DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• P•••••••
Legal name C•••••• P•••••••• L•
Latest filing May 29, 2026
First filing on the tape Jul 11, 2018 · 22 filings
SEC status approved since Aug 10, 2018
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.3B as of May 29, 2026
Feb 6, 2019$30.6M then
HNW client RAUM$0 as of May 29, 2026
Feb 6, 2019$5.0M then
State-registered IARs (5.B.3)0 as of May 29, 2026
Feb 6, 20190 then
Employees (5.A)5 as of May 29, 2026
Feb 6, 20192 then
Private funds3 as of May 29, 2026
Feb 6, 20191 then
RAUM +210% over the last fiscal year+110% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $162MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +160%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• P••••••• M••••• F••• L• | Hedge Fund | $99.3M | 24 | Mar 30, 2022 |
| C•••••• P••••••• C• I• L• | Hedge Fund | $98.0M | 13 | Mar 30, 2022 |
| C•••••• P••••••• C• I•• L•no longer reported | Hedge Fund | $42.2M | 19 | Mar 25, 2021 |
| C•••••• P••••••• C• I• L•no longer reported | Hedge Fund | $39.9M | 12 | Mar 26, 2020 |
| C•••••• P••••••• C• V• L• | Hedge Fund | $36.0M | 25 | Mar 28, 2024 |
| C•••••• P••••••• C• I• L•no longer reported | Hedge Fund | $23.8M | 9 | Feb 4, 2019 |
| C•••••• P••••••• C• V• L• | Hedge Fund | $9.6M | 9 | Mar 30, 2022 |
| C•••••• P••••••• C• V•• L• | Hedge Fund | $0 | 0 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• T•••••• · Chief Financial Officer/Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- J••••••• D••••• E••••• · Partner / Limited Partnercontrolsince 08/2017 · owns 75% or more
- L••••• R•••••• T••••• · Chief Operating Officercontrolsince 11/2021 · owns less than 5%
- J••••••• D••••• E••••• · Membercontrolsince 08/2017 · owns 75% or more of C•••••• P••••••• G• L••
- J••••••• S••••• B•••• · Trusteecontrolsince 08/2017 · owns F of J•••••• I••••••••• T••••
Entity owners
- C•••••• P••••••• G• L•• · General Partnerdirect · owns less than 5%
- J•••••• I••••••••• T•••• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••••• P••••••• C• I• G• L••pooled vehicle sponsorn
- C•••••• P••••••• C• V• G• L••pooled vehicle sponsorn
- C•••••• P••••••• C• V• G• L••pooled vehicle sponsorn
- C•••••• P••••••• C• V•• G• L••pooled vehicle sponsorn
- C•••••• P••••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $419,038,698 to $1,089,668,429 (+160.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 97.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 97% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.1B to $1.3BMar 31, 2026 to May 29, 2026
- Pooled vehicle RAUM · $1.1B to $1.3BMar 31, 2026 to May 29, 2026
- RAUM · $1.1B to $1.3BMar 31, 2026 to May 29, 2026
- Accounts · 7 to 8Jul 10, 2025 to Mar 31, 2026
- Advisory employees · 5 to 3Jul 10, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 8Jul 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $419M to $1.1BJul 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $419M to $1.1BJul 10, 2025 to Mar 31, 2026
- RAUM · $419M to $1.1BJul 10, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 10, 2025
- Accounts · 11 to 7Sep 3, 2024 to Mar 31, 2025
- Advisory employees · 3 to 5Sep 3, 2024 to Mar 31, 2025
- Pooled vehicle clients · 9 to 7Sep 3, 2024 to Mar 31, 2025
- Employees · 3 to 5Sep 3, 2024 to Mar 31, 2025
- Private funds · 5 to 3Sep 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $348M to $419MSep 3, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $328M to $419MSep 3, 2024 to Mar 31, 2025
- RAUM · $348M to $419MSep 3, 2024 to Mar 31, 2025
- Accounts · 9 to 11May 4, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 9May 4, 2023 to Mar 28, 2024
- Private funds · 3 to 5May 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $140M to $348MMay 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $132M to $328MMay 4, 2023 to Mar 28, 2024
- RAUM · $140M to $348MMay 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $121M to $140MJun 3, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $110M to $132MJun 3, 2022 to Mar 30, 2023
- RAUM · $121M to $140MJun 3, 2022 to Mar 30, 2023
- Accounts · 8 to 9Nov 16, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Nov 16, 2021 to Mar 30, 2022
- HNW clients · 2 to 0Nov 16, 2021 to Mar 30, 2022
- Individual clients · 1 to 0Nov 16, 2021 to Mar 30, 2022
- Pooled vehicle clients · 3 to 7Nov 16, 2021 to Mar 30, 2022
- Private funds · 1 to 3Nov 16, 2021 to Mar 30, 2022
- Discretionary RAUM · $67.4M to $121MNov 16, 2021 to Mar 30, 2022
- HNW RAUM · $650,000 to $0Nov 16, 2021 to Mar 30, 2022
- Individual RAUM · $150,000 to $0Nov 16, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $56.2M to $110MNov 16, 2021 to Mar 30, 2022
- RAUM · $67.4M to $121MNov 16, 2021 to Mar 30, 2022
- Employees · 2 to 3Apr 30, 2021 to Nov 16, 2021
- Accounts · 2 to 8Apr 1, 2020 to Mar 25, 2021
Signals
6 dated events
- C•••••• P••••••• reported RAUM $1.1B, up 160% from $419.0M (2025-07-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C•••••• P••••••• reported RAUM $347.9M, up 149% from $139.8M (2023-05-04 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Thomas Robert Laman (Chief Operating Officer) appeared on Schedule A of C•••••• P•••••••Mar 30, 2022 · Control person joined · fact
- Tiffany Crowley (Chief Financal Officer/Chief Compliance Officer) appeared on Schedule A of C•••••• P•••••••Nov 16, 2021 · Control person joined · fact
- Joseph Samuel Merksamer (Partner / Limited Partner) no longer on Schedule A of C•••••• P••••••• (listed 2019-02-06, absent 2019-10-10)Oct 10, 2019 · Control person left · inference
- C•••••• P••••••• filed its initial SEC registration (Form ADV)Jul 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/caligan-partners-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-859-8204reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026