DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••• L••• C••••••
Legal name S••••• L••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 24, 2020 · 10 filings
SEC status approved since Jul 24, 2020
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$425M as of Mar 31, 2026
Mar 25, 2021$156M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20210 then
Employees (5.A)16 as of Mar 31, 2026
Mar 25, 20218 then
Private funds7 as of Mar 31, 2026
Mar 25, 20213 then
RAUM +8.0% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$425M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• L••• C•••••• O••••••• F••• I• L• | Private Equity Fund | $62.1M | 11 | Oct 12, 2017 |
| S••••• L••• C•••••• O••••••• F••• I•• L• | Private Equity Fund | $34.9M | 20 | Mar 30, 2022 |
| S••••• L••• C•••••• C••••• F••• I• L• | Private Equity Fund | $24.1M | 22 | Mar 27, 2020 |
| S••••• L••• C•••••• F••• I•• L• | Private Equity Fund | $11.5M | 14 | Mar 30, 2022 |
| S••••• L••• C•••••• F••• I• L• | Private Equity Fund | $8.8M | 6 | Mar 27, 2020 |
| S••••• L••• C•••••• C••••• F••• I•• L• | Private Equity Fund | $8.6M | 11 | Mar 30, 2022 |
| S••••• L••• C•••••• C••••••••• L• | Private Equity Fund | $2.9M | 4 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••• R••••• · Managercontrolsince 04/2017 · owns less than 5%
- G•••• N•••••• K•••• · Manager / Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- L•••• Q••• · Cfocontrolsince 10/2020 · owns less than 5%
- Z•••••• C•••••••• · Managercontrolsince 04/2017 · owns less than 5%
Entity owners
- S••••• L••• C•••••• H••••••• L•• · 100% Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••• L••• C•••••• P••••••• C••••• G• I•• I••pooled vehicle sponsorn
- S••••• L••• C•••••• P••••••• C••••• G•• I•••pooled vehicle sponsorn
- S••••• L••• C•••••• P••••••• G•• L••n
- S••••• L••• C•••••• P••••••• I•• L•pooled vehicle sponsorn
- S••••• L••• C•••••• P•••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Montreal, Canada2 employees
What changed
consecutive filings, newest first
- Advisory employees · 8 to 10Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $393M to $425MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $393M to $425MMar 27, 2025 to Mar 31, 2026
- RAUM · $393M to $425MMar 27, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $419M to $393MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $419M to $393MMar 28, 2024 to Mar 27, 2025
- RAUM · $419M to $393MMar 28, 2024 to Mar 27, 2025
- Accounts · 6 to 7Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 9 to 8Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 6 to 7Mar 31, 2023 to Mar 28, 2024
- Private funds · 6 to 7Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $411M to $419MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $411M to $419MMar 31, 2023 to Mar 28, 2024
- RAUM · $411M to $419MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 7 to 9Feb 15, 2023 to Mar 31, 2023
- Employees · 9 to 16Feb 15, 2023 to Mar 31, 2023
- Discretionary RAUM · $307M to $411MFeb 15, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $307M to $411MFeb 15, 2023 to Mar 31, 2023
- RAUM · $307M to $411MFeb 15, 2023 to Mar 31, 2023
- Accounts · 3 to 6Apr 28, 2021 to Mar 30, 2022
- Pooled vehicle clients · 3 to 6Apr 28, 2021 to Mar 30, 2022
- Assets in custody · 0.0 to unsetApr 28, 2021 to Mar 30, 2022
- Employees · 8 to 9Apr 28, 2021 to Mar 30, 2022
- Private funds · 3 to 6Apr 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $146M to $307MApr 28, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $146M to $307MApr 28, 2021 to Mar 30, 2022
- RAUM · $146M to $307MApr 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $156M to $146MMar 25, 2021 to Apr 28, 2021
- Pooled vehicle RAUM · $156M to $146MMar 25, 2021 to Apr 28, 2021
- RAUM · $156M to $146MMar 25, 2021 to Apr 28, 2021
- Employees · 7 to 8Jun 24, 2020 to Mar 25, 2021
- Private funds · 6 to 3Jun 24, 2020 to Mar 25, 2021
- Related adviser · true to falseJun 24, 2020 to Mar 25, 2021
Signals
5 dated events
- S••••• L••• C•••••• reported RAUM $411.1M, up 34% from $307.1M (2023-02-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S••••• L••• C•••••• reported RAUM $307.1M, up 110% from $146.1M (2021-04-28 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Marie Joyce Ferris (Chief Financial Officer) no longer on Schedule A of S••••• L••• C•••••• (listed 2020-06-24, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Qing Leng (Cfo) appeared on Schedule A of S••••• L••• C••••••Mar 25, 2021 · Control person joined · fact
- S••••• L••• C•••••• filed its initial SEC registration (Form ADV)Jun 24, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• L••• C•••••• · Independent Sponsorsshared crd · capital_provider
- S••••• L••• C•••••• · Private Equityshared crd · organization
- S••••• L••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/springlanecapital/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••L•••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 5145857606reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026