DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C•••••• G••••• L••
Latest filing Mar 16, 2026
First filing on the tape Jun 25, 2020 · 9 filings
SEC status approved since Jul 20, 2020
RAUM
$901M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$901M as of Mar 16, 2026
Mar 31, 2021$367M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 16, 2026
Mar 31, 20210 then
Employees (5.A)19 as of Mar 16, 2026
Mar 31, 202112 then
Private funds15 as of Mar 16, 2026
Mar 31, 202112 then
RAUM -7.8% over the last fiscal year+9.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $901M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$901M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $901M for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• A•• S••• L••• | Private Equity Fund | $262M | 12 | Mar 31, 2022 |
| R•• E••••• F••• I•• L••• | Private Equity Fund | $151M | 33 | Mar 31, 2022 |
| R•••• G•••••• C••••••••• P••••••••• L••• | Private Equity Fund | $99.0M | 6 | Mar 31, 2021 |
| R•••• A••••• A• L• | Private Equity Fund | $71.3M | 2 | Oct 2, 2017 |
| R•• E••••• F••• I• ••••• L••• | Private Equity Fund | $56.4M | 15 | Mar 31, 2022 |
| R•••• G•••••• C••••••••• P••••••••• I•• L••• | Private Equity Fund | $44.7M | 2 | Mar 31, 2022 |
| R•••• H•••• I•• L• | Private Equity Fund | $25.9M | 2 | Mar 30, 2019 |
| R•• E••••• F••• I•••• L••• | Private Equity Fund | $22.3M | 6 | Mar 31, 2022 |
| R•••• H••••• L• | Private Equity Fund | $15.9M | 12 | Mar 30, 2019 |
| R•••• A•••••• L• | Private Equity Fund | $13.9M | 7 | Oct 2, 2017 |
| R•••• A••••• B• L• | Private Equity Fund | $12.2M | 1 | Oct 2, 2017 |
| R•••• H•••• I••• L• | Private Equity Fund | $11.5M | 8 | Mar 27, 2020 |
| R•••• G•••••• C••••••••• P••••••••• I••• L••• | Private Equity Fund | $11.2M | 3 | Mar 31, 2022 |
| R•••• S• C••••••••• P••••••••• L• | Private Equity Fund | $5.6M | 20 | Mar 28, 2023 |
| R•••• W•• I••• L• | Private Equity Fund | $650,000 | 16 | Mar 31, 2021 |
| R•••• W••• L• | Private Equity Fund | $385,000 | 16 | Oct 2, 2017 |
| R•••• W•• I•• L• | Private Equity Fund | $186,000 | 1 | Mar 30, 2019 |
| E••• A••• L•no longer reported | Private Equity Fund | $0 | 1 | Mar 30, 2019 |
| M•••••• C••••••• H•••••••• L••no longer reported | Private Equity Fund | $0 | 2 | Mar 30, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• B••••• R••••• · Managing Partnercontrolsince 04/2022 · owns 25% to 50%
- F•••••••• F••••• B••••• · Managing Partnercontrolsince 07/2014 · owns 25% to 50%
- F••••••••• J•••• S•••• · Managing Partnercontrolsince 07/2014 · owns 25% to 50%
- R••••• A••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
Related persons
Schedule D 7.A
- B••••• I••••••••• P••••••• I• L•••investment advisernRAUM $293M
- P••••••• I••••••••• P•••••••• L••investment advisernRAUM $177M
- R•• I• G•• L•••pooled vehicle sponsorn
- R•••• A••••• G•• L•pooled vehicle sponsorn
- R•••• A•• G•• L•••pooled vehicle sponsorn
- R•••• G•••••• G•• L•pooled vehicle sponsorn
- R•••• H•••• G•• L•pooled vehicle sponsorn
- R•••• S• G•• L••pooled vehicle sponsorn
- R•••• W•• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 13 to 15Mar 24, 2025 to Mar 16, 2026
- Assets in custody · $977M to $901MMar 24, 2025 to Mar 16, 2026
- Discretionary RAUM · $977M to $901MMar 24, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $977M to $901MMar 24, 2025 to Mar 16, 2026
