DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• P••••••• M••••••••• L••
Latest filing May 18, 2026
First filing on the tape Jan 3, 2018 · 11 filings
SEC status approved since Feb 5, 2018
RAUM
$7.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$7.0B as of May 18, 2026
Mar 29, 2019$3.5B then
HNW client RAUM: $95.7M
State-registered IARs (5.B.3)0 as of May 18, 2026
Mar 29, 20190 then
Employees (5.A)15 as of May 18, 2026
Mar 29, 201914 then
Private funds16 as of May 18, 2026
Mar 29, 201911 then
RAUM +2.9% over the last fiscal year+5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $387MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.5B, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.7B97%
- Charitable organizations$237M3.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.5B for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• P••••••• 4••• L••• | Private Equity Fund | $2.2B | 9 | Jan 3, 2018 |
| M••••• P••••••• 6••• L••• | Private Equity Fund | $1.1B | 9 | Mar 31, 2023 |
| M••••• P••••••• 4••• L••• | Private Equity Fund | $543M | 8 | Jan 3, 2018 |
| M••••• P••••••• 5••• L••• | Private Equity Fund | $542M | 9 | Mar 31, 2022 |
| M••••• P••••••• 2• L••• | Private Equity Fund | $325M | 2 | Jan 3, 2018 |
| M••••• P••••••• 3•• L••• | Private Equity Fund | $254M | 4 | Jan 3, 2018 |
| M••••• P••••••• 3•• L••• | Private Equity Fund | $237M | 2 | Jan 3, 2018 |
| M••••• P••••••• 3•• L••• | Private Equity Fund | $199M | 3 | Jan 3, 2018 |
| M••••• P••••••• 2• L••• | Private Equity Fund | $132M | 6 | Jan 3, 2018 |
| M••••• P••••••• ••••••••• L••• | Private Equity Fund | $121M | 1 | Jan 3, 2018 |
| M••••• P••••••• 3•• L••• | Private Equity Fund | $94.6M | 4 | Jan 3, 2018 |
| M••••• P••••••• 2• L••• | Private Equity Fund | $69.8M | 2 | Jan 3, 2018 |
| M••••• P••••••• 6••• L••• | Private Equity Fund | $62.1M | 9 | Mar 27, 2024 |
| M••••• H• S• L•• | Private Equity Fund | $46.0M | 3 | Mar 31, 2021 |
| M••••• P••••••• L••• | Private Equity Fund | $37.8M | 7 | Jan 3, 2018 |
| M••••• H• D• L•• | Private Equity Fund | $29.8M | 2 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• M•••• W•••••• · Founder & Managing Directorcontrolsince 01/2018 · owns less than 5%
- M•••••••• E••••• N•• · Chief Financial Officer & Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- P•••••••• P••••• M••••• · Managing Directorcontrolsince 01/2018 · owns less than 5%
- V•••••••• P•••••• A•••••• · Managing Directorcontrolsince 01/2018 · owns less than 5%
- W••••••••• R•••••• B•••• · Managing Directorcontrolsince 01/2018 · owns less than 5%
Entity owners
- M••••• P••••••• A••••••• G• L•• · General Partnerdirect · owns less than 5%
- M••••• P••••••• A••••••• L••• · Ownerdirect · owns 75% or more
- M••••• P••••••• A••••••• G• L•• · Ownerindirect · owns 75% or more of M••••• P••••••• A••••••• L•••
Related persons
Schedule D 7.A
- M••••• 2• G•• L•pooled vehicle sponsory
- M••••• 3• G•• L•pooled vehicle sponsory
- M••••• 4• G•• L•pooled vehicle sponsory
- M••••• 5• G•• L•pooled vehicle sponsory
- M••••• 6• G•• L•pooled vehicle sponsory
- M••••• G•• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 8Mar 29, 2025 to Mar 26, 2026
- Assets in custody · $65.4M to $4.5BMar 29, 2025 to Mar 26, 2026
- Employees · 13 to 15Mar 29, 2025 to Mar 26, 2026
- Discretionary RAUM · $6.8B to $7.0BMar 29, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $6.5B to $6.7BMar 29, 2025 to Mar 26, 2026
- RAUM · $6.8B to $7.0BMar 29, 2025 to Mar 26, 2026
- Advisory employees · 7 to 9Mar 27, 2024 to Mar 29, 2025
- Assets in custody · $0 to $65.4MMar 27, 2024 to Mar 29, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 29, 2025
- Discretionary RAUM · $6.3B to $6.8BMar 27, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $6.0B to $6.5BMar 27, 2024 to Mar 29, 2025
- RAUM · $6.3B to $6.8BMar 27, 2024 to Mar 29, 2025
- Accounts · 17 to 18Mar 31, 2023 to Mar 27, 2024
- Advisory employees · 8 to 7Mar 31, 2023 to Mar 27, 2024
- Pooled vehicle clients · 15 to 16Mar 31, 2023 to Mar 27, 2024
- Employees · 14 to 13Mar 31, 2023 to Mar 27, 2024
- Private funds · 15 to 16Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $5.9B to $6.3BMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $5.7B to $6.0BMar 31, 2023 to Mar 27, 2024
- RAUM · $5.9B to $6.3BMar 31, 2023 to Mar 27, 2024
- Accounts · 16 to 17Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 14 to 15Mar 31, 2022 to Mar 31, 2023
- Private funds · 14 to 15Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.9B to $5.9BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.7B to $5.7BMar 31, 2022 to Mar 31, 2023
- RAUM · $5.9B to $5.9BMar 31, 2022 to Mar 31, 2023
- Accounts · 15 to 16Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 13 to 14Mar 31, 2021 to Mar 31, 2022
- Employees · 13 to 14Mar 31, 2021 to Mar 31, 2022
- Private funds · 13 to 14Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.7B to $5.9BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $4.6B to $5.7BMar 31, 2021 to Mar 31, 2022
- RAUM · $4.7B to $5.9BMar 31, 2021 to Mar 31, 2022
- Advisory activities · 2 to 1Mar 10, 2020 to Mar 31, 2021
- Charity clients · unset to 2.0Mar 10, 2020 to Mar 31, 2021
- Pooled vehicle clients · 11 to 13Mar 10, 2020 to Mar 31, 2021
- Employees · 14 to 13Mar 10, 2020 to Mar 31, 2021
- Private funds · 11 to 13Mar 10, 2020 to Mar 31, 2021
- Discretionary RAUM · $3.9B to $4.7BMar 10, 2020 to Mar 31, 2021
Signals
2 dated events
- M••••• P••••••• M••••••••• L•• reported RAUM $5.9B, up 25% from $4.7B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- M••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/medley-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-375-8790reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026