DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• C•••••• M••••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Sep 27, 2017 · 11 filings
SEC status approved since Oct 26, 2017
RAUM
$283M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$283M as of Mar 20, 2026
Mar 29, 2018$197M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 29, 20180 then
Employees (5.A)0 as of Mar 20, 2026
Mar 29, 20180 then
Private funds2 as of Mar 20, 2026
Mar 29, 20182 then
RAUM +6.0% over the last fiscal year+2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $94.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $261M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$283M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $261M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• C•••••• I••••••••• L•• | Other Private Fund | $188M | 65 | Sep 27, 2017 |
| F•• R••• E••••• C••••••••• L•no longer reported | Real Estate Fund | $4.4M | 15 | Mar 29, 2018 |
| F•• R••• E••••• G••••• L• | Real Estate Fund | $2.3M | 4 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••• R•••••• L••• · Chief Financial Officercontrolsince 02/2013 · owns less than 5%
- E•••••••• N•••••••• · Officercontrolsince 01/2023 · owns less than 5%
- F••••••••• M••••••• R••••• · Officercontrolsince 02/2013 · owns less than 5%
- F••••• J•••• C•••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 02/2013 · owns less than 5%
- M••••• D•••••• T••••• · Officercontrolsince 02/2016 · owns less than 5%
- F••••• J•••• C•••••• · Managing Membercontrolsince 03/2013 · owns 75% or more of F•••• I••••••••• G••••• L••
Entity owners
- F•••• I••••••••• G••••• L•• · Managing Memberdirect · owns 75% or more
- L•• C••••••••• I••• · Memberindirect · owns 25% to 50% of F•••• I••••••••• G••••• L••
Related persons
Schedule D 7.A
- F•• R••• E••••• M••••••••• L•• ••••••• A•••••••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $251M to $261MMar 27, 2025 to Mar 20, 2026
- Discretionary RAUM · $267M to $283MMar 27, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $267M to $283MMar 27, 2025 to Mar 20, 2026
- RAUM · $267M to $283MMar 27, 2025 to Mar 20, 2026
- Assets in custody · $198M to $251MMar 21, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $0 to $267MMar 21, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $198M to $0Mar 21, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $198M to $267MMar 21, 2024 to Mar 27, 2025
- RAUM · $198M to $267MMar 21, 2024 to Mar 27, 2025
- Assets in custody · $260M to $198MMar 29, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $260M to $198MMar 29, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $260M to $198MMar 29, 2023 to Mar 21, 2024
- RAUM · $260M to $198MMar 29, 2023 to Mar 21, 2024
- Accounts · 4 to 3Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 4 to 3Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $329M to $260MMar 30, 2022 to Mar 29, 2023
- Private funds · 3 to 2Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $329M to $0Mar 30, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $0 to $260MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $329M to $260MMar 30, 2022 to Mar 29, 2023
- RAUM · $329M to $260MMar 30, 2022 to Mar 29, 2023
- Accounts · 3 to 4May 26, 2021 to Mar 30, 2022
- Pooled vehicle clients · 3 to 4May 26, 2021 to Mar 30, 2022
- Assets in custody · $332M to $329MMay 26, 2021 to Mar 30, 2022
- Private funds · 2 to 3May 26, 2021 to Mar 30, 2022
- Discretionary RAUM · $332M to $329MMay 26, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $332M to $329MMay 26, 2021 to Mar 30, 2022
- RAUM · $332M to $329MMay 26, 2021 to Mar 30, 2022
- Assets in custody · $287M to $332MMar 27, 2020 to Mar 26, 2021
- Discretionary RAUM · $287M to $332MMar 27, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $287M to $332MMar 27, 2020 to Mar 26, 2021
- RAUM · $287M to $332MMar 27, 2020 to Mar 26, 2021
- Assets in custody · $232M to $287MMar 29, 2019 to Mar 27, 2020
- Discretionary RAUM · $232M to $287MMar 29, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $232M to $287MMar 29, 2019 to Mar 27, 2020
- RAUM · $232M to $287MMar 29, 2019 to Mar 27, 2020
- Related adviser · false to trueMar 29, 2019 to Mar 27, 2020
- Assets in custody · $44.2M to $232MMar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $197M to $232MMar 29, 2018 to Mar 29, 2019
Signals
3 dated events
- N•••••••• E••••••• (Officer) appeared on Schedule A of F•• C•••••• M••••••••• L••Mar 21, 2024 · Control person joined · fact
- T••••• D••••• M•••• (Officer) appeared on Schedule A of F•• C•••••• M••••••••• L••Mar 29, 2023 · Control person joined · fact
- F•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 27, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.FIGTAXES.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (904) 378-8098reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F•• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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