecutive filings, newest first
- Accounts · 64 to 68Sep 20, 2024 to Sep 10, 2025
- Charity clients · 2.0 to unsetSep 20, 2024 to Sep 10, 2025
- Corporate clients · 2.0 to unsetSep 20, 2024 to Sep 10, 2025
- HNW clients · 37 to 39Sep 20, 2024 to Sep 10, 2025
- Pension plan clients · 12 to 10Sep 20, 2024 to Sep 10, 2025
- Pooled vehicle clients · 6 to 8Sep 20, 2024 to Sep 10, 2025
- Financial planning clients · unset to Sep 20, 2024 to Sep 10, 2025
- HQ state · unset to Sep 20, 2024 to Sep 10, 2025
- Discretionary RAUM · $9.4B to $11BSep 20, 2024 to Sep 10, 2025
- HNW RAUM · $44.2M to $75.1MSep 20, 2024 to Sep 10, 2025
- Non-discretionary RAUM · $44.2M to $75.1MSep 20, 2024 to Sep 10, 2025
- Pension RAUM · $4.5B to $5.0BSep 20, 2024 to Sep 10, 2025
- Pooled vehicle RAUM · $4.1B to $5.3BSep 20, 2024 to Sep 10, 2025
- RAUM · $9.4B to $11BSep 20, 2024 to Sep 10, 2025
- Accounts · 69 to 64Sep 5, 2023 to Sep 20, 2024
- Advisory employees · 17 to 18Sep 5, 2023 to Sep 20, 2024
- Advisory activities · 4 to 3Sep 5, 2023 to Sep 20, 2024
- Corporate clients · 3 to 2Sep 5, 2023 to Sep 20, 2024
- Pension plan clients · 14 to 12Sep 5, 2023 to Sep 20, 2024
- Employees · 22 to 23Sep 5, 2023 to Sep 20, 2024
- Discretionary RAUM · $8.2B to $9.4BSep 5, 2023 to Sep 20, 2024
- HNW RAUM · $40.3M to $44.2MSep 5, 2023 to Sep 20, 2024
- Non-discretionary RAUM · $40.3M to $44.2MSep 5, 2023 to Sep 20, 2024
- Pension RAUM · $3.8B to $4.5BSep 5, 2023 to Sep 20, 2024
- Pooled vehicle RAUM · $3.5B to $4.1BSep 5, 2023 to Sep 20, 2024
- RAUM · $8.2B to $9.4BSep 5, 2023 to Sep 20, 2024
- Accounts · 73 to 69Jan 27, 2023 to Sep 5, 2023
- Advisory employees · 13 to 17Jan 27, 2023 to Sep 5, 2023
- Advisory activities · 3 to 4Jan 27, 2023 to Sep 5, 2023
- HNW clients · 39 to 37Jan 27, 2023 to Sep 5, 2023
- Pension plan clients · 16 to 14Jan 27, 2023 to Sep 5, 2023
- Pooled vehicle clients · 7 to 6Jan 27, 2023 to Sep 5, 2023
- Employees · 13 to 22Jan 27, 2023 to Sep 5, 2023
- Financial planning clients · 0 to unsetJan 27, 2023 to Sep 5, 2023
- Discretionary RAUM · $6.9B to $8.2BJan 27, 2023 to Sep 5, 2023
- HNW RAUM · $30.2M to $40.3MJan 27, 2023 to Sep 5, 2023
- Non-discretionary RAUM · $30.2M to $40.3MJan 27, 2023 to Sep 5, 2023
- Pension RAUM · $3.2B to $3.8BJan 27, 2023 to Sep 5, 2023
- Pooled vehicle RAUM · $2.9B to $3.5BJan 27, 2023 to Sep 5, 2023
- RAUM · $6.9B to $8.2BJan 27, 2023 to Sep 5, 2023
Signals
9 dated events
- Vernon Mark Arnold (Managing Director, Chief Compliance Officer, Chief Investment Officer, Director And Shareholder) no longer on Schedule A of H•••••• (listed 2023-09-05, absent 2024-09-20)Sep 20, 2024 · Control person left · inference
- T•••••• H•••• J••• C••••• (Chief Compliance Officer And General Executive) appeared on Schedule A of H••••••Sep 20, 2024 · Control person joined · fact
- Richard T•••••• Samway (Chairman) no longer on Schedule A of H•••••• (listed 2021-08-31, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- J••• David Daniel Longan (Director) appeared on Schedule A of H••••••Sep 29, 2022 · Control person joined · fact
- V•••••• J••• G••• (Shareholder) no longer on Schedule A of H•••••• (listed 2020-10-09, absent 2021-08-31)Aug 31, 2021 · Control person left · inference
- Anne Deborah Beale (Director) no longer on Schedule A of H•••••• (listed 2020-10-09, absent 2021-08-31)Aug 31, 2021 · Control person left · inference
- H•••••• reported RAUM $8.6B, up 58% from $5.4B (2020-10-09 to 2021-08-31)Aug 31, 2021 · RAUM change · derived
- Bathurst Adrian Whittingham (Director) no longer on Schedule A of H•••••• (listed 2018-10-04, absent 2019-09-26)Sep 26, 2019 · Control person left · inference
- H•••••• filed its initial SEC registration (Form ADV)Jul 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- au.linkedin.com/company/hyperion-asset-management-limitedreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••••••.COM.AUreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1300 497 374reportedpublic record, Form ADV, Sep 10, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026