DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• F•••••••• P••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Nov 9, 2017 · 28 filings
SEC status approved since Dec 12, 2017
RAUM
$672M
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
99%
$662M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$672M as of Mar 23, 2026
Mar 1, 2019$359M then
HNW client RAUM$315M as of Mar 23, 2026
Mar 1, 2019$239M then
State-registered IARs (5.B.3)9 as of Mar 23, 2026
Mar 14, 20183 then
Employees (5.A)9 as of Mar 23, 2026
Mar 14, 20183 then
Private funds: no history
RAUM +7.2% over the last fiscal year+7.8% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $168MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.0MderivedHNW RAUM over HNW clients
- Average account
- $219,162derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.7%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$348M52%
- High-net-worth individuals$315M47%
- Charitable organizations$9.3M1.4%
- Individual clients
- 117reported
- HNW clients
- 52reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 3,065reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• C••••• S••••Certified Financial Planner | Bloomfield Hills, Mi | Jan 22, 2018 | 12 y | 1 |
| J••••••• M••••••• K•••• | Bloomfield Hills, Mi | Mar 22, 2018 | 16 y | 2 |
| P••••• S•• L••••Certified Financial Planner | Bloomfield Hills, Mi | Apr 24, 2018 | 23 y | 1 |
| M•••••• R••• S•••••Certified Financial Planner | Bloomfield Hills, Mi | Apr 26, 2018 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• R••• S••••• from C•••••••• C••••••••• I••Apr 26, 2018 · Other
- P••••• S•• L•••• from C•••••••• C••••••••• I••Apr 24, 2018 · Other
- J••••••• M••••••• K•••• from C•••••••• C••••••••• I••Mar 22, 2018 · Other
- S•••• C••••• S•••• from O•••••• R••••• L••Jan 22, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C•••••••• C••••••••• I••Mar 30, 2018 · Bloomfield Hills, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• S•••••• P•••••• · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- L••••• P•••••• S• · Shareholdercontrolsince 09/2017 · owns 50% to 75%
- S•••••• M••••••• R••• · Shareholdercontrolsince 09/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 23, 2026HNW share of RAUM moved from 8.0% to 47.0% between the annual amendments of 2025-03-16 and 2026-03-23peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 3,811 to 3,065Mar 16, 2025 to Mar 23, 2026
- HNW clients · 48 to 52Mar 16, 2025 to Mar 23, 2026
- Individual clients · 135 to 117Mar 16, 2025 to Mar 23, 2026
- Discretionary RAUM · $449M to $475MMar 16, 2025 to Mar 23, 2026
- HNW RAUM · $49.6M to $315MMar 16, 2025 to Mar 23, 2026
- Individual RAUM · $568M to $348MMar 16, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $177M to $197MMar 16, 2025 to Mar 23, 2026
- RAUM · $626M to $672MMar 16, 2025 to Mar 23, 2026
- Accounts · 3,892 to 3,811Mar 20, 2024 to Mar 16, 2025
- HNW clients · 90 to 48Mar 20, 2024 to Mar 16, 2025
- Individual clients · 80 to 135Mar 20, 2024 to Mar 16, 2025
- Financial planning clients · 101-250 to 101-250Mar 20, 2024 to Mar 16, 2025
- Discretionary RAUM · $428M to $449MMar 20, 2024 to Mar 16, 2025
- HNW RAUM · $221M to $49.6MMar 20, 2024 to Mar 16, 2025
- Individual RAUM · $390M to $568MMar 20, 2024 to Mar 16, 2025
- Non-discretionary RAUM · $184M to $177MMar 20, 2024 to Mar 16, 2025
- RAUM · $612M to $626MMar 20, 2024 to Mar 16, 2025
- Accounts · 3,991 to 3,892Nov 30, 2023 to Mar 20, 2024
- Charity clients · unset to 2.0Nov 30, 2023 to Mar 20, 2024
- HNW clients · 88 to 90Nov 30, 2023 to Mar 20, 2024
- Individual clients · 77 to 80Nov 30, 2023 to Mar 20, 2024
- Discretionary RAUM · $385M to $428MNov 30, 2023 to Mar 20, 2024
- HNW RAUM · $322M to $221MNov 30, 2023 to Mar 20, 2024
- Individual RAUM · $213M to $390MNov 30, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $151M to $184MNov 30, 2023 to Mar 20, 2024
- RAUM · $536M to $612MNov 30, 2023 to Mar 20, 2024
- Advisory employees · 10 to 9Mar 20, 2023 to Nov 30, 2023
- Employees · 10 to 9Mar 20, 2023 to Nov 30, 2023
- State-registered IARs · 10 to 9Mar 20, 2023 to Nov 30, 2023
- Accounts · 3,755 to 3,991Mar 12, 2022 to Mar 20, 2023
- Charity clients · 1.0 to unsetMar 12, 2022 to Mar 20, 2023
- HNW clients · 76 to 88Mar 12, 2022 to Mar 20, 2023
- Individual clients · 87 to 77Mar 12, 2022 to Mar 20, 2023
- Discretionary RAUM · $437M to $385MMar 12, 2022 to Mar 20, 2023
- HNW RAUM · $375M to $322MMar 12, 2022 to Mar 20, 2023
- Individual RAUM · $215M to $213MMar 12, 2022 to Mar 20, 2023
- Non-discretionary RAUM · $154M to $151MMar 12, 2022 to Mar 20, 2023
- RAUM · $591M to $536MMar 12, 2022 to Mar 20, 2023
- Accounts · 3,469 to 3,755Mar 16, 2021 to Mar 12, 2022
- HNW clients · 74 to 76Mar 16, 2021 to Mar 12, 2022
Signals
1 dated events
- L•••••••• F•••••••• P••••••• I••• filed its initial SEC registration (Form ADV)Nov 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- k••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 248-737-7090reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-224-1040reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- MYL••••••••P•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-737-7090reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $168Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026