DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••••• M••••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Jun 30, 2023 · 10 filings
SEC status approved since Jul 28, 2023
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
112
89 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
28
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$13B as of Mar 27, 2026
Mar 27, 2024$7.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20240 then
Employees (5.A)112 as of Mar 27, 2026
Mar 27, 202484 then
Private funds28 as of Mar 27, 2026
Mar 27, 202422 then
RAUM +57% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.4B, 68 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 68reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.4B for 68 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••• I••••••••• T•• V•• L••• | Private Equity Fund | $463M | 46 | Jun 30, 2023 |
| N•••••• T•• I••••••••• S••••• C••••••••• V••••••• L••• | Private Equity Fund | $340M | 28 | Jun 30, 2023 |
| N•••••• I••••••••• T•• V• L••• | Private Equity Fund | $329M | 25 | Mar 7, 2019 |
| N•••••• I••••••••• T•• V•••• L••• | Private Equity Fund | $306M | 44 | Jun 30, 2023 |
| N•••••• I••••••••• I••••••••• M••••• C••••••••• V••••••• L••• | Private Equity Fund | $270M | 22 | Jun 30, 2023 |
| N•••••• T•• V• C••••••••• ••••••• L••• | Private Equity Fund | $265M | 19 | Mar 30, 2020 |
| N•••••• T•• V• C••••••••• ••••••••• L••• | Private Equity Fund | $165M | 13 | Jun 30, 2023 |
| N•••••• I••••••••• I••••••••• V• L••• | Private Equity Fund | $111M | 29 | Mar 30, 2020 |
| N•••••• T•• V• C••••••••• •••••••• L••• | Private Equity Fund | $106M | 22 | Mar 27, 2024 |
| N•••••• I••••••••• D•••••• I••••••••• I• L••• | Private Equity Fund | $76.1M | 20 | Jun 30, 2023 |
| N•• T•• V• •••••• L• | Private Equity Fund | $63.4M | 47 | Jun 30, 2023 |
| N•••••• T•• V• C••••••••• ••••••••• L••• | Private Equity Fund | $56.7M | 19 | Jun 30, 2023 |
| N•••••• T•• V• C••••••••• •••••••• L••• | Private Equity Fund | $48.8M | 6 | Jun 30, 2023 |
| N•••••• D• C••••••••• ••• W••••• L••• | Private Equity Fund | $44.3M | 4 | Jun 30, 2023 |
| N•••••• I••••••••• T•• I•• L••• | Private Equity Fund | $30.3M | 10 | Mar 7, 2019 |
| N•••••• I••••••••• I••••••••• I••• L••• | Private Equity Fund | $17.5M | 3 | Jun 30, 2023 |
| N•••••• I••••••••• I••••••••• I•• L••• | Private Equity Fund | $7.6M | 10 | Mar 7, 2019 |
| N•••••• I••••••••• I••••••••• I••••• L•• | Private Equity Fund | $5.5M | 1 | Jun 30, 2023 |
| N•• T•• S••••• C••••••••• V••••••• L••• | Private Equity Fund | $5.1M | 11 | Jun 30, 2023 |
| N•• I••••••••• T•• V•• L••• | Private Equity Fund | $3.1M | 4 | Jun 30, 2023 |
| N•••••• T••••••••• I••••••••• I••• L••• | Private Equity Fund | $881,647 | 4 | Jun 30, 2023 |
| N•••••• T••••••••• I••••••••• I••••• L••• | Private Equity Fund | $250,786 | 1 | Jun 30, 2023 |
| N•••••• D• U••• I• • L••• | Private Equity Fund | $3,331 | 12 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S•••••••• N•• · Chief Financial Officercontrolsince 12/2013 · owns less than 5%
- F••••• J••••••• N•• · Presidentcontrolsince 12/2013 · owns less than 5%
- T•••••••• P•••••• N•• · Presidentcontrolsince 12/2013 · owns less than 5%
- T•••••••• J••••••• •••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Entity owners
- N•••••• F••• M••••••••• I••• · Shareholder Of N•••••• M••••••••• I•••direct · owns 75% or more
