DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• V•••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 290313SEC 801-126293websiteIAPD
Legal name A•••• V•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2022 · 9 filings
SEC status approved since Aug 3, 2022
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.7B as of Mar 30, 2026
Mar 30, 2023$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)10 as of Mar 30, 2026
Mar 30, 202310 then
Private funds27 as of Mar 30, 2026
Mar 30, 202316 then
RAUM +37% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 41reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• V•••••• P••••••• L• | Venture Capital Fund | $364M | 60 | Nov 3, 2017 |
| A•••• O••••••••• I• L• | Venture Capital Fund | $168M | 25 | Mar 18, 2019 |
| A•••• V•••••• P••••••• I• L• | Venture Capital Fund | $94.9M | 69 | Mar 31, 2022 |
| A•••• O••••••••• I• L• | Venture Capital Fund | $69.3M | 55 | Mar 31, 2022 |
| A•••• L•• F••• I• L• | Venture Capital Fund | $38.5M | 3 | Mar 31, 2022 |
| A•••• X• F•••• L• | Venture Capital Fund | $36.2M | 25 | Mar 31, 2022 |
| A•••• A•• L• | Venture Capital Fund | $27.6M | 4 | Mar 31, 2022 |
| A•••• A•• F•••• L• | Venture Capital Fund | $24.1M | 2 | Mar 31, 2022 |
| A•••• R•••••• G•••• S• | Hedge Fund | $13.2M | 19 | Mar 27, 2024 |
| A•••• R•••••• C••••• S• | Hedge Fund | $6.9M | 10 | Mar 31, 2022 |
| A•••• R•••••• R••••• N••••••••• S• | Hedge Fund | $6.4M | 1 | Mar 27, 2024 |
| N•••••• A•••• F••• I• H••••••• L•• | Venture Capital Fund | $5.7M | 30 | Mar 31, 2022 |
| A•••• R•••••• L••• S• | Hedge Fund | $5.1M | 10 | Mar 31, 2022 |
| F••• F•••• L• | Venture Capital Fund | $4.2M | 24 | Mar 31, 2022 |
| A•••• E• F•••• L• | Venture Capital Fund | $3.1M | 2 | Mar 31, 2022 |
| A•••• A•• F•••• L• | Venture Capital Fund | $2.7M | 1 | Mar 31, 2022 |
| A•••• R•••••• S•• | Hedge Fund | $0 | 0 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- R•••• C••••••• E••••• · Managing Director/Ccocontrolsince 01/2017 · owns 75% or more
- W•••• J••••• B•••• · Director Of Finance & Fund Operationscontrolsince 10/2017 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• A•• F••• G• L••pooled vehicle sponsory
- A•••• G• I• L••pooled vehicle sponsory
- A•••• G• L••pooled vehicle sponsory
- A•••• G••••• G• L••pooled vehicle sponsory
- A•••• L•• G• L••pooled vehicle sponsory
- A•••• O••••••••• G• I• L••pooled vehicle sponsory
- A•••• R•••••• C••••• G• L••pooled vehicle sponsory
- A•••• R•••••• G•••• G•• L••pooled vehicle sponsory
- A•••• R•••••• L••• G• L••pooled vehicle sponsory
- A•••• R•••••• R••••• N••••••••• G•• L••pooled vehicle sponsory
- A•••• X• F••• G• L••pooled vehicle sponsory
- F••• F••• G•• L••pooled vehicle sponsory
- N•••••• A•••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 32 to 41May 29, 2025 to Mar 30, 2026
- Pooled vehicle clients · 32 to 41May 29, 2025 to Mar 30, 2026
- Private funds · 23 to 27May 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.7BMay 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.3B to $1.7BMay 29, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.7BMay 29, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 29, 2025
- Accounts · 29 to 32Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 29 to 32Mar 27, 2024 to Mar 31, 2025
- Private funds · 18 to 23Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $1.3BMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.3BMar 27, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.3BMar 27, 2024 to Mar 31, 2025
- Accounts · 27 to 29Nov 29, 2023 to Mar 27, 2024
- Advisory employees · 10 to 9Nov 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 27 to 29Nov 29, 2023 to Mar 27, 2024
- Private funds · 16 to 18Nov 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.0B to $1.1BNov 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.0B to $1.1BNov 29, 2023 to Mar 27, 2024
- RAUM · $1.0B to $1.1BNov 29, 2023 to Mar 27, 2024
- Advisory employees · 7 to 10Mar 6, 2023 to Mar 30, 2023
- Employees · 7 to 10Mar 6, 2023 to Mar 30, 2023
- Discretionary RAUM · $1.0B to $1.0BMar 6, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $1.0B to $1.0BMar 6, 2023 to Mar 30, 2023
- RAUM · $1.0B to $1.0BMar 6, 2023 to Mar 30, 2023
- Private funds · 32 to 16Jun 30, 2022 to Oct 25, 2022
Signals
3 dated events
- A•••• V••••••• reported RAUM $1.7B, up 37% from $1.3B (2025-05-29 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Brian Jason Wong (Director Of Finance & Fund Operations) appeared on Schedule A of A•••• V•••••••Mar 27, 2024 · Control person joined · fact
- A•••• V••••••• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• V••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A••••.VCreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (415) 226-4119reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026