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SEC-registered adviser
A••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Aug 30, 2017 · 15 filings
SEC status approved since Sep 26, 2017
RAUM
$99.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$99.4M as of Mar 31, 2026
Mar 29, 2018$122M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20180 then
Employees (5.A)6 as of Mar 31, 2026
Mar 29, 20187 then
Private funds2 as of Mar 31, 2026
Mar 29, 20181 then
RAUM -29% over the last fiscal year-33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $99.4M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$75.4M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.4M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.76 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• C•••••• I••••• F•••• L•• | Hedge Fund | $176M | 11 | Mar 30, 2020 |
| A••• C•••••• M••••• F•••• L• | Hedge Fund | $76.3M | 45 | Jan 24, 2018 |
| C••••••• F•••• L•no longer reported | Hedge Fund | $12.5M | 9 | Mar 30, 2020 |
| A••• O••••••••• F••• | Hedge Fund | $12.1M | 1 | Mar 30, 2022 |
| T•• F••• L• | Private Equity Fund | $10.3M | 30 | Mar 30, 2020 |
| A••• C•••••• S••• L••no longer reported | Hedge Fund | $1.6M | 8 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• J••••• M••• · Chief Compliance Officer And Chief Financial Officercontrolsince 08/2017 · owns less than 5%
- C••••• G••• · Partnercontrolsince 02/2018 · owns less than 5%
- R••••••••• A•••••• V••••• · Managing Membercontrolsince 02/2017 · owns 75% or more
- T•••••• V••••••• S••••••••• · Chief Operating Officercontrolsince 08/2017 · owns less than 5%
- R••••••••• A•••••• V••••• · Ownercontrolsince 02/2017 · owns 75% or more of A••• C•••••• G•• L••
Entity owners
- A••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- G•••• C••••••• L•• · Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A••• C•••••• G•• L••bankpooled vehicle sponsorn
- T••• G• L••bankn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 12Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 4Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $93.3M to $99.4MMar 31, 2025 to Mar 31, 2026
- Private funds · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $139M to $99.4MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $118M to $75.4MMar 31, 2025 to Mar 31, 2026
- RAUM · $139M to $99.4MMar 31, 2025 to Mar 31, 2026
- Accounts · 12 to 11Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $134M to $93.3MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $134M to $139MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $98.7M to $118MMar 29, 2024 to Mar 31, 2025
- RAUM · $134M to $139MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $205M to $134MMar 31, 2023 to Mar 29, 2024
- Private funds · 4 to 3Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $338M to $134MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $305M to $98.7MMar 31, 2023 to Mar 29, 2024
- RAUM · $338M to $134MMar 31, 2023 to Mar 29, 2024
- Accounts · 13 to 12Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 4 to 3Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $378M to $205MMar 30, 2022 to Mar 31, 2023
- Employees · 7 to 6Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $541M to $338MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $378M to $305MMar 30, 2022 to Mar 31, 2023
- RAUM · $541M to $338MMar 30, 2022 to Mar 31, 2023
- Advisory employees · 5 to 4Mar 19, 2021 to Mar 30, 2022
- Assets in custody · $286M to $378MMar 19, 2021 to Mar 30, 2022
- Employees · 8 to 7Mar 19, 2021 to Mar 30, 2022
- Discretionary RAUM · $360M to $541MMar 19, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $286M to $378MMar 19, 2021 to Mar 30, 2022
- RAUM · $360M to $541MMar 19, 2021 to Mar 30, 2022
- Accounts · 8 to 13Oct 6, 2020 to Mar 19, 2021
- Pooled vehicle clients · 7 to 6Oct 6, 2020 to Mar 19, 2021
- Assets in custody · $265M to $286MOct 6, 2020 to Mar 19, 2021
- Private funds · 5 to 4Oct 6, 2020 to Mar 19, 2021
- Discretionary RAUM · $289M to $360MOct 6, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $265M to $286MOct 6, 2020 to Mar 19, 2021
- RAUM · $289M to $360MOct 6, 2020 to Mar 19, 2021
- Accounts · 4 to 8Mar 27, 2019 to Mar 30, 2020
Signals
5 dated events
- A••• C•••••• M••••••••• L• reported RAUM $133.9M, down 60% from $337.8M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- A••• C•••••• M••••••••• L• reported RAUM $337.8M, down 38% from $541.4M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••• C•••••• M••••••••• L• reported RAUM $541.4M, up 51% from $359.7M (2021-03-19 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- A••• C•••••• M••••••••• L• reported RAUM $289.3M, up 97% from $147.0M (2019-03-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 646-679-4000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026