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B••••• P••• I•••••••••

Former SEC-registered adviserFormer SEC adviser· Brooklyn, New York

Former SEC-registered adviser, based in Brooklyn, New York, reporting $23.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$23.0M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+99%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 290166 · SEC 801-111893 · 7 filingsShow
CRD 290166SEC 801-111893Legal name B••••• P••• I••••••••• L••First filing on the tape Sep 21, 2017, latest Jul 19, 2019IAPD
RAUM
$23.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$10.2M as of Mar 29, 2019
Mar 19, 2018$11.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 19, 20180 then
Employees (5.A)1 as of Mar 29, 2019
Mar 19, 20182 then
Private funds: no history
RAUM +99% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 19, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$23.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• B••••• C••••••••• · Ceo & Ccocontrol
        since 09/2017 · owns less than 5%
      • B•••••• B••••• C••••••••• · Membercontrol
        since 03/2017 · owns 75% or more of L•••• 1• C••••••• L••
      Entity owners
      • L•••• 7• C••••••• I••• · Member
        direct · owns 75% or more
      • L•••• 1• C••••••• L•• · Shareholder
        indirect · owns 75% or more of L•••• 7• C••••••• I•••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 1 to 2
        May 31, 2019 to Jul 19, 2019
      • Employees · 1 to 2
        May 31, 2019 to Jul 19, 2019
      • HQ city · NEW YORK to BROOKLYN
        Mar 29, 2019 to May 31, 2019
      • Discretionary RAUM · $10.2M to $23.0M
        Mar 29, 2019 to May 31, 2019
      • RAUM · $10.2M to $23.0M
        Mar 29, 2019 to May 31, 2019
      • Employees · 2 to 1
        Mar 19, 2018 to Mar 29, 2019
      • Discretionary RAUM · $11.6M to $10.2M
        Mar 19, 2018 to Mar 29, 2019
      • RAUM · $11.6M to $10.2M
        Mar 19, 2018 to Mar 29, 2019
      • Accounts · unset to 6.0
        Oct 10, 2017 to Feb 20, 2018
      • Discretionary RAUM · unset to 11585665.0
        Oct 10, 2017 to Feb 20, 2018
      • Non-discretionary RAUM · unset to 0.0
        Oct 10, 2017 to Feb 20, 2018
      • RAUM · unset to 11585665.0
        Oct 10, 2017 to Feb 20, 2018
      • HQ city · unset to NEW YORK
        Sep 21, 2017 to Oct 10, 2017
      • HQ state · unset to NY
        Sep 21, 2017 to Oct 10, 2017
      • Other offices · unset to 0.0
        Sep 21, 2017 to Oct 10, 2017
      Signals
      2 dated events
      • ••• Locked
        Mar 29, 2019 · Control person left · inference
      • ••• Locked
        Sep 21, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026