DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• C•••••• P•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 25, 2019 · 15 filings
SEC status approved since Jul 25, 2019
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.6B as of Mar 27, 2026
Mar 30, 2020$311M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20200 then
Employees (5.A)31 as of Mar 27, 2026
Mar 30, 202013 then
Private funds12 as of Mar 27, 2026
Mar 30, 202014 then
RAUM +98% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $134MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +98%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.6B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• C•••••• P••••••• F••• I••• L••• | Private Equity Fund | $437M | 56 | Mar 29, 2023 |
| R•••••• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $182M | 28 | Mar 30, 2020 |
| R•••••• C•••••• P••••••• F••• I•••• L••• | Private Equity Fund | $36.4M | 8 | Mar 31, 2021 |
| R••••••• L•• | Private Equity Fund | $9.9M | 48 | Oct 12, 2017 |
| R•••••• C•••••• P••••••• T•••••• C••••••••• L••• | Private Equity Fund | $9.8M | 3 | Mar 31, 2021 |
| R•• S•••• S•••• C••••••••• L••• | Private Equity Fund | $9.7M | 2 | Mar 29, 2022 |
| R•• D••••• O••••••••• F••• I• L•• | Private Equity Fund | $2.5M | 2 | Oct 12, 2017 |
| R•••••• L•• | Private Equity Fund | $1.8M | 46 | Oct 12, 2017 |
| A••••• L•••••••• 2• L•• | Private Equity Fund | $890,228 | 38 | Mar 29, 2019 |
| R•••••• L•• | Private Equity Fund | $414,588 | 39 | Oct 12, 2017 |
| R•••••• L•• | Private Equity Fund | $410,907 | 23 | Mar 29, 2019 |
| R••••••• L•• | Private Equity Fund | $297,684 | 25 | Mar 30, 2018 |
| R••••••• L••no longer reported | Private Equity Fund | $236,177 | 28 | Oct 12, 2017 |
| R••••••• L•• | Private Equity Fund | $83,180 | 33 | Jun 25, 2019 |
| R•••••• L••no longer reported | Private Equity Fund | $23,404 | 37 | Oct 12, 2017 |
| R•• M••• L•• | Private Equity Fund | $7,969 | 30 | Mar 30, 2020 |
| R•••••• L•• | Private Equity Fund | $2,614 | 35 | Oct 12, 2017 |
| R••••••• L•• | Private Equity Fund | $0 | 5 | Oct 12, 2017 |
| R•••••• L•• | Private Equity Fund | $0 | 10 | Oct 12, 2017 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• J•••• M••••• · Managing Partnercontrolsince 01/2015 · owns 25% to 50%
- K••••••• R••• · Chief Compliance Officer, Chief Financial Officercontrolsince 10/2019 · owns less than 5%
- L•••••• D•••••• B••••• · Managing Partnercontrolsince 01/2015 · owns 25% to 50%
- W••••••• M••••••• C•••• · Managing Partnercontrolsince 01/2015 · owns 25% to 50%
- W••••••• R•••••• D•••• · Managing Partnercontrolsince 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
- R•• H••••• 2• L••pooled vehicle sponsorn
- R•• H••••• 3• L••pooled vehicle sponsorn
- R•••••• C•••••• P••••••• G• I•• L•••pooled vehicle sponsorn
- R•••••• C•••••• P••••••• G• I••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Evanston, IL5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $812,699,373 to $1,607,240,723 (+98.0%) between the annual amendments of 2025-03-26 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 9 to 12Mar 26, 2025 to Mar 27, 2026
- Advisory employees · 15 to 18Mar 26, 2025 to Mar 27, 2026
- Pooled vehicle clients · 9 to 12Mar 26, 2025 to Mar 27, 2026
- Assets in custody · $813M to $1.6BMar 26, 2025 to Mar 27, 2026
- Employees · 27 to 31Mar 26, 2025 to Mar 27, 2026
- Private funds · 9 to 12Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $813M to $1.6BMar 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $813M to $1.6BMar 26, 2025 to Mar 27, 2026
- RAUM · $813M to $1.6BMar 26, 2025 to Mar 27, 2026
- Accounts · 11 to 9Jan 5, 2025 to Mar 26, 2025
- Advisory employees · 13 to 15Jan 5, 2025 to Mar 26, 2025
- Pooled vehicle clients · 11 to 9Jan 5, 2025 to Mar 26, 2025
- Assets in custody · $677M to $813MJan 5, 2025 to Mar 26, 2025
- Employees · 22 to 27Jan 5, 2025 to Mar 26, 2025
- Financial planning clients · unset to Jan 5, 2025 to Mar 26, 2025
- Private funds · 11 to 9Jan 5, 2025 to Mar 26, 2025
- Discretionary RAUM · $677M to $813MJan 5, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $677M to $813MJan 5, 2025 to Mar 26, 2025
- RAUM · $677M to $813MJan 5, 2025 to Mar 26, 2025
- Accounts · 17 to 11Apr 22, 2023 to Mar 25, 2024
- Advisory employees · 10 to 13Apr 22, 2023 to Mar 25, 2024
- Pooled vehicle clients · 17 to 11Apr 22, 2023 to Mar 25, 2024
- Assets in custody · $901M to $677MApr 22, 2023 to Mar 25, 2024
- Employees · 18 to 22Apr 22, 2023 to Mar 25, 2024
- Private funds · 17 to 11Apr 22, 2023 to Mar 25, 2024
- Discretionary RAUM · $901M to $677MApr 22, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $901M to $677MApr 22, 2023 to Mar 25, 2024
- RAUM · $901M to $677MApr 22, 2023 to Mar 25, 2024
- Accounts · 16 to 17Apr 19, 2022 to Mar 29, 2023
- Pooled vehicle clients · 16 to 17Apr 19, 2022 to Mar 29, 2023
- Assets in custody · $700M to $901MApr 19, 2022 to Mar 29, 2023
- Employees · 15 to 18Apr 19, 2022 to Mar 29, 2023
- Private funds · 16 to 17Apr 19, 2022 to Mar 29, 2023
- Discretionary RAUM · $700M to $901MApr 19, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $700M to $901MApr 19, 2022 to Mar 29, 2023
- RAUM · $700M to $901MApr 19, 2022 to Mar 29, 2023
- Accounts · 15 to 16Apr 28, 2021 to Mar 29, 2022
- Advisory employees · 9 to 10Apr 28, 2021 to Mar 29, 2022
- Pooled vehicle clients · 15 to 16Apr 28, 2021 to Mar 29, 2022
- Assets in custody · $461M to $700MApr 28, 2021 to Mar 29, 2022
Signals
7 dated events
- R•••••• C•••••• P•••••••• L•• reported RAUM $1.6B, up 98% from $812.7M (2025-03-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- R•••••• C•••••• P•••••••• L•• reported RAUM $900.7M, up 29% from $699.7M (2022-04-19 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- R•••••• C•••••• P•••••••• L•• reported RAUM $699.7M, up 52% from $461.0M (2021-04-28 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- R•••••• C•••••• P•••••••• L•• reported RAUM $461.0M, up 48% from $310.7M (2020-04-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- H. Jamie Loving (Chief Compliance Officer) no longer on Schedule A of R•••••• C•••••• P•••••••• L•• (listed 2019-11-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Rona Kennedy (Chief Financial Officer) appeared on Schedule A of R•••••• C•••••• P•••••••• L••Nov 12, 2019 · Control person joined · fact
- R•••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
- R•••••• C•••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rotunda-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 240-482-0612reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026