DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• R••• R••• E••••• P•••••••• L••
Legal name A••••• R••• I••••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2018 · 14 filings
SEC status approved since Apr 30, 2018
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2026
Mar 29, 2019$419M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20190 then
Employees (5.A)25 as of Mar 30, 2026
Mar 29, 201919 then
Private funds1 as of Mar 28, 2025
Mar 31, 20211 then
RAUM +16% over the last fiscal year+56% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $249MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• R••• I• • U••••••••• O••••• P••• L•• | Real Estate Fund | $63.6M | 77 | Mar 31, 2021 |
| A••••• R••• I•• • S••••• L••no longer reported | Real Estate Fund | $14.3M | 123 | Mar 31, 2022 |
| A••••• R••• R••• E••••• F••• I•• L••no longer reported | Real Estate Fund | $10.0M | 4 | Nov 1, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A••••• P•••• · Managing Directorcontrolsince 05/2021 · owns less than 5%
- B••••• J••••••• M•••••• · Chief Financial Officercontrolsince 01/2019 · owns less than 5%
- C••••••••• C••••• N••••• · Managing Partnercontrolsince 07/2012 · owns less than 5%
- C••••• J•••••• P••••••• · Managing Partnercontrolsince 03/2021 · owns less than 5%
- E•••• J•••• M•••••• · Managing Directorcontrolsince 04/2017 · owns less than 5%
- F•••••••• J••••••• R••••• · Managing Directorcontrolsince 09/2019 · owns less than 5%
- H•••• B••••••• L•• · Managing Directorcontrolsince 04/2018 · owns less than 5%
- J••••••• W••••• W• · Managing Directorcontrolsince 02/2022 · owns less than 5%
- K••••••• C••••••••• J••• · President, Managing Partnercontrolsince 07/2012 · owns less than 5%
- M••••••••• M•••• J•••••• · Managing Partnercontrolsince 07/2012 · owns less than 5%
- S••••••••• M••••••• C•••••• · Controller And Compliance Directorcontrolsince 03/2021 · owns less than 5%
- S••••••••• S•••••• F• •• O•••• · Managing Partnercontrolsince 07/2012 · owns less than 5%
- C••••••••• C••••• N••••• · Membercontrolsince 10/2002 · owns 75% or more of T••••• P••••••• L••
- K••••••• C••••••••• J••• · Membercontrolsince 07/2012 · owns F of A••••• R••• R••• E••••• P••••••• L••
- M••••••••• M•••• J•••••• · Membercontrolsince 06/2012 · owns 75% or more of 1••• P••••••• L••
- S••••••••• S•••••• F• •• O•••• · Membercontrolsince 06/2012 · owns 75% or more of L• P••••••• L••
- A•••••••• D•••••• M•••• · Chief Compliance Officersince 12/2023 · owns less than 5%
Entity owners
- A••••• R••• R••• E••••• P••••••• L•• · Ownerdirect · owns 75% or more
- 1••• P••••••• L•• · Memberindirect · owns 25% to 50% of A••••• R••• R••• E••••• P••••••• L••
- L• P••••••• L•• · Memberindirect · owns 25% to 50% of A••••• R••• R••• E••••• P••••••• L••
- T••••• P••••••• L•• · Memberindirect · owns 25% to 50% of A••••• R••• R••• E••••• P••••••• L••
Related persons
Schedule D 7.A
- A••••• R••• R•• I• M••••••• L••pooled vehicle sponsorn
- A••••• R••• R•• I•• M••••••• L••pooled vehicle sponsorn
- A••••• R••• S•• M••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Nashville, TN4 employees
- San Francisco, CA3 employees
- Dallas, TX2 employees
- Centennial, CO1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 30, 2026advises private funds (Item 7.B): yes on the filing of 2025-03-28, no on the filing of 2026-03-30peers: ASSET_M••••••, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Employees · 26 to 25Mar 28, 2025 to Mar 30, 2026
- Private funds · 1 to unsetMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 16 to 15Jun 4, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 4, 2024 to Mar 28, 2025
- Other offices · 4 to 3Jun 4, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.0B to $1.1BJun 4, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.0B to $1.1BJun 4, 2024 to Mar 28, 2025
- RAUM · $1.0B to $1.1BJun 4, 2024 to Mar 28, 2025
- HQ city · BOSTON to DEDHAMMar 26, 2024 to Jun 4, 2024
- Accounts · 4 to 5Dec 21, 2023 to Mar 26, 2024
- Advisory employees · 17 to 16Dec 21, 2023 to Mar 26, 2024
- Pooled vehicle clients · 4 to 5Dec 21, 2023 to Mar 26, 2024
- Employees · 25 to 26Dec 21, 2023 to Mar 26, 2024
- Discretionary RAUM · $330M to $1.0BDec 21, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $330M to $1.0BDec 21, 2023 to Mar 26, 2024
