DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••• P•••• C•••••• L••
Latest filing Apr 24, 2026
First filing on the tape Oct 4, 2017 · 15 filings
SEC status approved since Nov 6, 2017
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$3.5B as of Apr 24, 2026
Mar 28, 2018$136M then
HNW client RAUM$0 as of Apr 24, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Mar 28, 20180 then
Employees (5.A)33 as of Apr 24, 2026
Mar 28, 20185 then
Private funds9 as of Apr 24, 2026
Mar 28, 20183 then
RAUM -1.6% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $392MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.9B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• P•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $491M | 39 | Mar 30, 2021 |
| M••• P•••• C•••••• P•••••••• L••• | Private Equity Fund | $431M | 25 | Mar 6, 2018 |
| M••• P•••• C•••••• P••••••• I•••• L••• | Private Equity Fund | $232M | 24 | Mar 30, 2021 |
| M••• P•••• C•••••• P••••••• A• L•• | Private Equity Fund | $224M | 14 | Mar 6, 2018 |
| M••• P•••• A••••••••• F••• I•• L••• | Private Equity Fund | $17.4M | 27 | Mar 30, 2021 |
| M••• P•••• A••••••••• F••• I• L••• | Private Equity Fund | $7.3M | 20 | Mar 6, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• T••••••• L••••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 10/2017 · owns less than 5%
- D••••• M••••••• C• · Managing Partnercontrolsince 10/2017 · owns 75% or more
- S••••• D•••••• G••••• · Managing Partnercontrolsince 10/2017 · owns less than 5%
Related persons
Schedule D 7.A
- M••• P•••• C•••••• P••••••• G•• L•••pooled vehicle sponsory
- M••• P•••• C•••••• P••••••• I• G•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 22 to 25Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $1.7B to $1.9BMar 27, 2025 to Mar 30, 2026
- Employees · 30 to 33Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.6B to $3.5BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.6B to $3.5BMar 27, 2025 to Mar 30, 2026
- RAUM · $3.6B to $3.5BMar 27, 2025 to Mar 30, 2026
- Accounts · 6 to 9Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 15 to 22Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 6 to 9Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $1.4B to $1.7BMar 27, 2024 to Mar 27, 2025
- Employees · 20 to 30Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 6 to 9Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $3.6BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.8B to $3.6BMar 27, 2024 to Mar 27, 2025
- RAUM · $1.8B to $3.6BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 12 to 15Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $1.2B to $1.4BMar 30, 2023 to Mar 27, 2024
- Employees · 15 to 20Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.7B to $1.8BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.7B to $1.8BMar 30, 2023 to Mar 27, 2024
- RAUM · $1.7B to $1.8BMar 30, 2023 to Mar 27, 2024
- Advisory employees · 11 to 12Mar 29, 2022 to Mar 30, 2023
- Assets in custody · $1.8B to $1.2BMar 29, 2022 to Mar 30, 2023
- Employees · 14 to 15Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.8B to $1.7BMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.8B to $1.7BMar 29, 2022 to Mar 30, 2023
- RAUM · $1.8B to $1.7BMar 29, 2022 to Mar 30, 2023
- Advisory employees · 9 to 11Mar 30, 2021 to Mar 29, 2022
- Assets in custody · $322M to $1.8BMar 30, 2021 to Mar 29, 2022
- Employees · 13 to 14Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $1.6B to $1.8BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $1.6B to $1.8BMar 30, 2021 to Mar 29, 2022
- RAUM · $1.6B to $1.8BMar 30, 2021 to Mar 29, 2022
- Accounts · 3 to 6Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 6 to 9Mar 27, 2020 to Mar 30, 2021
- Pooled vehicle clients · 3 to 6Mar 27, 2020 to Mar 30, 2021
- Employees · 11 to 13Mar 27, 2020 to Mar 30, 2021
- Private funds · 3 to 6Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $519M to $1.6BMar 27, 2020 to Mar 30, 2021
Signals
4 dated events
- M••• P•••• C•••••• L•• reported RAUM $3.6B, up 95% from $1.8B (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- M••• P•••• C•••••• L•• reported RAUM $1.6B, up 216% from $519.2M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- M••• P•••• C•••••• L•• reported RAUM $486.6M, up 258% from $136.1M (2018-10-12 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- M••• P•••• C•••••• L•• filed its initial SEC registration (Form ADV)Oct 4, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••• P•••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••• P•••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- M•••P••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 416-5800reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026