DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••• P•••• C••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Feb 2, 2022 · 7 filings
SEC status approved since Mar 8, 2022
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$137M as of Mar 30, 2026
Mar 29, 2023$168M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20230 then
Employees (5.A)3 as of Mar 30, 2026
Mar 29, 20234 then
Private funds4 as of Mar 30, 2026
Mar 29, 20234 then
RAUM -16% over the last fiscal year-6.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $137M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$137M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $137M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• P•••• O••••••••• M••••• F•••• L• | Hedge Fund | $147M | 17 | Nov 30, 2018 |
| A••••• P•••• L••• H•••••• F•••• L• | Hedge Fund | $28.0M | 7 | Feb 2, 2022 |
| A••••• P•••• O••••••••• O••••••• F•••• L••• | Hedge Fund | $20.4M | 7 | Nov 30, 2018 |
| A••••• P•••• O••••••••• F•••• L• | Hedge Fund | $7.0M | 9 | Nov 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• V•••••• T•••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- O•••••• J•••••••• R•••• · Managing Membercontrolsince 03/2017 · owns 75% or more
- O•••••• J•••••••• R•••• · Managing Membercontrolsince 03/2017 · owns 75% or more of A••••• P•••• C•••••• G•• L••
Entity owners
- A••••• P•••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••• P•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $164M to $137MNov 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $164M to $137MNov 11, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $164M to $137MNov 11, 2025 to Mar 30, 2026
- RAUM · $164M to $137MNov 11, 2025 to Mar 30, 2026
- Accounts · 5 to 4Mar 29, 2024 to Mar 24, 2025
- Advisory employees · 3 to 2Mar 29, 2024 to Mar 24, 2025
- Assets in custody · $175M to $164MMar 29, 2024 to Mar 24, 2025
- Employees · 4 to 3Mar 29, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 24, 2025
- Discretionary RAUM · $213M to $164MMar 29, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $175M to $164MMar 29, 2024 to Mar 24, 2025
- RAUM · $213M to $164MMar 29, 2024 to Mar 24, 2025
- Assets in custody · $136M to $175MMar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $168M to $213MMar 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $136M to $175MMar 29, 2023 to Mar 29, 2024
- RAUM · $168M to $213MMar 29, 2023 to Mar 29, 2024
- Accounts · 4 to 5Apr 5, 2022 to Mar 29, 2023
- Assets in custody · $135M to $136MApr 5, 2022 to Mar 29, 2023
- Discretionary RAUM · $135M to $168MApr 5, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $135M to $136MApr 5, 2022 to Mar 29, 2023
- RAUM · $135M to $168MApr 5, 2022 to Mar 29, 2023
- Private funds · 8 to 4Feb 2, 2022 to Apr 5, 2022
Signals
2 dated events
- A••••• P•••• C••••••• L• no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $137.3M)Jun 1, 2026 · Left the SEC roster · derived
- A••••• P•••• C••••••• L• filed its initial SEC registration (Form ADV)Feb 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alpine-peaks-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026