DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O••••• I••••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 29, 2017 · 18 filings
SEC status approved since Oct 27, 2017
RAUM
$765M
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$382M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$765M as of Mar 30, 2026
Mar 29, 2018$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 29, 20180 then
Employees (5.A)4 as of Mar 30, 2026
Mar 29, 20182 then
Private funds1 as of Mar 30, 2026
Mar 31, 20211 then
RAUM +15% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $382MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $255MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$408M53%
- Banks and thrifts$337M44%
- Pooled investment vehicles$20.2M2.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.56 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• P••• M••••••Chartered Financial Analyst | Winter Park, Fl | Mar 31, 2026 | 15 y | 3 |
| B•••• P••••••••• | Winter Park, Fl | Apr 17, 2026 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• P••• M•••••• from S••••• C•••••• M••••••••• L•••Aug 26, 2019 · Other
- B•••• P••••••••• from S••••• C•••••• M••••••••• L•••Mar 8, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••••• C•••••• M••••••••• L•••Jan 3, 2017 · Orlando, Fl
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••• C••••• D••••••••• F•••• L• | Hedge Fund | $14.6M | 6 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• J•••••• P••• · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- M••••••• J•••••• P••• · Managing Membercontrolsince 06/2017 · owns 75% or more of O•• M••••••••• H••••••• L••
- P••••••••• B•••• · Managing Membercontrolsince 02/2017 · owns 75% or more of B• S••••••••• I••••••••• L••
Entity owners
- B• S••••••••• I••••••••• L•• · Memberdirect · owns 25% to 50%
- O•• M••••••••• H••••••• L•• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $364M to $428MMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $298M to $337MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $17.3M to $20.2MMar 31, 2025 to Mar 30, 2026
- RAUM · $663M to $765MMar 31, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $331M to $364MMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $225M to $298MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $14.6M to $17.3MMar 28, 2024 to Mar 31, 2025
- RAUM · $556M to $663MMar 28, 2024 to Mar 31, 2025
- Assets in custody · unset to 0.0Mar 28, 2023 to Mar 28, 2024
- Custody of client assets · false to trueMar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $341M to $331MMar 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $186M to $225MMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $13.2M to $14.6MMar 28, 2023 to Mar 28, 2024
- RAUM · $527M to $556MMar 28, 2023 to Mar 28, 2024
- Advisory employees · 2 to 3Mar 31, 2022 to Mar 28, 2023
- Employees · 3 to 4Mar 31, 2022 to Mar 28, 2023
- Discretionary RAUM · $306M to $341MMar 31, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $117M to $186MMar 31, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $11.9M to $13.2MMar 31, 2022 to Mar 28, 2023
- RAUM · $423M to $527MMar 31, 2022 to Mar 28, 2023
- Pooled vehicle clients · 2 to 1Aug 12, 2021 to Mar 31, 2022
- State-registered IARs · 0 to 1Aug 12, 2021 to Mar 31, 2022
- Discretionary RAUM · $201M to $306MAug 12, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $73.7M to $117MAug 12, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $7.9M to $11.9MAug 12, 2021 to Mar 31, 2022
- RAUM · $275M to $423MAug 12, 2021 to Mar 31, 2022
- Accounts · 1 to 3Mar 30, 2020 to Mar 31, 2021
- Advisory activities · 1 to 3Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · unset to 2.0Mar 30, 2020 to Mar 31, 2021
- Employees · 2 to 3Mar 30, 2020 to Mar 31, 2021
- State-registered IARs · 2 to 0Mar 30, 2020 to Mar 31, 2021
- Private funds · unset to 1Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $39.9M to $201MMar 30, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $0 to $73.7MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · unset to 7908396.0Mar 30, 2020 to Mar 31, 2021
- RAUM · $39.9M to $275MMar 30, 2020 to Mar 31, 2021
- State-registered IARs · 1 to 2Jul 22, 2019 to Mar 30, 2020
- Discretionary RAUM · $40.0M to $39.9MJul 22, 2019 to Mar 30, 2020
- RAUM · $40.0M to $39.9MJul 22, 2019 to Mar 30, 2020
Signals
2 dated events
- O••••• I••••••••• A•••••••• L•• reported RAUM $422.6M, up 54% from $274.6M (2021-08-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- O••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/orange-investment-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- o•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 407-758-4082reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $382Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026