- RAUM · $330M to $1.0BDec 21, 2023 to Mar 26, 2024
- Employees · 24 to 25Mar 31, 2022 to Mar 29, 2023
- Private funds · 2 to 1Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $378M to $330MMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $378M to $330MMar 31, 2022 to Mar 29, 2023
- RAUM · $378M to $330MMar 31, 2022 to Mar 29, 2023
- Accounts · 3 to 4Nov 17, 2021 to Mar 31, 2022
- Advisory employees · 15 to 17Nov 17, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Nov 17, 2021 to Mar 31, 2022
- Custody of client assets · true to falseNov 17, 2021 to Mar 31, 2022
- Other offices · 3 to 4Nov 17, 2021 to Mar 31, 2022
- Private funds · 1 to 2Nov 17, 2021 to Mar 31, 2022
- Discretionary RAUM · $403M to $378MNov 17, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $403M to $378MNov 17, 2021 to Mar 31, 2022
- RAUM · $403M to $378MNov 17, 2021 to Mar 31, 2022
- Accounts · 1 to 3Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 13 to 15Mar 30, 2020 to Mar 31, 2021
- Corporate clients · unset to 0.0Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 1 to 3Mar 30, 2020 to Mar 31, 2021
- Employees · 21 to 24Mar 30, 2020 to Mar 31, 2021
- Private funds · unset to 1Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $173M to $403MMar 30, 2020 to Mar 31, 2021
Signals
19 dated events
- A••••• R••• R••• E••••• P•••••••• L•• reported RAUM $1.0B, up 218% from $329.5M (2023-12-21 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Todd Frank Ingraham (Chief Compliance Officer) no longer on Schedule A of A••••• R••• R••• E••••• P•••••••• L•• (listed 2023-03-29, absent 2023-12-21)Dec 21, 2023 · Control person left · inference
- Nicholson Noreen O'Melia (Director Of Asset & Portfolio Operations) no longer on Schedule A of A••••• R••• R••• E••••• P•••••••• L•• (listed 2021-11-17, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Henry Marc Pristawa (Managing Director Of Portfolio Management) no longer on Schedule A of A••••• R••• R••• E••••• P•••••••• L•• (listed 2021-11-17, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Ann Gail Hardy (Investor Relations Director) no longer on Schedule A of A••••• R••• R••• E••••• P•••••••• L•• (listed 2021-11-17, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Peter Albro (Managing Director) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2022 · Control person joined · fact
- Walter W Jenkins (Managing Director) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2022 · Control person joined · fact
- Todd Frank Ingraham (Chief Compliance Officer) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Nov 17, 2021 · Control person joined · fact
- Nicholson Noreen O'Melia (Director Of Asset & Portfolio Operations) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- A••••• R••• R••• E••••• P•••••••• L•• reported RAUM $403.2M, up 133% from $173.2M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Charles Matthew Silvestri (Chief Compliance Officer) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Robert Jeffrey Foresman (Managing Director) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Lee Brandon Hoag (Managing Director) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Henry Marc Pristawa (Managing Director Of Portfolio Management) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Douglas Bruce Nolen (Managing Director) no longer on Schedule A of A••••• R••• R••• E••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- John Mark Tryder (Managing Director) no longer on Schedule A of A••••• R••• R••• E••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- A••••• R••• R••• E••••• P•••••••• L•• reported RAUM $173.2M, down 59% from $418.8M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- M Jeffrey Burke (Chief Financial Officer) appeared on Schedule A of A••••• R••• R••• E••••• P•••••••• L••Mar 29, 2019 · Control person joined · fact
- A••••• R••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A•••••R•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-279-2188reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A••••• R••• R••• E••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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