- RAUM · $977M to $901MMar 24, 2025 to Mar 16, 2026
- Accounts · 17 to 15Mar 6, 2024 to Mar 24, 2025
- Advisory employees · 12 to 13Mar 6, 2024 to Mar 24, 2025
- Pooled vehicle clients · 17 to 15Mar 6, 2024 to Mar 24, 2025
- Assets in custody · $804M to $977MMar 6, 2024 to Mar 24, 2025
- Employees · 17 to 19Mar 6, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 6, 2024 to Mar 24, 2025
- Private funds · 17 to 15Mar 6, 2024 to Mar 24, 2025
- Discretionary RAUM · $804M to $977MMar 6, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $804M to $977MMar 6, 2024 to Mar 24, 2025
- RAUM · $804M to $977MMar 6, 2024 to Mar 24, 2025
- Advisory employees · 10 to 12Mar 28, 2023 to Mar 6, 2024
- Assets in custody · $691M to $804MMar 28, 2023 to Mar 6, 2024
- Employees · 15 to 17Mar 28, 2023 to Mar 6, 2024
- Discretionary RAUM · $691M to $804MMar 28, 2023 to Mar 6, 2024
- Pooled vehicle RAUM · $691M to $804MMar 28, 2023 to Mar 6, 2024
- RAUM · $691M to $804MMar 28, 2023 to Mar 6, 2024
- Accounts · 18 to 17Jul 20, 2022 to Mar 28, 2023
- Advisory employees · 9 to 10Jul 20, 2022 to Mar 28, 2023
- Pooled vehicle clients · 18 to 17Jul 20, 2022 to Mar 28, 2023
- Assets in custody · $543M to $691MJul 20, 2022 to Mar 28, 2023
- Employees · 13 to 15Jul 20, 2022 to Mar 28, 2023
- Private funds · 18 to 17Jul 20, 2022 to Mar 28, 2023
- Discretionary RAUM · $543M to $691MJul 20, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $543M to $691MJul 20, 2022 to Mar 28, 2023
- RAUM · $543M to $691MJul 20, 2022 to Mar 28, 2023
- Accounts · 12 to 18Dec 3, 2021 to Mar 31, 2022
- Advisory employees · 8 to 9Dec 3, 2021 to Mar 31, 2022
- Pooled vehicle clients · 12 to 18Dec 3, 2021 to Mar 31, 2022
- Assets in custody · $367M to $543MDec 3, 2021 to Mar 31, 2022
- Employees · 12 to 13Dec 3, 2021 to Mar 31, 2022
- Private funds · 12 to 18Dec 3, 2021 to Mar 31, 2022
- Discretionary RAUM · $367M to $543MDec 3, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $367M to $543MDec 3, 2021 to Mar 31, 2022
- RAUM · $367M to $543MDec 3, 2021 to Mar 31, 2022
- Accounts · 10 to 12Jun 25, 2020 to Mar 31, 2021
Signals
7 dated events
- R•••• C•••••• G••••• L•• reported RAUM $690.8M, up 27% from $543.4M (2022-07-20 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Ransom Blake Battaglia (Managing Partner) appeared on Schedule A of R•••• C•••••• G••••• L••Jul 20, 2022 · Control person joined · fact
- Angela Rothe (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of R•••• C•••••• G••••• L••Mar 31, 2022 · Control person joined · fact
- R•••• C•••••• G••••• L•• reported RAUM $543.4M, up 48% from $366.9M (2021-12-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- John Robert Taylor (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of R•••• C•••••• G••••• L•• (listed 2021-12-03, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- R•••• C•••••• G••••• L•• reported RAUM $366.9M, up 82% from $201.4M (2020-06-25 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- R•••• C•••••• G••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••• C•••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••• C•••••• G••••• L•• · Private Equityshared crd · organization
- R•••• C•••••• G••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/riata-capital-group/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-740-3600reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026