Related persons
Schedule D 7.A
- N•••••• M••••••••• F•••••••• S••••••• I• I•••investment adviserpooled vehicle sponsorn
- N•••••• M••••••••• I••••••••• I••• L•••investment adviserpooled vehicle sponsorn
- N•••••• M••••••••• T••••••••• I••• L•••investment adviserpooled vehicle sponsorn
- N•••••• M••••••••• U• I•••investment adviseryRAUM $12B
- N•••••• P•••••••• L•••investment adviserpooled vehicle sponsorn
Advisers that list N•••••• M••••••••• I••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Ontario, Canada15 employees
- New York, NY7 employees
What changed
consecutive filings, newest first
- Accounts · 61 to 68Feb 3, 2026 to Mar 27, 2026
- Advisory employees · 78 to 89Feb 3, 2026 to Mar 27, 2026
- Pooled vehicle clients · 61 to 68Feb 3, 2026 to Mar 27, 2026
- Assets in custody · $5.4B to $7.4BFeb 3, 2026 to Mar 27, 2026
- Employees · 103 to 112Feb 3, 2026 to Mar 27, 2026
- Private funds · 24 to 28Feb 3, 2026 to Mar 27, 2026
- Discretionary RAUM · $8.4B to $13BFeb 3, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $8.4B to $13BFeb 3, 2026 to Mar 27, 2026
- RAUM · $8.4B to $13BFeb 3, 2026 to Mar 27, 2026
- Accounts · 51 to 61Jul 11, 2024 to Mar 26, 2025
- Advisory employees · 58 to 78Jul 11, 2024 to Mar 26, 2025
- Pooled vehicle clients · 51 to 61Jul 11, 2024 to Mar 26, 2025
- Assets in custody · $4.7B to $5.4BJul 11, 2024 to Mar 26, 2025
- Employees · 84 to 103Jul 11, 2024 to Mar 26, 2025
- Financial planning clients · unset to Jul 11, 2024 to Mar 26, 2025
- HQ state · unset to Jul 11, 2024 to Mar 26, 2025
- Private funds · 21 to 24Jul 11, 2024 to Mar 26, 2025
- Discretionary RAUM · $7.4B to $8.4BJul 11, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $7.4B to $8.4BJul 11, 2024 to Mar 26, 2025
- RAUM · $7.4B to $8.4BJul 11, 2024 to Mar 26, 2025
- Private funds · 22 to 21Mar 27, 2024 to Apr 29, 2024
- Accounts · 44 to 51Feb 7, 2024 to Mar 27, 2024
- Advisory employees · 45 to 58Feb 7, 2024 to Mar 27, 2024
- Pooled vehicle clients · 44 to 51Feb 7, 2024 to Mar 27, 2024
- Assets in custody · $4.0B to $4.7BFeb 7, 2024 to Mar 27, 2024
- Employees · 88 to 84Feb 7, 2024 to Mar 27, 2024
- Private funds · 21 to 22Feb 7, 2024 to Mar 27, 2024
- Discretionary RAUM · $6.7B to $7.4BFeb 7, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $6.7B to $7.4BFeb 7, 2024 to Mar 27, 2024
- RAUM · $6.7B to $7.4BFeb 7, 2024 to Mar 27, 2024
- Business name · N•••••• to N•••••• M••••••••• I•••Jun 30, 2023 to Jul 24, 2023
- Private funds · 42 to 21Jun 30, 2023 to Jul 24, 2023
Signals
4 dated events
- N•••••• M••••••••• I••• reported RAUM $13.2B, up 57% from $8.4B (2026-02-03 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- (Nmn) Josiane Turcotte (Chief Compliance Officer) appeared on Schedule A of N•••••• M••••••••• I•••Feb 7, 2024 · Control person joined · fact
- Nmn Stephane Blanchet (Chief Financial Officer) appeared on Schedule A of N•••••• M••••••••• I•••Jul 24, 2023 · Control person joined · fact
- Novacap filed its initial SEC registration (Form ADV)Jun 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••••• M••••••••• I••• · Private Equityshared crd · organization
- N•••••• M••••••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- N••••••CORP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1-450-651-5000reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026