DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sinclair Group, LLC

Former SEC-registered adviserCleveland, OhioCRD 290206SEC 801-112035IAPD
Latest filing Mar 30, 2020
First filing on the tape Oct 16, 2017 · 6 filings
RAUM
$62.8M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$62.8M gross assets
History
6 filings and snapshots on the tape
RAUM$62.8M as of Mar 30, 2020
Mar 30, 2018$95.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2020
Mar 30, 20180 then
Employees (5.A)4 as of Mar 30, 2020
Mar 30, 20184 then
Private funds2 as of Mar 30, 2020
Mar 30, 20182 then
RAUM -16% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$31.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$62.8M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Hci Real Estate Bric Gmbh & Co. KgOther Private Fund$55.5M6,700Mar 30, 2012
      Hci Real Estate Growth I USA LPOther Private Fund$7.3M2,300Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Richard Terrance Ahern · Ceo And Membercontrol
        since 06/2017 · owns 75% or more
      • Lee Ronald Weihrauch · Chief Operating Officercontrol
        since 03/2018 · owns less than 5%
      • Brooke Aimee May · Chief Compliance Officer
        since 12/2019 · owns less than 5%
      • Michael Brian White · Chief Financial Officer
        since 06/2017 · owns less than 5%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Non-discretionary RAUM · $74.4M to $62.8M
        Jan 2, 2020 to Mar 30, 2020
      • Pooled vehicle RAUM · $74.4M to $62.8M
        Jan 2, 2020 to Mar 30, 2020
      • RAUM · $74.4M to $62.8M
        Jan 2, 2020 to Mar 30, 2020
      • Non-discretionary RAUM · $95.9M to $74.4M
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $95.9M to $74.4M
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $95.9M to $74.4M
        Mar 30, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $127M to $95.9M
        Oct 16, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · $127M to $95.9M
        Oct 16, 2017 to Mar 30, 2018
      • RAUM · $127M to $95.9M
        Oct 16, 2017 to Mar 30, 2018
      Signals
      1 dated events
      • Sinclair Group, Llc filed its initial SEC registration (Form ADV)
        Oct 16, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Sinclair Group, LLC is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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