DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• R•••••••• E••••• M••••••••• C•••••• L•
Latest filing Mar 30, 2026
First filing on the tape Jun 29, 2021 · 9 filings
SEC status approved since Jul 29, 2021
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.5B as of Mar 30, 2026
Mar 31, 2022$523M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)25 as of Mar 30, 2026
Mar 31, 202213 then
Private funds2 as of Mar 30, 2026
Mar 31, 20224 then
RAUM +7.3% over the last fiscal year+29% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $753MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $61.2M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $61.2M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• R•••••••• E••••• I••••••••• F••• I• L• | Private Equity Fund | $752M | 30 | 2•••-03-31 |
| E•••••••• R•••••••• E••••• I••••••••• F••• I• L• | Private Equity Fund | $688M | 36 | Mar 31, 2023 |
| E•••••••• R•••••••• E••••• I••••••••• F••• I• L•no longer reported | Private Equity Fund | $82.5M | 4 | Nov 7, 2017 |
| E•• M••• I••••••••• H••••••• L••no longer reported | Private Equity Fund | $12.9M | 2 | Mar 25, 2020 |
| G•• E• C••••• E••••• H••••••• L••no longer reported | Private Equity Fund | $7.7M | 3 | Mar 31, 2022 |
| E•• M••• I••••••••• H••••••• 2• L••no longer reported | Private Equity Fund | $5.3M | 2 | Mar 31, 2023 |
| E•••••••• 2••• T• V•••••• 1• L•no longer reported | Other Private Fund | $1.5M | 6 | 2•••-06-29 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• A•••• M•••• · Cco/Executive Officercontrolsince 09/2017 · owns less than 5%
- E••••• A••••••••• N•• · Executive Officercontrolsince 09/2017 · owns less than 5%
- F•••••• R•••• D•••••••• · Executive Officercontrolsince 09/2017 · owns less than 5%
- M••••••• C••••••••• J••• · Executive Officercontrolsince 09/2017 · owns less than 5%
- M••••••• C••••••••• J••• · Limited Partnercontrolsince 09/2017 · owns 25% to 50% of E•••••••• E••••• C•••••• L•
Entity owners
- E•••••••• J• C••••••• L•• · General Partnerdirect · owns 75% or more
- E•••••••• E••••• C•••••• G• L•• · General Partnerindirect · owns F of E•••••••• E••••• C•••••• L•
- E•••••••• E••••• C•••••• L• · Managing Memberindirect · owns 75% or more of E•••••••• J• C••••••• L••
Related persons
Schedule D 7.A
- E•••••••• R•••••••• E••••• I••••••••• F••• I• G•• L••pooled vehicle sponsorn
- E•••••••• R•••••••• E••••• I••••••••• F••• I• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Portland, OR1 employees
What changed
consecutive filings, newest first
- Assets in custody · $99.1M to $61.2MMar 31, 2025 to Mar 30, 2026
- Employees · 26 to 25Mar 31, 2025 to Mar 30, 2026
- Other offices · 1 to 2Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $1.5BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.4B to $1.5BMar 31, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.5BMar 31, 2025 to Mar 30, 2026
- Assets in custody · $21.0M to $99.1MMay 9, 2024 to Mar 31, 2025
- Employees · 20 to 26May 9, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.4B to $1.4BMay 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.4B to $1.4BMay 9, 2024 to Mar 31, 2025
- RAUM · $1.4B to $1.4BMay 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.4BMar 28, 2024 to May 9, 2024
- Pooled vehicle RAUM · $1.3B to $1.4BMar 28, 2024 to May 9, 2024
- RAUM · $1.3B to $1.4BMar 28, 2024 to May 9, 2024
- Assets in custody · $5.0M to $21.0MJan 26, 2024 to Mar 28, 2024
- Employees · 18 to 20Jan 26, 2024 to Mar 28, 2024
- Discretionary RAUM · $667M to $1.3BJan 26, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $667M to $1.3BJan 26, 2024 to Mar 28, 2024
- RAUM · $667M to $1.3BJan 26, 2024 to Mar 28, 2024
- Accounts · 6 to 2Mar 31, 2023 to Jan 26, 2024
- Pooled vehicle clients · 6 to 2Mar 31, 2023 to Jan 26, 2024
- Assets in custody · $75.3M to $5.0MMar 31, 2023 to Jan 26, 2024
- Private funds · 6 to 2Mar 31, 2023 to Jan 26, 2024
- Discretionary RAUM · $694M to $667MMar 31, 2023 to Jan 26, 2024
- Pooled vehicle RAUM · $694M to $667MMar 31, 2023 to Jan 26, 2024
- RAUM · $694M to $667MMar 31, 2023 to Jan 26, 2024
- Advisory employees · 8 to 12Mar 31, 2022 to Mar 31, 2023
- Employees · 13 to 18Mar 31, 2022 to Mar 31, 2023
- Private funds · 4 to 6Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $523M to $694MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $523M to $694MMar 31, 2022 to Mar 31, 2023
- RAUM · $523M to $694MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 14 to 82•••-07-12 to Mar 31, 2022
- Employees · 16 to 132•••-07-12 to Mar 31, 2022
- Private funds · 3 to 42•••-07-12 to Mar 31, 2022
- Discretionary RAUM · $506M to $523M2•••-07-12 to Mar 31, 2022
- Pooled vehicle RAUM · $506M to $523M2•••-07-12 to Mar 31, 2022
- RAUM · $506M to $523M2•••-07-12 to Mar 31, 2022
- Private funds · 6 to 32•••-06-29 to 2•••-07-12
Signals
3 dated events
- E•••••••• R•••••••• E••••• M••••••••• C•••••• L• reported RAUM $1.3B, up 96% from $667.0M (2024-01-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- E•••••••• R•••••••• E••••• M••••••••• C•••••• L• reported RAUM $694.3M, up 33% from $522.7M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- E•••••••• R•••••••• E••••• M••••••••• C•••••• L• filed its initial SEC registration (Form ADV)2•••-06-29 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• R•••••••• E••••• M••••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- E•••••••• R•••••••• E••••• M••••••••• C•••••• L• · Private Equityshared crd · organization
- E•••••••• R•••••••• E••••• M••••••••• C•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/E••••••••-E•••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 330-620-1478reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026