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Former SEC-registered adviser

D•• C•••••• L••

Former SEC-registered adviserCoral Gables, FloridaCRD 289313SEC 801-117053IAPD
Latest filing Aug 16, 2021
First filing on the tape Jun 26, 2019 · 5 filings
RAUM
$345M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$345M gross assets
History
5 filings and snapshots on the tape
RAUM$345M as of Mar 31, 2021
Mar 30, 2020$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 30, 20200 then
Employees (5.A)6 as of Mar 31, 2021
Mar 30, 20207 then
Private funds1 as of Mar 31, 2021
Mar 30, 20201 then
RAUM +91% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 16, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$115MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+91%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$345M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D•• C•••••• F••• ••••••• L•Hedge Fund$345M12Dec 1, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • D• A••••• E•••• L••• · Chief Financial Officer, Chief Compliance Officer, Chief Operating Officercontrol
        since 11/2020 · owns less than 5%
      • E•••••••• P•••• · Chief Executive Officercontrol
        since 02/2017 · owns less than 5%
      • C•••••• M•••••• · Membercontrol
        since 09/2017 · owns 75% or more of M•• H•••••••• L••
      • C•••••• M•••••• · Membercontrol
        since 09/2017 · owns 75% or more of M•• H•••••••• L••
      • E•••••••• P•••• · Managing Membercontrol
        since 09/2017 · owns 75% or more of D•• C•••••• M••••••••• L••
      • E•••••••• P•••• · Managing Membercontrol
        since 09/2017 · owns 75% or more of D•• C•••••• P••••••• M••••••••• L••
      Entity owners
      • D•• C•••••• M••••••••• L•• · Managing Member, D•• C•••••• L••
        direct · owns 50% to 75%
      • D•• C•••••• P••••••• M••••••••• L•• · Managing Member, D•• C•••••• P••••••• L••
        direct · owns 50% to 75%
      • M•• H•••••••• L•• · Member, D•• C•••••• L••
        direct · owns 25% to 50%
      • M•• H•••••••• L•• · Member, Dpm Capital Partners, LLC
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • D•• C•••••• P••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HQ city · NEW YORK to CORAL GABLES
        Mar 31, 2021 to Aug 16, 2021
      • HQ state · NY to FL
        Mar 31, 2021 to Aug 16, 2021
      • Advisory employees · 7 to 6
        Nov 13, 2020 to Mar 31, 2021
      • Employees · 7 to 6
        Nov 13, 2020 to Mar 31, 2021
      • Discretionary RAUM · $180M to $345M
        Nov 13, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $180M to $345M
        Nov 13, 2020 to Mar 31, 2021
      • RAUM · $180M to $345M
        Nov 13, 2020 to Mar 31, 2021
      • Advisory employees · 6 to 7
        Jun 26, 2019 to Mar 30, 2020
      • Employees · 6 to 7
        Jun 26, 2019 to Mar 30, 2020
      • Private funds · 2 to 1
        Jun 26, 2019 to Mar 30, 2020
      • Discretionary RAUM · $183M to $180M
        Jun 26, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $183M to $180M
        Jun 26, 2019 to Mar 30, 2020
      • RAUM · $183M to $180M
        Jun 26, 2019 to Mar 30, 2020
      Signals
      4 dated events
      • D•• C•••••• L•• reported RAUM $344.8M, up 91% from $180.4M (2020-11-13 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • L••• E••• De A•••• (Chief Financial Officer, Chief Compliance Officer, Chief Operating Officer) appeared on Schedule A of D•• C•••••• L••
        Nov 13, 2020 · Control person joined · fact
      • Damian Ogando Miranda (Chief Financial Officer, Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of D•• C•••••• L•• (listed 2020-03-30, absent 2020-11-13)
        Nov 13, 2020 · Control person left · inference
      • D•• C•••••• L•• filed its initial SEC registration (Form ADV)
        Jun 26, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026