DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••••• C•••••• P••••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape May 26, 2020 · 12 filings
SEC status approved since Jul 1, 2020
RAUM
$277M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$277M as of Mar 27, 2026
Mar 31, 2021$271M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20210 then
Employees (5.A)6 as of Mar 27, 2026
Mar 31, 20216 then
Private funds1 as of Mar 27, 2026
Mar 31, 20211 then
RAUM -19% over the last fiscal year-5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $92.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$277M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J••••• C•••••• P••••••• M••••• L• | Hedge Fund | $383M | 56 | Mar 26, 2020 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• J••••• N••••••• · Managing Member And Partnercontrolsince 05/2017 · owns 75% or more
- K••••••••• C•••• K••••••• · Chief Compliance Officer And Principalcontrolsince 02/2019 · owns less than 5%
- V••••••••• A••• · Member And Partnercontrolsince 03/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
- J••••• C•••••• P••••••• G• L••pooled vehicle sponsorn
- J••••• C•••••• P••••••• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $340M to $277MMar 24, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $340M to $277MMar 24, 2025 to Mar 27, 2026
- RAUM · $340M to $277MMar 24, 2025 to Mar 27, 2026
- Advisory employees · 5 to 4Dec 19, 2024 to Mar 24, 2025
- Employees · 7 to 6Dec 19, 2024 to Mar 24, 2025
- Financial planning clients · unset to Dec 19, 2024 to Mar 24, 2025
- Discretionary RAUM · $383M to $340MDec 19, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $383M to $340MDec 19, 2024 to Mar 24, 2025
- RAUM · $383M to $340MDec 19, 2024 to Mar 24, 2025
- Advisory activities · 2 to 1Jul 25, 2023 to Mar 21, 2024
- Discretionary RAUM · $326M to $383MJul 25, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $326M to $383MJul 25, 2023 to Mar 21, 2024
- RAUM · $326M to $383MJul 25, 2023 to Mar 21, 2024
- Advisory employees · 4 to 5Nov 1, 2022 to Mar 30, 2023
- Employees · 6 to 7Nov 1, 2022 to Mar 30, 2023
- Discretionary RAUM · $349M to $326MNov 1, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $349M to $326MNov 1, 2022 to Mar 30, 2023
- RAUM · $349M to $326MNov 1, 2022 to Mar 30, 2023
- Discretionary RAUM · $271M to $349MMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $271M to $349MMar 31, 2021 to Mar 29, 2022
- RAUM · $271M to $349MMar 31, 2021 to Mar 29, 2022
- Advisory activities · 1 to 2May 26, 2020 to Mar 31, 2021
- Employees · 5 to 6May 26, 2020 to Mar 31, 2021
- Private funds · 2 to 1May 26, 2020 to Mar 31, 2021
- Discretionary RAUM · $211M to $271MMay 26, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $211M to $271MMay 26, 2020 to Mar 31, 2021
- RAUM · $211M to $271MMay 26, 2020 to Mar 31, 2021
Signals
5 dated events
- Xavier Ryan Mullin (Chief Financial Officer) no longer on Schedule A of J••••• C•••••• P••••••• M••••••••• L•• (listed 2023-07-25, absent 2024-03-21)Mar 21, 2024 · Control person left · inference
- Xavier Ryan Mullin (Chief Financial Officer) appeared on Schedule A of J••••• C•••••• P••••••• M••••••••• L••Jul 25, 2023 · Control person joined · fact
- T••••• J••• W••••• (Chief Financial Officer) no longer on Schedule A of J••••• C•••••• P••••••• M••••••••• L•• (listed 2021-03-31, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- T••••• J••• W••••• (Chief Financial Officer) appeared on Schedule A of J••••• C•••••• P••••••• M••••••••• L••Mar 31, 2021 · Control person joined · fact
- J••••• C•••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J••••• C•••••• P••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- J•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-453-2664reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026